Latest Schedule 13D activist filings
NASDAQ
Cyrus Capital Partners and its affiliates have reduced their beneficial ownership in Garrett Motion Inc. to 9.3% through a series of open market sales.
Jakota Games & Reels SAS, controlled by Norman Hansen, has agreed to sell 39 million shares of Crisp Momentum Inc. for equity in a private company with an undeterminable value.
OTC.Pink
Paul Taylor, Chairman and COO of Vocodia Holdings Corp, disclosed an increased beneficial ownership of 36% of the company's common stock through open market purchases.
NASDAQ
A group of insiders, including Windsor Private Capital LP and Jordan Kupinsky, reduced their beneficial ownership in Firefly Neuroscience, Inc. through open market sales and dilution from increased outstanding shares.
R01 Fund LP and Framework Ventures IV L.P. acquired $12 million in NovaBay Pharmaceuticals preferred stock from CEO David Lazar, with R01 Fund LP's beneficial ownership reaching 16.2%.
Framework Ventures IV L.P. and R01 Fund LP have acquired a significant stake in NovaBay Pharmaceuticals, Inc., injecting $2.15 million into the company as part of a plan to address NYSE listing deficiencies.
NYSE
OWLT
Owlet, INCTrilogy Equity Partners, LLC has converted warrants into Owlet, Inc. Class A Common Stock, increasing its beneficial ownership to 8.7%.
NYSE
Saba Capital Management, L.P. and its affiliates have increased their beneficial ownership in The Mexico Fund, Inc. to 9.37% of common shares, acquiring additional shares through open market purchases.
Saba Capital Management, L.P. and affiliates have fully divested their 0% beneficial ownership in ABRDN Japan Equity Fund, Inc.
NYSE
Saba Capital Management, L.P. and affiliates have reduced their beneficial ownership in Nuveen Pennsylvania Quality Municipal Income Fund to 12.57% through recent open market sales.
NYSE
OWLT
Owlet, INCAn investor group led by Lior Susan, a board member, increased its beneficial ownership in Owlet, Inc. to 40.5% of Class A Common Stock following a warrant exchange.
Activist investor Winvest, led by Jourdan Matthews, acquired and then sold a 15.8% stake in Bollinger Innovations, Inc., while proposing a tender offer for board control and strategic changes.
NASDAQ
Cantor Fitzgerald entities, including CFAC Holdings VIII and Cantor Fitzgerald & Co., have increased their beneficial ownership in XBP Global Holdings, Inc. to 6.8%.
NASDAQ
KALA
Kala Bio, INCSR One Capital Management entities have reduced their beneficial ownership in KALA BIO, Inc. to 4.6% after converting preferred stock and selling common shares.
OTC.Pink
Seaport Global Asset Management and affiliates reported a 22.9% beneficial ownership stake in ScanTech AI Systems Inc. following a business combination and various share acquisitions.
NASDAQ
ARVN
Arvinas, INCLogos Global Management LP and its affiliates have reduced their beneficial ownership in Arvinas, Inc. to below 5% after advocating for a strategic reset, capital return, and operational changes.
AMEX
Franklin Street Properties Corp. announced the appointment of Jennifer Bitterman to its Board of Directors as a Replacement Director, following Bruce Schanzer's resignation.
NYSE
William P. Stiritz has filed an Amendment No. 3 to Schedule 13D, disclosing a beneficial ownership of 9.3% in Post Holdings, Inc., including a recent purchase of 36,000 shares.
NYSE
Daniel Gilbert and related entities' aggregate ownership in Rocket Companies, Inc. has been diluted to 57.12% following the issuance of shares for the Mr. Cooper Group Inc. acquisition and other issuances.
OQB
Barry Mann discloses a 6.1% ownership stake in Carver Bancorp, citing an undervalued stock price and plans to engage with management to enhance shareholder value.
NYSE
Bloom Retirement Holdings Inc. and Reza Jahangiri have reduced their beneficial ownership in Finance of America Companies Inc. to 9.49% through open-market sales.
NASDAQ
Zhang Dingjun has reported a 10.1% beneficial ownership in Stardust Power Inc. for investment purposes, detailing recent open market transactions.
NASDAQ
Kevin Mills, CEO of Socket Mobile, Inc., transferred a $500,000 convertible note to Charlie Bass, Chairman of the Board, for investment management purposes.
NASDAQ
Socket Mobile Chairman Charlie Bass increased his beneficial ownership to 41.3% by acquiring a $500,000 convertible note from Kevin Mills.
Bright Scholar Education Holdings Limited is set to go private through a merger with Excellence Education Investment Limited, backed by significant equity financing and rollover agreements.
NASDAQ
Chiliz Group Ltd. has acquired a 10.9% stake in Processa Pharmaceuticals, Inc. for approximately $1.24 million, citing a strategic investment in biotech-fintech convergence.
OTC.Pink
CRCW
Crypto COIndividual investor Mark Andrew Uram has increased his beneficial ownership in Crypto Co to 15.5% of common stock, acquiring 674 million shares with personal funds.
NASDAQ
An activist investor group, Hoffmann Family of Companies, has proposed a $50 million capital injection into Lee Enterprises, expressing concerns over the company's financial strategy.
NASDAQ
NVNI
Nvni Group LTDSCHEDULE: Nvni Group COO Discloses 0.04% Stake
Nvni Group Ltd's Chief Operating Officer, Gustavo de Lima Usero, has disclosed the acquisition of 4,000 ordinary shares for investment purposes, representing a 0.04% stake in the company.
NASDAQ
NVNI
Nvni Group LTDSCHEDULE: Nvni Group CFO Boosts Stake to 5.48%
Nvni Group Ltd's CFO, Luiz Antonio Busnello, increased his beneficial ownership of ordinary shares to 5.48% through an acquisition by Labsyl Ltd.