Latest Schedule 13D activist filings
NASDAQ
ARM-D Rocky Mountain Chocolate Holdings LLC acquires a 16.1% stake in Rocky Mountain Chocolate Factory, Inc. for $2.7 million, securing a board seat and investor rights.
SCHEDULE 13D/A: Hall of Fame Resort: Key Investors Divest All Shares
Reporting persons, including IRG entities and Stuart Lichter, have divested all beneficial ownership in Hall of Fame Resort & Entertainment Co. following a merger.
NYSE
SCHEDULE 13D/A: Saba Capital Boosts Stake in New Germany Fund to 13.66%
Saba Capital Management and affiliates have increased their beneficial ownership in The New Germany Fund, Inc. to 13.66% through open market purchases.
NASDAQ
FONR
Fonar CORPSCHEDULE 13D/A: FONAR Corp to Go Private in $90M Management-Led Buyout
FONAR Corporation will be acquired by a management-led group for $90 million, taking the company private with shareholders receiving cash for their shares.
NYSE
SCHEDULE 13D/A: ZIM Shipping Board Unifies Ahead of Shareholder Meeting
ZIM Integrated Shipping Services Ltd. and a shareholder group have resolved their proxy contest, agreeing on a unified slate of ten director nominees for the upcoming Annual Meeting.
NYSE
SCHEDULE 13D: Activist Investors Push ZIM for Board Shake-Up
A group of institutional investors and shareholders in ZIM Integrated Shipping Services Ltd. is demanding a board overhaul and strategic changes, citing significant undervaluation and concerns over a potential management buyout.
SCHEDULE 13D/A: CEA Industries Adopts Poison Pill, YZi Labs Responds
CEA Industries Inc. implemented a poison pill and restrictive bylaws, prompting YZi Labs to comply with new disclosure requirements for its board nomination efforts.
ONTF
On24 INCSCHEDULE 13D/A: ON24 to be Acquired for $8.10/Share in Cash
ON24 Inc. has entered into a definitive merger agreement to be acquired by Cvent Atlanta, LLC for $8.10 per share in cash, with major shareholder Indaba Capital supporting the deal.
SCHEDULE 13D/A: WideOpenWest Completes Merger, Goes Private
WideOpenWest, Inc. has completed its merger, resulting in the company's delisting from the NYSE and transition to private ownership.
NASDAQ
Charter Communications has increased its beneficial ownership in Comscore to 39.5% through an exchange of Series B Preferred Stock for Series C Preferred Stock and Common Stock, alongside a future cash payment.
ONTF
On24 INCSCHEDULE 13D/A: ON24 to be Acquired by Cvent Affiliate for $8.10 Cash
ON24 Inc. has entered into a definitive merger agreement to be acquired by Cvent Atlanta, LLC for $8.10 per share in an all-cash transaction.
NYSE
Saba Capital Management, an activist investor, has nominated Paul Kazarian as an independent director for election to the Board of BNY Mellon Strategic Municipals, Inc. at its 2026 annual meeting.
NYSE
SCHEDULE 13D/A: Saba Capital Nominates Director for BNY Mellon Muni Fund
Saba Capital Management, L.P. has nominated Paul Kazarian as an independent director for election to the Board of BNY Mellon Strategic Municipal Bond Fund, Inc. at its 2026 annual meeting.
NASDAQ
SCHEDULE 13D/A: Firefly Neuroscience Major Shareholder Reduces Stake
Windsor Private Capital and affiliated entities have significantly reduced their beneficial ownership in Firefly Neuroscience, Inc. by selling 185,800 common shares.
NASDAQ
SCOR
Comscore, INCPine Investor and Cerberus Capital Management have restructured their investment in Comscore, exchanging Series B preferred stock for Series C preferred and common stock, and gaining a board seat.
NYSE
SCHEDULE 13D/A: Elliott Maintains Triple Flag Stake, Hedges with Forward Sale
Elliott Investment Management, a major shareholder in Triple Flag Precious Metals, entered a variable price forward sale transaction for a portion of its common shares while affirming confidence in the company.
NYSE
Bellevue Capital Partners and affiliated entities, including Nicholas S. Schorsch, increased their beneficial ownership in American Strategic Investment Co. through recent open market purchases.
NASDAQ
SCOR
Comscore, INCSCHEDULE 13D/A: Charter Restructures Comscore Investment, Boosts Common Stake
Charter Communications has restructured its investment in Comscore, converting Series B Preferred Stock into Series C Preferred Stock and common shares, increasing its beneficial ownership to 39.5%.
NASDAQ
SCOR
Comscore, INCSCHEDULE 13D/A: Liberty Broadband Adjusts comScore Stake
Liberty Broadband Corporation has amended its beneficial ownership in comScore, Inc. by exchanging Series B Preferred Stock for a mix of Series C Preferred Stock and Common Stock, resulting in a 39.3% stake.
NASDAQ
SCHEDULE 13D/A: Liberty Broadband Adjusts comScore Stake
Liberty Broadband Corporation has amended its beneficial ownership in comScore, Inc. by exchanging Series B Preferred Stock for a mix of Series C Preferred Stock and Common Stock, resulting in a 39.3% stake.
NASDAQ
CISO
Ciso Global, INCHensley & Company has converted preferred shares and accrued dividends into 6,528,666 common shares of CISO Global, Inc., increasing its beneficial ownership to 14.82%.
NYSE
Saba Capital Management, L.P. and its affiliates have increased their beneficial ownership in Highland Opportunities and Income Fund to 8.3% through recent open market purchases.
Vighnesh Harinarayan Dobale, CEO of BMP AI Technologies, Inc., has reported beneficial ownership of 67.589% of the company's common stock and 74.57% of total voting power, following a series of private transactions and an asset acquisition.
OTC.Pink
Tile Shop Holdings, Inc. executed a reverse and forward stock split to delist from Nasdaq, cashing out shareholders with fewer than 3,000 shares.
NASDAQ
SCHEDULE: Energy Focus CEO Boosts Stake to 31.9%
Energy Focus, Inc.'s CEO, Chiao Chieh Huang, and an affiliated entity have increased their beneficial ownership to 31.9% of the company's common stock through recent private placements and prior purchases.
Scilex Holding Company updated its beneficial ownership in Datavault AI Inc. to 42.6% and disclosed a $100 million non-recourse loan secured by 85.8 million shares.
NASDAQ
Scilex Holding Company updated its Schedule 13D, disclosing a significant increase in its beneficial ownership of Datavault AI Inc. and the pledging of 85.8 million shares as collateral for a $100 million non-recourse loan.
NYSE
Saba Capital Management and its affiliates have increased their beneficial ownership in Clough Global Opportunities Fund to 7.12% through recent open market purchases.
NYSE
Saba Capital Management, L.P. filed an Amendment No. 15 to Schedule 13D, disclosing a beneficial ownership of 8.28% in Nuveen Pennsylvania Quality Municipal Income Fund and detailing recent share sales.
NYSE
Saba Capital Management, L.P. and its affiliates have increased their beneficial ownership in BNY Mellon Municipal Bond Infrastructure Fund, Inc. to 8.4% through recent open market purchases.