Latest Schedule 13D activist filings
NASDAQ
The Gabelli investment group has filed an Amendment No. 10 to its Schedule 13D for Astec Industries Inc., disclosing a 7.74% beneficial ownership and recent sales of shares.
NYSE
Saba Capital Management, a significant shareholder in The Gabelli Dividend & Income Trust, has nominated Andre Clemot as an independent trustee for the 2026 annual meeting, while also disclosing recent share sales.
AMEX
Realty Advisors Inc. has reduced its ownership in New Concept Energy, Inc. by selling 246,254 shares in a privately negotiated transaction.
NYSE
NIO
Nio INCCYVN Investments and L'imad Holding, backed by the Government of Abu Dhabi, confirm their beneficial ownership of 17.9% of NIO Inc.'s Class A Ordinary Shares.
NASDAQ
Yunqi Path Capital Master Fund and affiliated entities have increased their beneficial ownership in STAAR SURGICAL CO, now holding up to 6.5% of common stock.
NASDAQ
An amendment to Schedule 13D reveals a decrease in the aggregate beneficial ownership percentage of StepStone Group Inc. by a key investor group due to dilution and recent share sales.
NASDAQ
AmeriServ Financial has amended its consulting agreement with SB Value Partners, expanding services and issuing additional shares as compensation.
NASDAQ
Tectonic Financial, Inc. filed an amended Schedule 13D detailing the spin-off of Tectonic Advisors, LLC, a $35 million cash infusion, and significant changes to its reporting shareholder group.
NASDAQ
Vladimir and Angelica Galkin have increased their beneficial ownership in Newegg Commerce, Inc. to 20.5% through recent open market purchases.
NASDAQ
Significant shareholders Vladimir and Angelica Galkin have sold their entire stake in Innovative Eyewear Inc., stating the company no longer represents an attractive investment.
NASDAQ
Key reporting persons, including Slipstream Funding and Slipstream Communications, sold over 1.4 million shares of Creative Realities, Inc. common stock at $2.52 per share.
NYSE
Hoak Public Equities, L.P. has reduced its beneficial ownership in Natural Gas Services Group Inc. to 6.67% through recent open market sales.
OID
EDGM
Edgemode, INCPaul Richard Taylor has reduced his beneficial ownership in Edgemode, Inc. by selling 25 million shares, now holding 3.77% of the common stock.
NASDAQ
North Run Strategic Opportunities Fund I, LP and its affiliates increased their beneficial ownership in LightPath Technologies Inc. to 18.9% following warrant exercises and the removal of ownership limitations.
NASDAQ
JYNT
Joint CORPBandera Partners LLC, holding 26.5% of JOINT Corp shares, has reached an agreement for Jefferson Gramm to be nominated to the company's Board of Directors.
NYSE
Bruce C. Gottwald, a retired director, filed an amended Schedule 13D for NewMarket Corporation, reaffirming his 10.1% beneficial ownership and investment intent.
NASDAQ
Strategic Advisor Andrew Bressman increased his beneficial ownership in Atlantic International Corp. to 11.9% following a restricted stock unit award.
NASDAQ
Vladimir and Angelica Galkin have increased their beneficial ownership in Newegg Commerce, Inc. to 20.5% through recent open market purchases.
NASDAQ
Bpifrance Participations and its affiliates have filed an exit Schedule 13D/A, reducing their beneficial ownership in DBV Technologies S.A. below 5% after recent share sales.
NASDAQ
Atlantic International Corp. CEO Jeffrey Jagid increased his beneficial ownership to 13.8% through vested restricted stock units and new stock option awards.
NYSE
The Public Employees Retirement System of Ohio (OPERS) has updated its beneficial ownership in Korea Fund Inc., reporting a 4.06% stake for investment purposes.
AMEX
Saba Capital Management, L.P. increased its beneficial ownership in Clough Global Dividend & Income Fund to 7.09% through recent open market purchases.
NASDAQ
Sustainable Value Investments Holdings Limited has acquired a 29.9% stake in Click Holdings Ltd. through a share issuance for an equity interest acquisition.
NASDAQ
Sze Yeung Yau has significantly increased beneficial ownership in Click Holdings Ltd. to 33.3% through a share issuance related to an acquisition.
NYSE
Karpus Management, Inc. has increased its beneficial ownership in Western Asset Inflation-Linked Income Fund to 34.93% through recent open market transactions, totaling over $77 million.
NASDAQ
Kaspi.kz has increased its beneficial ownership in D-MARKET Electronic Services & Trading to 85.17% through a $97 million share purchase.
NASDAQ
Kaspi.kz has increased its beneficial ownership in D-MARKET Electronic Services & Trading to 85.17% through a new stock purchase agreement, aiming for a controlling interest.
NASDAQ
Michael Catelani increased his beneficial ownership in Anixa Biosciences, Inc. to 7.0% through market purchases and stock option exercises, including a new grant.
NYSE
An amendment to Schedule 13D details updated beneficial ownership for Ben M. Brigham and discloses a significant prepaid variable share forward sale transaction by Gregory M. Shephard.
NASDAQ
MIDD
Middleby CORPActivist investor Edward P. Garden will join Middleby Corp's 2026 director nominee slate following an amended cooperation agreement, as his group increases its stake to 6.71%.