Latest Schedule 13D activist filings
NASDAQ
SCHEDULE 13D/A: Casdin Entities Boost Standard BioTools Stake to 24.2%
Casdin Capital and affiliated funds have increased their beneficial ownership in Standard BioTools Inc. to 24.2% through recent open market purchases.
NASDAQ
SCHEDULE 13D/A: General Atlantic Exits Centessa Pharmaceuticals Stake
General Atlantic and its affiliated entities have filed an exit amendment to their Schedule 13D, reporting their beneficial ownership in Centessa Pharmaceuticals plc has fallen below 5% after recent open market sales.
NYSE
SCHEDULE 13D/A: QH Hungary Amends Share Forward Deals, Raises Capital
QH Hungary Holdings Limited updated its Schedule 13D filing, detailing amendments to existing prepaid variable share forward transactions and new agreements with Citibank and Royal Bank of Canada to extend settlement dates and raise financing.
NASDAQ
SCHEDULE 13D/A: Manning Boosts Verrica Stake to 49.9% After Unit Purchases
Paul B. Manning and affiliated entities increased their beneficial ownership in Verrica Pharmaceuticals Inc. to 49.9% through recent purchases of common stock and warrants.
NASDAQ
LCID
Lucid Group, INCSCHEDULE 13D/A: Lucid Group Secures $975M Notes, PIF Affiliate Boosts Stake
Lucid Group, Inc. announced the closing of $975 million in convertible senior notes and a PIF affiliate's prepaid forward purchase of 37.48 million shares.
SCHEDULE 13D/A: Guild Holdings Co. Delists After Merger Completion
Guild Holdings Co. has completed its merger, resulting in its delisting from the NYSE and termination of SEC reporting obligations.
NASDAQ
AIMD
Ainos, INCSCHEDULE 13D/A: Ainos KY Boosts Voting Power in Ainos, Inc.
Ainos Inc. (Cayman Islands) increased its sole voting power in Ainos, Inc. (Texas) to 3,585,354 shares, representing 8.52% of the class, following special stock awards and existing voting agreements.
NASDAQ
AIMD
Ainos, INCSCHEDULE 13D: Director Chun-Jung Tsai Discloses 6% Stake in Ainos Inc.
Ainos Inc. Director Chun-Jung Tsai has reported beneficial ownership of 356,999 shares, representing 6% of the company's common stock, acquired through stock awards and subject to a voting agreement with Ainos KY.
NASDAQ
AIMD
Ainos, INCSCHEDULE 13D/A: Ainos CEO Tsai Boosts Stake with 80,000 Stock Award
Ainos, Inc.'s CEO, President, and Chairman, Chun-Hsien Tsai, increased his beneficial ownership to 7% after receiving 80,000 fully vested special stock awards.
NASDAQ
AIMD
Ainos, INCSCHEDULE 13D/A: Ainos Insider Boosts Stake with Special Stock Award
Ting Chuan Lee, a reporting person for Ainos, Inc., increased beneficial ownership to 6% after receiving 80,000 fully vested common stock shares as a special award.
SCHEDULE 13D/A: Lynx1 Capital to Resubmit Neuphoria Buyout Offer
Lynx1 Capital Management plans to resubmit a revised offer to acquire Neuphoria Therapeutics Inc. after the company ceased its dilutive share issuances.
NASDAQ
SCHEDULE 13D/A: Insider Sells Collplant Shares, Ownership Drops to 12.9%
Ami Sagy, a significant beneficial owner, has reduced his stake in Collplant Biotechnologies Ltd. by selling 140,000 ordinary shares, bringing his total ownership to 12.9%.
NASDAQ
SCHEDULE 13D: Director Boosts ENDRA Life Sciences Stake to 9.99%
Anthony DiGiandomenico, a director at ENDRA Life Sciences Inc., has increased his beneficial ownership to 9.99% of the company's common stock.
NASDAQ
SCHEDULE 13D/A: Panacea Venture Reduces Connect Biopharma Stake to 21.5%
Panacea Venture Healthcare Fund II, L.P. has reduced its beneficial ownership in Connect Biopharma Holdings Limited by selling 2,000,000 Ordinary Shares at $3.00 per share, now holding 21.5%.
NASDAQ
MODV
Modivcare INCSCHEDULE 13D/A: ModivCare Files Chapter 11, Coliseum Capital Joins RSA
ModivCare Inc. has initiated Chapter 11 bankruptcy proceedings with a prearranged plan, which Coliseum Capital Management and its affiliates have joined as consenting creditors.
YZi Labs and Changpeng Zhao have disclosed a 5% beneficial ownership in CEA Industries Inc. and are seeking to influence corporate governance, including board composition.
Ventyx Biosciences CEO Raju Mohan has increased his beneficial ownership in the company to 6.0% through a combination of direct purchases, option exercises, and RSU vesting.
NASDAQ
CLRO
Clearone INCFirst Finance Ltd. and Andrew Hromyk now beneficially own 53.79% of ClearOne Inc.'s common stock after recent transactions.
NASDAQ
VirnetX Holding Corp's CEO, Kendall Larsen, and his spouse increased their beneficial ownership to 12.1% through the exercise of stock options.
NYSE
The Louis Berkman Investment Company increased its beneficial ownership in Ampco-Pittsburgh Corporation by purchasing an additional 93,000 common shares for investment purposes.
NASDAQ
CLRO
Clearone INCEdward Dallin Bagley reduced his beneficial ownership in ClearOne Inc. to 8.2% after selling 700,000 shares to company affiliate First Finance Ltd. for $3.00 per share.
OQB
Mork Capital Management, LLC and affiliates increased their beneficial ownership in NXT Energy Solutions Inc. to 32.3% through a recent share acquisition.
NASDAQ
A major shareholder group in Iridium Communications Inc. has updated its Schedule 13D filing, reiterating its significant stake and potential for strategic discussions without intent to control.
NYSE
CUK
Carnival PLCAn amendment to Schedule 13D details the restructuring of beneficial ownership of Carnival PLC trust shares among Micky Arison's family trusts following a distribution.
NYSE
An amendment to Schedule 13D details the Arison family's updated beneficial ownership in Carnival Corp. following a trust distribution.
NYSE
Icahn Capital LP and affiliated entities have entered into a Registration Rights Agreement with Southwest Gas Holdings, Inc., facilitating potential future sales of their 8.36% stake.
NYSE
An investor group led by Neil S. Subin and MILFAM LLC has nominated five directors for election to Scully Royalty Ltd.'s board and plans to solicit proxies.
NYSE
Robert A. Ortenzio updated his beneficial ownership in Concentra Group Holdings Parent, Inc., disclosing new restricted stock grants and a Rule 10b5-1 trading plan.
NYSE
GRND
Grindr INCJames Fu Bin Lu and Longview entities have withdrawn their proposal to acquire Grindr Inc., ceasing all related discussions, and have sold a significant number of shares.
NYSE
Franklin Resources, Inc. and its subsidiaries now beneficially own 60.2% of Franklin BSP Private Credit Fund's Advisor Class Shares, totaling 7,421,515 shares.