SCHEDULE: Nvni Group COO Discloses 0.04% Stake

Nvni Group Ltd's Chief Operating Officer, Gustavo de Lima Usero, has disclosed the acquisition of 4,000 ordinary shares for investment purposes, representing a 0.04% stake in the company.

Summary

• Gustavo de Lima Usero, Chief Operating Officer of Nvni Group Ltd, acquired 4,000 ordinary shares of the company.
• The acquisition took place on October 10, 2025, using personal funds.
• These 4,000 shares represent approximately 0.04% of Nvni Group Ltd's outstanding Ordinary Shares, based on 10,032,710 shares as of October 13, 2025.
• The purpose of the transaction is stated as investment purposes.
• Mr. Usero is a Brazilian citizen and has no criminal or civil legal proceedings against him in the last five years.

Sentiment

Score: 6

Explanation: Slightly positive due to insider buying, but the very small stake (0.04%) limits the overall positive sentiment.

Positives

• Insider buying, even a small amount, can signal management's confidence in the company's future prospects.

Negatives

• The acquired stake of 0.04% is very small and may not represent a significant vote of confidence or material investment.

Future Outlook

The Reporting Person acquired the securities for investment purposes, indicating a long-term view on the company's value.

Management Comments

• "The Reporting person acquired the securities described in this Schedule 13D for investment purposes."

Industry Context

This filing is a routine disclosure of an insider's ownership stake and does not provide specific insights into broader industry trends or competitive landscape.

Legal Proceedings

• Gustavo de Lima Usero has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) during the last five years.
• Gustavo de Lima Usero has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction resulting in a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws during the last five years.

Stakeholder Impact

• Shareholders may view the insider purchase as a minor positive signal of management confidence, though the small size limits its significance.

Next Steps

• The Reporting Person does not currently have any plans or proposals that relate to, or would result in, any of the matters listed in Items 4(a)-(j) of Schedule 13D, beyond holding for investment purposes.

Key Dates

Keywords

Nvni Group Ltd, Gustavo de Lima Usero, Schedule 13D, Insider Ownership, Investment, Ordinary Shares, SEC Filing