Latest Schedule 13D activist filings
NASDAQ
DAIC
Cid Holdco, INCPhyllis Newhouse and ShoulderUp 2021 Trust have disclosed a combined beneficial ownership of 12.22% in CID HoldCo, Inc. following the recent business combination involving ShoulderUp Technology Acquisition Corp. and SEE ID, Inc.
NYSE
SCHEDULE: Toronto-Dominion Entities Update BlackRock MuniYield Preferred Share Holdings Post-Redemption
Toronto-Dominion Investments, Inc. and its affiliates have filed an amendment to their Schedule 13D, updating their beneficial ownership of BlackRock MuniYield New York Quality Fund's Variable Rate Demand Preferred Shares following a planned redemption.
Diveroli Investment Group LLC and Kingbird Ventures LLC have reported a significant 10.8% beneficial ownership stake in LQR House Inc., holding 737,000 shares of common stock.
NYSE
Gerald J. Ford and affiliated entities, holding 24.8% of Hilltop Holdings Inc., have announced their intent to vote against all director nominees and executive compensation at the upcoming annual meeting, while also disclosing a Rule 11 Agreement stemming from family litigation that restricts their ability to sell shares.
NYSE
Chevron Corporation has finalized its acquisition of Hess Corporation, resulting in Chevron indirectly owning and controlling Hess Midstream GP LP and holding approximately 37.8% of Hess Midstream LP's Class A Shares.
NYSE
An amended Schedule 13D filing reveals Alice N. Schwartz and her revocable trust continue to hold substantial Class A and Class B common stock, solidifying family control over Bio-Rad Laboratories, primarily for estate planning purposes.
AMEX
SCHEDULE: abrdn Fund Receives Temporary Waiver on Key Financial Covenants from Toronto-Dominion Bank
abrdn National Municipal Income Fund has secured a temporary waiver from Toronto-Dominion Investments, Inc. regarding its asset coverage and effective leverage ratio requirements for its Muni-MultiMode Preferred Shares until October 15, 2025.
NASDAQ
Andrew Cavaghan and affiliated entities have significantly increased their beneficial ownership in Blue Gold Ltd. to over 23% following a recent business combination and share distribution.
NASDAQ
FONR
Fonar CORPAn insider group, including senior management, has proposed to acquire all outstanding shares of FONAR Corporation not already owned by them for $17.25 per share in cash, representing a 27% premium.
NYSE
ASAN
Asana, INCAsana, Inc. co-founder Dustin A. Moskovitz has increased his beneficial ownership in the company to 56.4% through recent open-market purchases totaling over $23.9 million.
NYSE
Diana Shipping Inc. has disclosed a significant acquisition of 3.32 million common shares in Genco Shipping & Trading Ltd., representing a 7.72% beneficial ownership stake, for approximately $46 million.
NYSE
Diana Shipping Inc. has disclosed a significant acquisition of 3.32 million common shares in Genco Shipping & Trading Ltd., representing a 7.72% beneficial ownership stake, for approximately $46 million.
NYSE
Intercontinental Exchange Holdings, Inc. has entered into a voting support agreement with Bakkt Holdings, Inc. to approve a significant increase in authorized Class A Common Stock, contingent on Bakkt repaying its debt to ICEH following a minimum $70 million capital raise.
NYSE
Intercontinental Exchange Holdings, Inc. has entered into a voting support agreement with Bakkt Holdings, Inc. to approve a significant increase in authorized Class A Common Stock, contingent on Bakkt repaying its debt to ICEH following a minimum $70 million capital raise.
A significant shareholder group, including Gordon Gund and various Gund family trusts, has entered into a voting agreement to support the proposed merger of WK Kellogg Co with Ferrero International S.A.
NASDAQ
Vladimir and Angelica Galkin have increased their beneficial ownership in Newegg Commerce, Inc. to 14.3% of outstanding common shares, now holding 2,777,777 shares.
NASDAQ
Northern Right Capital and its affiliates have increased their beneficial ownership in Great Elm Group, Inc. to 20.7% of outstanding common stock, while extending the forbearance period for the conversion of their PIK Notes until July 15, 2026.
SCHEDULE: LQR House Shareholder Robert Leshner Reduces Stake Below 10%, Shifts Stance on Management Influence
Robert Leshner, a significant shareholder in LQR House Inc., has filed an amended Schedule 13D, correcting a previous clerical error in his reported share count and stating he no longer holds over 10% of voting stock or intends to influence company management.
OTC.Pink
NFTN
Nfiniti INCTravis Winczura has disclosed a 60.2% beneficial ownership stake in NFiniTi Inc. following a highly dilutive share exchange agreement where NFiniTi acquired Artisan Beverages, Inc., necessitating a 1-for-500 reverse stock split.
Augusta Gold Corp.'s largest shareholders, Augusta Investments Inc. and Richard Warke, have entered into a voting agreement to support the proposed merger with AngloGold Ashanti (U.S.A.) Holdings Inc.
OTC.Pink
NFTN
Nfiniti INCNFiniTi Inc. has completed a share exchange agreement, resulting in Summit Consumer Products Inc. acquiring 99.2% of its common stock in exchange for Artisan Beverages, Inc.
OTC.Pink
FRZT
Freeze Tag, INCA group of Series C Preferred Stockholders, holding 65.92% of voting power, has removed CEO Craig Holland and CFO Mick Donahoo from Freeze Tag's Board of Directors via written consent.
NYSE
Kawa Capital Management, Inc. has increased its proposal to acquire all outstanding common shares of Orion Properties Inc. to $2.75 per share, following a prior rejection of its initial offer.
NYSE
Sit Investment Associates, Inc. and Sit Fixed Income Advisors II, LLC have increased their beneficial ownership in Putnam Premier Income Trust to 27.0% of outstanding shares, reflecting significant buying activity over the past 60 days.
NYSE
Silver Lake Group and its affiliates have reduced their beneficial ownership in Dell Technologies Inc. Class C Common Stock through recent sales and distributions, now holding approximately 8.7% of total common stock.
NYSE
NPWR
Net Power INCA key reporting entity, Tillandsia, Inc., has sold 2.5 million shares of Class A Common Stock in NET Power Inc. through a block trade, reducing its beneficial ownership.
Riverstyx Fund, L.P., a significant shareholder in Charles & Colvard Ltd., has filed a lawsuit to compel the company to hold its annual shareholder meeting, citing a deprivation of fundamental shareholder rights.
NASDAQ
Riot Platforms, Inc. has filed an Amendment No. 19 to its Schedule 13D, disclosing a reduction in its beneficial ownership of Bitfarms Ltd. common shares to 9.8% following recent open market sales.
BITF
Bitfarms LTDRiot Platforms, Inc. has filed an Amendment No. 19 to its Schedule 13D, disclosing a reduction in its beneficial ownership of Bitfarms Ltd. common shares to 9.8% following recent open market sales.
NYSE
MFS High Yield Municipal Trust and activist investor Bulldog Investors have amended their standstill agreement, extending its term until December 31, 2025, and establishing conditions for a potential liquidity event based on the fund's trading discount.