Latest Schedule 13D activist filings
NYSE
Carl C. Icahn and affiliated entities updated their Schedule 13D filing for SandRidge Energy Inc., disclosing a 13.13% beneficial ownership and a confidentiality agreement related to Brett Icahn's board appointment.
NASDAQ
SCHEDULE: Cormorant Asset Management and Bihua Chen Disclose 6.46% Stake in Biomea Fusion Post Public Offering
Cormorant Asset Management, LP and its managing member Bihua Chen have updated their beneficial ownership in Biomea Fusion, Inc. to an aggregate of 6.46% following the company's recent public offering.
NASDAQ
SCHEDULE: Major Shareholder Bitfury Group Reduces Stake in Cipher Mining, Terminates Observer Agreement
Bitfury Group entities, including V3 Holding Ltd and Valerijs Vavilovs, have reduced their beneficial ownership in Cipher Mining Inc. to 25.2% and terminated their board observer agreement.
NASDAQ
Glory Achievement Fund Limited, along with Bull Group Limited and BULL TRUST, has increased its beneficial ownership in Niu Technologies to 32.9% through recent open-market purchases.
NASDAQ
ENVX
Enovix CORPThurman J. Rodgers and affiliated trusts have increased their beneficial ownership in Enovix Corporation to 14.4% through recent share acquisitions, convertible note investments, and a significant warrant distribution.
NYSE
BRCC
Brc INCActivist investor Engaged Capital has boosted its beneficial ownership in BRC Inc. to 12.2% by participating in the company's recent public offering, subject to a 90-day lock-up agreement.
iTeos Therapeutics, Inc. has entered into a definitive merger agreement to be acquired by Concentra Biosciences, LLC for $10.047 per share in cash plus one contingent value right.
NASDAQ
GLOBAL MOFY AI LIMITED has disclosed significant changes to its share structure, including a reclassification into Class A and Class B shares, a reverse share split, and the consolidation of voting power under CEO Haogang Yang through controlled entities.
NASDAQ
Yoda PLC and its controlling shareholder, Ioannis Papalekas, have increased their beneficial ownership in Capital Clean Energy Carriers Corp. to 27.13% through recent open-market share acquisitions totaling $14.9 million.
Jakota Games & Reels SAS, wholly owned by Norman Hansen, has acquired a 50.7% controlling stake in OpenLocker Holdings, Inc. through a significant stock purchase.
NASDAQ
GAMCO Investors and affiliated entities have increased their beneficial ownership in STRATTEC SECURITY CORP to 18.66% of outstanding common stock, triggering an amended Schedule 13D filing.
NASDAQ
INVE
Identiv, INCBradley L. Radoff and the Radoff Family Foundation have significantly increased their beneficial ownership in Identiv, Inc. to an aggregate of 8.8% of the company's outstanding common stock.
An amendment to a Schedule 13D filing reveals a decrease in the beneficial ownership percentage of OceanPal Inc. common stock by Abra Marinvest Inc. and Ioannis Zafirakis due to a change in preferred stock conversion prices.
SCHEDULE: OceanPal Director Reports Decreased Stake Due to Preferred Stock Conversion Price Adjustment
Eleftherios Papatrifon, a director of OceanPal Inc., filed an Amendment No. 11 to Schedule 13D, reporting a decrease in his beneficial ownership percentage of common stock to 10.59% due to changes in preferred stock conversion prices.
Semiramis Paliou and affiliated entities have reported a decrease in their beneficial ownership percentage in OceanPal Inc. to 44.45% due to changes in the conversion price of Series C and Series D Preferred Stock.
NASDAQ
Crystal Peak Investment Inc., along with its affiliates, has acquired a 51% beneficial ownership stake in LakeShore Biopharma Co., Ltd. through a $15 million private placement and subsequent warrant exercise.
NASDAQ
BIIB
Biogen INCBiogen Inc. plans to tender its 10% stake in Sage Therapeutics, Inc. following the rejection of its acquisition proposal and Sage's subsequent merger agreement with Supernus Pharmaceuticals, Inc.
Biogen Inc. plans to tender its 10% stake in Sage Therapeutics, Inc. following the rejection of its acquisition proposal and Sage's subsequent merger agreement with Supernus Pharmaceuticals, Inc.
NASDAQ
SCHEDULE 13D: Solarius Capital Sponsor, LLC Reports 26.44% Ownership in Solarius Capital Acquisition Corp.
Solarius Capital Sponsor, LLC files Schedule 13D, disclosing 26.44% ownership in Solarius Capital Acquisition Corp. through Class A and Class B ordinary shares.
NYSE
RDW
Redwire CORPBain Capital Credit has updated its beneficial ownership in Redwire Corp to 12.1% of common stock, stemming from the redemption of convertible preferred stock linked to a recent public offering.
NASDAQ
PASG
Passage Bio, INCOrbiMed Advisors and OrbiMed Capital GP VII have reduced their beneficial ownership in Passage Bio, Inc. to 7.82% after a series of share sales and a 1-for-20 reverse stock split.
NASDAQ
STGW
Stagwell INCMark J. Penn has consolidated his beneficial ownership in Stagwell Inc. to 11.6% of Class A Common Stock after Stagwell Group distributed its remaining shares to him.
NASDAQ
ANGH
Anghami INCOSN Streaming Limited and its affiliates have increased their beneficial ownership in Anghami Inc. to 70.8% of outstanding shares following the election to purchase an additional $23 million convertible note.
EPIX
Essa Pharma INCSoleus Capital Master Fund, L.P. has increased its beneficial ownership in ESSA Pharma, Inc. to 9.8% of outstanding common stock after unwinding a cash-settled swap and acquiring 2.1 million shares.
NASDAQ
A major shareholder, Jerrilyn M. Hoffmann Revocable Trust, has proposed a $50 million capital raise for Lee Enterprises, including a direct share purchase and a backstopped rights offering.
Clifford Starke, CEO and director of Flora Growth Corp., has filed an amended Schedule 13D, disclosing a beneficial ownership of 17.1% of the company's common shares, totaling 3,850,886 shares.
Flora Growth Corp.'s Chief Financial Officer, Dany Vaiman, has updated his beneficial ownership stake in the company to 4.8% of common shares, reflecting an increase in the issuer's total outstanding shares.
NASDAQ
Panacea Venture Healthcare Fund II, L.P. has increased its beneficial ownership in Connect Biopharma Holdings Limited to 25.1% through recent open market purchases of American Depositary Shares.
SCHEDULE: JX Luxventure Group Insider Sun Lei Boosts Stake to 10.37% Through Debt-to-Equity Conversion
Sun Lei, a significant shareholder of JX Luxventure Group Inc., increased beneficial ownership to 10.37% by converting $510,000 of outstanding debt owed by the company into 500,049 common shares.
NASDAQ
Vladimir and Angelica Galkin have significantly increased their beneficial ownership in Newegg Commerce, Inc., now holding 16.4% of the common shares.