Latest Schedule 13D activist filings
NYSE
ZVIA
Zevia PbcSCHEDULE: CDP Maintains 15.9% Stake in Zevia PBC
Caisse de dépôt et placement du Québec (CDPQ) filed an amendment to its Schedule 13D confirming its continued beneficial ownership of 15.9% of Zevia PBC's Class A common stock.
NYSE
Aerin Lauder has entered into a $120 million loan facility secured by a pledge of 4.5 million shares of Estée Lauder Class B Common Stock.
NASDAQ
QTTB
Q32 Bio INCAtlas Venture entities acquired 625,000 shares of Q32 Bio Inc. in a private placement, bringing their total beneficial ownership to 11.5%.
NYSE
Saba Capital Management has increased its beneficial ownership in The New Germany Fund, Inc. to 20.79% through open market purchases.
NYSE
Saba Capital Management has increased its beneficial ownership in The Mexico Fund, Inc. to 14.33% through open market purchases.
NYSE
QH Hungary Holdings Limited has amended and restated several prepaid variable share forward transactions with Citibank and RBC to extend settlement dates.
NYSE
AEG
Aegon LTDAegon Ltd. and Vereniging Aegon have entered a framework agreement to facilitate the company's redomiciliation to the U.S. and restructure the association's charitable activities.
NASDAQ
Executive Chairman William W. Smith Jr. reports increased beneficial ownership in Smith Micro Software following shareholder approval of warrant exercises.
NYSE
CSTM
Constellium SEBpifrance Participations sold 4.19 million shares of Constellium SE in block trades, reducing its beneficial ownership to 6.2%.
Shareholder RBCH Ltd has formally requisitioned an extraordinary general meeting to replace the entire board of Brera Holdings, citing self-dealing and mismanagement.
NYSE
Saba Capital Management has submitted an updated non-binding proposal to the Board of ASA Gold and Precious Metals to transition the company into a Business Development Company (BDC).
NASDAQ
Dustin Shindo reports a reduction in beneficial ownership of New Horizon Aircraft Ltd. shares to 4.1% following recent sales and share dilution.
NASDAQ
G. Willi-Food International Ltd. reports an amendment to its Schedule 13D, clarifying ownership structures and confirming significant beneficial ownership by key individuals and entities.
NYSE
Investissement Quebec acquired 33.35 million shares of Nouveau Monde Graphite for $61.4 million to fund the Matawinie Project.
NASDAQ
Gilead Sciences has increased its beneficial ownership in Assembly Biosciences to 25.1% following a recent public offering.
NASDAQ
Gilead Sciences has increased its beneficial ownership in Assembly Biosciences to 25.1% following a recent public offering.
NASDAQ
Global Value Investment Corp. and its affiliates have significantly reduced their holdings in CPS Technologies Corp., falling below the 5% ownership threshold.
NASDAQ
CEO Ming Hsieh reports a change in beneficial ownership of Fulgent Genetics common stock following equity award vesting.
NASDAQ
Blue & Silver Ventures, Ltd. reports a change in beneficial ownership of GameSquare Holdings, Inc. following the dissolution of Goff Jones Strategic Partners, LLC.
NASDAQ
BRF Investments, LLC has sold its remaining interest in TransAct Technologies, Inc., resulting in the termination of the reporting group's Schedule 13D filing obligations.
NASDAQ
BRF Investments, LLC has sold its remaining interest in TransAct Technologies, Inc., resulting in the termination of the reporting group's Schedule 13D filing obligations.
NYSE
Ernest Rady and affiliated entities increased their beneficial ownership in American Assets Trust, Inc. to 37.1% and entered a new voting agreement.
NASDAQ
MIMI
Mint INC LTDMint Incorporation Limited's Schedule 13D filing reveals an amendment by Deep Vision Enterprise Limited and CEO Hoi Lung Chan, detailing their increased beneficial ownership and ongoing strategic involvement.
NASDAQ
Bleichroeder LP, through managed funds, has acquired $550,000 in discount promissory notes and increased its beneficial ownership of LiqTech International shares to 33.7%.
NASDAQ
Lightstone Ventures and associated entities have filed an amendment to their Schedule 13D, reporting a decrease in their beneficial ownership percentage of ALX Oncology Holdings Inc. due to share dilution.
NASDAQ
Juniper Investment Company and affiliated entities have disclosed beneficial ownership of approximately 11% of Orthofix Medical Inc.'s outstanding common stock.
Sky Frontier Foundation has acquired a pre-funded warrant for 100,000,000 shares of Stablecoin Development Corp, representing a 9.99% beneficial ownership.
NASDAQ
YSXT
Ysx Tech Co, LTDPan Zexin, through Altiverse Capital Limited, has acquired a 6.97% stake in YSX TECH. CO., LTD, representing 2,000,000 Class A ordinary shares issuable upon conversion of Class B shares.
NASDAQ
YSXT
Ysx Tech Co, LTDLi Sen, through Summitway Holding Limited, has reported beneficial ownership of 2,000,000 Class A ordinary shares of YSX TECH. CO., LTD, representing 6.97% of the outstanding shares.
NASDAQ
ZENA
Zenatech, INCStar Financial Corp. has acquired a significant stake in ZenaTech, Inc. by converting $4.432 million of outstanding debt into 2 million common shares.