Latest Schedule 13D activist filings
AMEX
SCHEDULE: Star Equity Proposes GEE Group Merger
Star Equity Holdings, a 5.4% shareholder, has publicly proposed a merger with GEE Group, citing operational inefficiencies and a desire to unlock shareholder value.
NASDAQ
AIRT
Air T INCNicholas J. Swenson and affiliated entities have increased their beneficial ownership in Air T Inc. to 49.4%, signaling an intent to influence company policies and maximize shareholder value.
NASDAQ
This Schedule 13D amendment details updated beneficial ownership percentages for key shareholders of Strive, Inc. following a merger with Semler Scientific and additional share acquisitions.
NYSE
Mill Road Capital III, L.P. has formalized its engagement with Alta Equipment Group Inc. through a Cooperation Agreement and Board Observer Agreement, granting a non-voting board observer seat.
NASDAQ
Vladimir and Angelica Galkin have increased their beneficial ownership in Newegg Commerce, Inc. to 4,362,812 common shares, representing 20.8% of the company's outstanding stock.
NASDAQ
The Gebbia family group updated its beneficial ownership in Siebert Financial Corp., reporting gifts, transfers, and an adjustment for previously omitted warrant shares.
NYSE
Saba Capital Management, L.P. and its affiliates have reduced their beneficial ownership in Nuveen Pennsylvania Quality Municipal Income Fund to 6.14% through open market sales.
NYSE
Saba Capital Management and affiliates reported a reduced beneficial ownership of 4.93% in Japan Smaller Capitalization Fund, Inc. following recent share sales.
NYSE
Saba Capital Management, L.P. and its affiliates have updated their beneficial ownership in BlackRock ESG Capital Allocation Term Trust, reporting a 25.97% stake.
NASDAQ
SHMD
Schmid Group NVAnette and Christian Schmid affirm significant beneficial ownership and control over SCHMID Group N.V. following a business combination and various agreements.
NYSE
TrueCar, Inc. has completed its merger, with shareholders receiving $2.55 per share in cash, and Auto Holdings, LLC divesting its entire stake.
TRUE
Truecar, INCTrueCar, Inc. has completed its merger, with shareholders receiving $2.55 per share in cash, and Auto Holdings, LLC divesting its entire stake.
NASDAQ
A group of activist investors, led by Endeavor Blockchain, LLC, has increased its beneficial ownership in Mawson Infrastructure Group Inc. to 44.9% and is seeking strategic changes.
NYSE
Western Midstream Partners, LP will redeem 15.3 million common units from Western Gas Resources, Inc. for $610 million in exchange for new, long-term midstream agreements, including minimum volume commitments and a fixed-fee structure.
NYSE
Western Midstream Partners, LP will redeem 15.3 million common units from Western Gas Resources, Inc. for $610 million in exchange for new, long-term midstream agreements, including minimum volume commitments and a fixed-fee structure.
Framework Ventures IV L.P. and its affiliates have increased their beneficial ownership in NovaBay Pharmaceuticals, Inc. to 45.0% and secured rights to appoint a director.
R01 Fund LP and its affiliates, forming a group with Framework Ventures, increased their beneficial ownership in NovaBay Pharmaceuticals to 45% and secured the right to appoint a director.
NYSE
Saba Capital Management, L.P. filed an Amendment No. 5 to Schedule 13D, updating its beneficial ownership in NYLI CBRE Global Infrastructure Megatrends Term Fund to 9.83% after recent share sales.
NYSE
BRCC
Brc INCEngaged Capital and its affiliates updated their beneficial ownership in BRC Inc. to 12.7%, while disclosing a recent SEC settlement regarding undisclosed conflicts of interest.
VRMMQ
Vroom, INCMudrick Capital Management, L.P. and its affiliates now beneficially own 76.3% of Vroom, Inc. common stock and have entered a voting agreement related to preferred unit redemption.
NASDAQ
Jasper Lake Ventures One LLC and other noteholders foreclosed on Bioceres Crop Solutions Corp.'s subsidiary Pro Farm Group, Inc. for a $15 million credit bid.
Tether Global Investments Fund and its affiliates have acquired a 21.5% stake in Aurelion Inc. with intent to exercise control and influence strategic direction.
NYSE
James and Nancy Dondero have increased their beneficial ownership in NexPoint Diversified Real Estate Trust through dividend reinvestments and fee payments.
NYSE
Carl Icahn and affiliated entities have significantly reduced their beneficial ownership in Southwest Gas Holdings, Inc. through recent open market sales.
Sun Lei, a significant shareholder, increased beneficial ownership in JX Luxventure Group Inc. to 26.74% through a series of debt-for-equity conversions and share acquisitions.
Sun Lei, a significant shareholder, increased beneficial ownership in JX Luxventure Group Inc. to 16.55% through a series of transactions, including a recent debt-for-equity conversion.
NASDAQ
TORO
Toro CORPPani Corp., controlled by Petros Panagiotis Panagiotidis, significantly increased its beneficial ownership in Toro Corp. to 64.1% by electing to receive a special dividend in shares.
AMEX
Ault Lending, LLC, an affiliate of Milton C. Ault, III, increased its beneficial ownership in Universal Safety Products, Inc. to 11.1% through a new stock purchase agreement and open market acquisitions.
AMEX
Ault Lending, LLC, an affiliate of Milton C. Ault, III, increased its beneficial ownership in Universal Safety Products, Inc. to 11.1% through a new stock purchase agreement and open market acquisitions.
AMEX
JLA Realty Associates and Steven Caspi report significant share sales and a new stock purchase agreement with Ault Lending, LLC.