Latest Schedule 13D activist filings
Charles Frischer has acquired a 9.8% beneficial ownership stake in Regional Health Properties, Inc.'s Series D Preferred Stock, signaling potential future engagement with management and strategic initiatives.
NASDAQ
Patriot Financial Group, a private equity fund, has disclosed a 5.35% beneficial ownership stake in PRIMIS FINANCIAL CORP. for investment purposes.
NYSE
Sit Investment Associates and Sit Fixed Income Advisors II continue to hold a 53.0% beneficial ownership in First Trust Mortgage Income Fund despite recent net share sales.
DALN
Dallasnews CORPMNG Enterprises, Inc. has increased its offer to acquire DallasNews Corp's outstanding shares to $18.50 per share in cash, a 23.3% premium over Hearst's $15.00 offer, while criticizing the DallasNews Board's lack of engagement.
OTC.Pink
Olesen Value Fund L.P. has reduced its beneficial ownership in Solitron Devices Inc. to 11.5% while maintaining an investment purpose and seeking shareholder value discussions.
AMEX
OSTX
Os Therapies INCShalom Auerbach and Einodmil LLC updated their beneficial ownership in OS Therapies Inc, reporting a slight reduction in Einodmil's stake through an open market sale.
NASDAQ
WULF
Terawulf INCAn amended Schedule 13D reveals significant changes in beneficial ownership of TeraWulf Inc. common stock by key insiders and related entities, including new share issuances for lease and compensation.
NYSE
Apollo-affiliated entities significantly reduced their beneficial ownership in Hilton Grand Vacations Inc. through a recent public offering.
NYSE
AGRO
Adecoagro SATether Holdings and its subsidiary Tether Investments increased their beneficial ownership in Adecoagro S.A. to 73.6% through recent open market purchases.
Manuel Stotz and Kingsway Capital Partners have increased their beneficial ownership in Verb Technology Company to 19.93%, signaling a strategic shift towards acquiring Toncoin for treasury management.
NYSE
SCHEDULE: CD&R Boosts Resideo Stake to 18.3%
CD&R Channel Holdings II and affiliated entities have increased their beneficial ownership in Resideo Technologies, Inc. to 18.3% through recent common stock purchases.
NASDAQ
A group of related entities and individuals, including the Wilks family, now beneficially own approximately 88.66% of ProFrac Holding Corp.'s Class A Common Stock.
NYSE
SK ecoplant and its affiliate Econovation have significantly reduced their stake in Bloom Energy Corp. through recent block sales, now holding 4.7% of Class A Common Stock.
NASDAQ
SCHEDULE: Riot Platforms Exits Bitfarms Stake
Riot Platforms, Inc. has completed its divestment of Bitfarms Ltd. common shares, ceasing to be a beneficial owner of more than five percent.
BITF
Bitfarms LTDSCHEDULE: Riot Platforms Exits Bitfarms Stake
Riot Platforms, Inc. has filed its final amendment to Schedule 13D, indicating it has ceased to be a beneficial owner of more than 5% of Bitfarms Ltd.'s common shares.
NASDAQ
Commander Aggregator, LP and related entities report their beneficial ownership in Compass Therapeutics, Inc. has fallen to 4.5% due to an increase in the issuer's outstanding shares.
NYSE
A group of significant investors, including entities managed by Dipender Saluja and Ion Yadigaroglu, have reduced their beneficial ownership in Joby Aviation, Inc. to below 5% through pro rata in-kind distributions.
NASDAQ
Apeiron Investment Group and affiliates increased their beneficial ownership in ATAI Life Sciences N.V. to 24.3% through a $19 million PIPE financing.
NASDAQ
CELC
Celcuity INCNew Enterprise Associates (NEA) affiliated entities and individuals have reduced their beneficial ownership in Celcuity Inc. to 8.1% due to increased outstanding shares and recent sales.
Baker Bros. Advisors LP and affiliates report full disposition of IGM Biosciences shares following the company's merger with Concentra Biosciences.
Sixth Street Partners, an affiliate of major shareholder TSSP Sub-Fund HoldCo, LLC, has proposed to acquire Plymouth Industrial REIT, Inc. for $24.10 per share in cash.
BridgeBio Pharma LLC and BridgeBio Pharma, Inc. have acquired a 17.5% beneficial ownership stake in BridgeBio Oncology Therapeutics, Inc. following a business combination.
NASDAQ
New Enterprise Associates' beneficial ownership in Marker Therapeutics, Inc. has decreased to 12.6% due to an increase in the company's outstanding common stock.
NASDAQ
John Hendricks' entity, Hendricks Factual Media LLC, completed a secondary offering of 8.05 million CuriosityStream shares at $3.50 each, totaling $28.175 million.
ETHZilla Corporation settled disputes with Elray Resources and Luxor Capital, agreeing to repurchase 1.318 million shares for $1 million, while Elray exercised warrants and subsequently sold shares.
Topsoe Holding A/S and related individuals have ceased to beneficially own 5% or more of IGM Biosciences, Inc. common stock following a merger agreement with Concentra Biosciences, LLC.
NYSE
Saba Capital Management, L.P. and affiliates have increased their beneficial ownership in General American Investors Company, Inc. to 8.33% of common shares outstanding.
NASDAQ
Coastlands Capital and related entities report a 9.99% beneficial ownership in X4 Pharmaceuticals following a recent private placement.
NYSE
Saba Capital Management, L.P. has increased its beneficial ownership in Destra Multi-Alternative Fund to 23.86% through recent open market purchases.
MYNA
Mynaric AGMynaric AG's existing ordinary shares were canceled for no value as part of a StaRUG process, with Pacific Investment Management Company LLC becoming the sole owner of new equity through a debt-to-equity swap.