Latest Schedule 13D activist filings
NASDAQ
INVA
Innoviva, INCSCHEDULE 13D/A: Armata Extends Key Debt, Warrants, and Voting Agreements
Armata Pharmaceuticals, Inc. and Innoviva, Inc. have extended maturity dates for several credit agreements and expiration dates for warrants and a voting agreement, solidifying their financial relationship.
AMEX
SCHEDULE 13D/A: Armata Extends Key Debt, Warrants, and Voting Agreements
Armata Pharmaceuticals, Inc. and Innoviva, Inc. have extended maturity dates for several credit agreements and expiration dates for warrants and a voting agreement, solidifying their financial relationship.
AMEX
PHGE
Biomx INCSCHEDULE 13D: Pyu Pyu Capital Invests $3M in BiomX, Gains Board Seat
Pyu Pyu Capital, LLC has acquired a 19.99% beneficial ownership stake in BiomX Inc. through a $3.0 million private placement of convertible preferred stock and warrants, securing a board seat.
NYSE
SCHEDULE 13D/A: Orion Properties Initiates Strategic Review with Kawa Capital
Orion Properties Inc. has entered into a cooperation agreement with Kawa Capital Management, Inc. to commence a strategic review process, exploring options including a potential sale or merger.
NASDAQ
Power Partner Capital Limited has completed the acquisition of Mericorn Company Limited, thereby gaining indirect beneficial ownership of 72.73% of Mega Fortune Co Ltd (MGRT).
NYSE
ESTC
Elastic NVSCHEDULE 13D: Pictet Asset Management Takes 5% Stake in Elastic N.V.
Pictet Asset Management SA has disclosed a 5.0% beneficial ownership stake in Elastic N.V., signaling an active engagement strategy focused on long-term value creation.
NASDAQ
SCHEDULE 13D/A: Globalharvest Boosts Mission Produce Stake to 13.85%
Globalharvest Holdings Venture Ltd. has increased its beneficial ownership in Mission Produce, Inc. to 13.85% of common stock, acquiring additional shares through open market transactions.
VLCN
Volcon, INCSCHEDULE 13D: ATG Capital Discloses 5.6% Stake in Empery Digital
ATG Capital Opportunities Fund LP and its affiliates have disclosed a 5.6% beneficial ownership stake in Empery Digital Inc., acquired for approximately $9.1 million, viewing it as an attractive investment.
AMEX
SCHEDULE 13D/A: Apimeds Pharma Investors Challenge Merger, Allege Wrongdoing
Major shareholders of Apimeds Pharmaceuticals US, Inc. are challenging the validity of a recent merger with MindWave Innovations Inc., alleging potential wrongdoing by the board and management.
NYSE
ROG
Rogers CORPActivist investor Starboard Value LP and its affiliates have reduced their beneficial ownership in Rogers Corp to below 5% of outstanding shares through recent open market sales.
NASDAQ
LVO
Liveone, INCSCHEDULE: LiveOne Boosts PodcastOne Stake to 72.5%
LiveOne, Inc. has increased its beneficial ownership in PodcastOne, Inc. to 72.5% through recent share acquisitions and existing holdings.
NASDAQ
PODC
Podcastone, INCSCHEDULE: LiveOne Boosts PodcastOne Stake to 72.5%
LiveOne, Inc. has increased its beneficial ownership in PodcastOne, Inc. to 72.5% through recent share acquisitions and existing holdings.
NYSE
Saba Capital, holding a 28.96% stake in ASA Gold and Precious Metals Limited, has proposed a comprehensive strategic review, including a reevaluation of its gold-equity mandate and a potential redomiciliation to Delaware to become a Regulated Investment Company.
NASDAQ
European Lithium Limited has reduced its stake in Critical Metals Corp. by selling 5 million ordinary shares for approximately $85.5 million.
IOBT
Io Biotech, INCNovo Holdings A/S has significantly reduced its stake in IO Biotech, Inc., selling over 2.5 million shares and ceasing to be a beneficial owner of more than five percent.
AMEX
Diveroli Investment Group LLC and Kingbird Ventures LLC have acquired a 5.39% beneficial ownership stake in Battalion Oil Corp. Class A Common Stock through open market purchases.
Trina Solar (Schweiz) AG increased its beneficial ownership in T1 Energy Inc. to 19.6% by subscribing to an additional 4.27 million common shares.
NASDAQ
Hongyu Zhou has increased beneficial ownership in AiRWA INC. to 13.80% through recent share acquisitions for investment purposes.
AMEX
Bluescape Energy Partners and its affiliates have increased their beneficial ownership in Riley Exploration Permian, Inc. to 17.9% of outstanding common stock.
X3 Holdings Co., Ltd.'s CFO and COO, Yuxia Xu, significantly increased her beneficial ownership to 11.59% of ordinary shares, representing 38.34% of total voting power, through an equity-based reward.
Stewart Lor, Co-Chief Executive Officer of X3 Holdings Co., Ltd., has increased his beneficial ownership to 53.70% of the company's total voting power through an equity-based reward.
GES
Guess INCGuess? Inc. has completed its previously announced merger, resulting in its delisting from the New York Stock Exchange and the reporting persons ceasing beneficial ownership.
NYSE
IMAX
Imax CORPAn amendment to Schedule 13D details the beneficial ownership of IMAX Corporation common shares by the Douglas family and related trusts, with Kevin Douglas holding 16.5% and Michelle Douglas holding 12.1%.
NASDAQ
Brent D. Baird and Ann N. Bonte have increased their beneficial ownership in AmeriServ Financial Inc. to an aggregate of 7.1% of common stock for investment purposes.
NASDAQ
Khrom Investments Fund, LP, along with Khrom Capital Management LLC and Eric Khrom, has increased its beneficial ownership in Acadia Healthcare Company, Inc. to 8.81%.
NASDAQ
AGEN
Agenus INCZydus Lifesciences and its affiliates have acquired a 5.9% stake in AGENUS INC for $16 million, initiating a strategic collaboration and licensing deal.
NASDAQ
SCHEDULE: Fairmount Funds Sells Cogent Bio Shares
Fairmount Funds Management LLC reported a block sale of 3.5 million shares of Cogent Biosciences, Inc. common stock at $36.40 per share, reducing its beneficial ownership to 9.9%.
NASDAQ
Fairmount Healthcare Fund II L.P. sold 1.75 million shares of Apogee Therapeutics common stock for $76.30 per share, reducing its beneficial ownership.
OQX
Activist investor Stilwell Group announces a new director nomination for Peoples Financial Corp's 2026 annual meeting and continues its legal fight over alleged $50 million securities portfolio losses.
NASDAQ
SRZN
Surrozen, Inc/deThe Column Group and its affiliates, including managing partners Tim Kutzkey and Peter Svennilson, have significantly increased their beneficial ownership in Surrozen, Inc. to 35.1% through recent stock purchases.