Serina Therapeutics, INC

Market Movers (8-K)

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Serina Therapeutics, Inc. has amended and restated the employment agreement for its CEO, Steve Ledger, detailing salary, bonus structure, and severance packages.
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Serina Therapeutics announced the appointment of Farrell Simon, Pharm. D., to its Board of Directors, effective July 22, 2026, who will also serve on the Audit and Compensation Committees.
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Serina Therapeutics shareholders approved a significant increase in authorized common stock and amendments to the 2024 Equity Incentive Plan at the 2026 Annual Meeting.
Capital raise
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Serina Therapeutics announced first-quarter 2026 financial results, highlighting progress in its Phase 1b registrational study for SER-252 in Parkinson's disease and the successful closing of a $21.2 million private placement.
Worse than expected
Capital raise
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Serina Therapeutics announced the appointment of a new CTO, an increase in CEO compensation, and amendments to its corporate bylaws.
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Serina Therapeutics reported full-year 2025 financial results, highlighted by FDA clearance for SER-252, initiation of its Phase 1b trial, and a private placement financing of up to $30 million.
Capital raise
Worse than expected

Quarterly Earnings (10-Q)

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Serina Therapeutics reports increased operating expenses and net loss for Q1 2026, but significant cash infusion from financing activities bolsters liquidity.
Worse than expected
Capital raise
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Serina Therapeutics reported increased losses and a clinical hold on its lead Parkinson's drug, raising substantial doubt about its ability to continue as a going concern.
Delay expected
Worse than expected
Capital raise
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Serina Therapeutics, a clinical-stage biotech, reported a significant net loss in Q2 2025, alongside a going concern warning, despite active capital raising and pipeline advancement.
Capital raise
Worse than expected
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Serina Therapeutics reports a net loss of $4.8 million for Q1 2025 and expresses substantial doubt about its ability to continue as a going concern.
Capital raise
Worse than expected
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Serina Therapeutics reports its Q3 2024 results, highlighting a net loss of $8.4 million and ongoing concerns about its ability to continue as a going concern.
Worse than expected
Capital raise
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Serina Therapeutics reports its second quarter 2024 results, which include the impact of a recent merger and highlight ongoing financial challenges.
Worse than expected
Capital raise

Annual Reports (10-K)

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Serina Therapeutics, Inc. filed an Amendment No. 1 to its 2025 Annual Report on Form 10-K to correct an inadvertently incorrect Auditor Consent and include new certifications from its principal executive and financial officers.
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Serina Therapeutics, a clinical-stage biotechnology company, reported a significant increase in net losses for 2025, alongside ongoing concerns about its ability to continue as a going concern, despite advancing its lead Parkinson's disease candidate, SER-252, into Phase 1b clinical trials and securing new capital.
Worse than expected
Capital raise
Delay expected
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Serina Therapeutics completes a reverse merger, transitioning its focus to developing novel Parkinson's disease treatments using its POZ platform technology.
Capital raise
Worse than expected
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AgeX Therapeutics has detailed the issuance of post-merger warrants to its shareholders and provided updates on its planned merger with Serina Therapeutics.
Worse than expected
Capital raise

Insider Trading (Form 4)

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Farrell Simon, a Director of Serina Therapeutics, Inc., received 30,500 shares of common stock on July 22, 2026.
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Serina Therapeutics, Inc. reports a stock purchase by Director Stephen K. Brannan.
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Director Karen J. Wilson of Serina Therapeutics, Inc. has reported the acquisition of common stock through multiple transactions.
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Serina Therapeutics CEO Steven A. Ledger has acquired 10,100 shares of common stock in a series of transactions.
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Serina Therapeutics, Inc. reports that SVP Srini Tenjarla acquired stock options for 85,558 shares.
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Steven A. Ledger, CEO of Serina Therapeutics, Inc., acquired stock options for 380,825 shares, with vesting scheduled over four years.

Proxy Statements (Def-14A)

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Serina Therapeutics has scheduled its 2026 Annual Meeting for June 17, 2026, to address key capital structure, equity incentive, and governance proposals.
Capital raise
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Serina Therapeutics, Inc. filed an amendment to its definitive proxy statement, clarifying details for a stockholder vote on issuing common stock related to convertible notes and warrants.
Capital raise
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Serina Therapeutics, Inc. has filed its definitive proxy statement with the U.S. Securities and Exchange Commission.
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Serina Therapeutics, Inc. is holding its Annual Meeting to elect directors, ratify auditors, and approve a significant common stock issuance tied to a $20 million convertible note and warrants to fund clinical trials.
Worse than expected
Capital raise
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Serina Therapeutics, Inc. has filed a definitive proxy statement with the SEC.
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Serina Therapeutics is asking stockholders to approve an amendment to its 2024 Equity Incentive Plan to increase the share reserve and introduce an evergreen provision.

New Public Companies (S-1)

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Serina Therapeutics files an amendment to its Form S-1 registration statement, covering the issuance and resale of common stock and warrants following its merger with AgeX Therapeutics.
Capital raise
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Serina Therapeutics aims to raise capital through warrant exercises while registering shares for resale, following a merger and name change from AgeX Therapeutics.
Capital raise
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Serina Therapeutics files for an offering of common stock and warrants to support its neurological disease and pain treatment programs.
Worse than expected
Capital raise

Schedule 13D - Activist Investments

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Juvenescence Limited and its subsidiaries now beneficially own approximately 27.3% of Serina Therapeutics, Inc. following a recent private placement.
Capital raise