Latest Schedule 13D activist filings
NYSE
Gate City Capital Management and Michael Melby have increased their beneficial ownership in Intrepid Potash Inc. to 5.22% of outstanding common stock.
NASDAQ
Ligand Pharmaceuticals has increased its beneficial ownership in Pelthos Therapeutics to 49.9% through a new $9.0 million senior secured convertible note financing.
Pelthos Therapeutics Inc. has secured a $9.0 million Senior Secured Convertible Note from Ligand Pharmaceuticals Incorporated, enhancing its financial position and granting Ligand significant royalty interests.
RA Capital Management and its affiliates reported a dilution of their beneficial ownership in Cidara Therapeutics, Inc. to 10.7% due to new share issuances by the company.
NASDAQ
Tether Holdings and its affiliates filed an amended Schedule 13D for Bitdeer Technologies Group, reporting an 18.1% stake and disclosing recent open market share sales.
AMEX
PED
Pedevco CORPPEDEVCO Corp. announced the completion of significant mergers and a $35 million PIPE financing, alongside Dr. Simon Kukes' resignation from the board.
Arts Wing Limited and Robert Liu have disclosed a 28.80% beneficial ownership stake in Maase Inc. following an acquisition transaction.
Morgan Lee Lekstrom, Chairman of Streamex Corp., has disclosed a 13.99% beneficial ownership stake in the company following a share exchange related to the acquisition of Streamex.
Karl Henry Michael McPhie, co-founder of Streamex, becomes CEO of Streamex Corp. and discloses beneficial ownership of 14.2% of common stock following a share exchange.
Major shareholders, including Piton Capital Partners and director Robert Averick, have signed a voting agreement to support Gulf Island Fabrication's merger with IES Holdings.
Kimmeridge Energy Management Company, LLC has filed a Schedule 13D, disclosing its beneficial ownership in Civitas Resources, Inc. and its agreement to vote in favor of the proposed merger with SM Energy Company.
Canada Pension Plan Investment Board and its subsidiary increased their beneficial ownership percentage in Civitas Resources, Inc. to 11.2%.
NYSE
The Coca-Cola Company and its subsidiaries have sold their remaining 18.8 million shares in Coca-Cola Consolidated, Inc. for $2.39 billion, ending a long-standing equity relationship.
NASDAQ
The Coca-Cola Company and its subsidiaries have sold their remaining 18.8 million shares in Coca-Cola Consolidated, Inc. for $2.39 billion, ending a long-standing equity relationship.
NYSE
RDW
Redwire CORPMajor shareholders of Redwire Corp, including AE Red Holdings and AE Industrial Partners, updated their beneficial ownership stakes, reflecting recent paid-in-kind dividends on Series A Convertible Preferred Stock.
DENN
Denny's CORPSCHEDULE: Jumana Capital Exits Denny's Stake
Jumana Capital Investments LLC and Christopher Martin have fully divested their beneficial ownership in Denny's Corp, selling over 4.5 million shares and closing out call options.
NYSE
Howard Amster and affiliated entities have increased their beneficial ownership in Ready Capital Corp to 8.8% through recent open market purchases totaling over $8.6 million.
Lynx1 Capital Management LP has proposed to acquire all outstanding shares of Neuphoria Therapeutics Inc. for $5.20 per share in cash, representing a 27% premium.
BML Investment Partners and Braden M. Leonard, holding 15.6% of Adverum Biotechnologies, express deep disappointment with the Eli Lilly merger terms and the board's handling of the sale process.
NYSE
Stephen Fitzpatrick and Imagination Aero Investment Ltd. reported a decrease in their beneficial ownership of Vertical Aerospace Ltd. ordinary shares due to recent sales.
OID
HSTC
Hst Global, INCSCHEDULE: HST Global Insider Boosts Stake to 32.4%
HST Global's President and Interim CFO, Michael Field, significantly increased his beneficial ownership to 32.4% through a $200,000 share acquisition.
NASDAQ
Cantor EP Holdings V, Cantor Fitzgerald, CF Group Management, and Brandon G. Lutnick jointly report beneficial ownership of 21.4% of Cantor Equity Partners V, Inc. Class A Ordinary Shares.
BTS
A group of investors, including director Jason Kin Hoi Fang, has acquired a controlling 51% stake in Pride River Limited, which beneficially owns 58.1% of AsiaStrategy.
NASDAQ
Aktiv Investment Management (Pty) Ltd has disclosed a 15.7% beneficial ownership stake in Montauk Renewables, Inc., primarily for investment purposes.
NASDAQ
Priority Technology Holdings' CEO and largest shareholder, Thomas Priore, has submitted a non-binding proposal to acquire all outstanding equity interests for $6.00 to $6.15 per share in cash.
AMEX
Equinox Partners Investment Management LLC and its affiliates have increased their beneficial ownership in Gran Tierra Energy Inc. to 16.4% of outstanding common stock.
AMEX
PED
Pedevco CORPJuniper Capital entities and Edward Geiser have collectively acquired a 53.39% beneficial ownership in PEDEVCO Corp. following a merger and PIPE investment, significantly altering the company's governance.
NYSE
Bakkt Holdings CEO Akshay Sudhir Naheta has increased his beneficial ownership to 6.3% through open market purchases, stock options, and a reorganization, while detailing a strategic cooperation agreement with his other company, DTR.
Motive Capital and other key shareholders commit to supporting Forge Global's merger with The Charles Schwab Corporation.
James Chae, a significant beneficial owner of Vestand Inc., has sold approximately 249,000 shares of Class A common stock, reducing his stake to 18.6%.