Form 4: SuRo Capital Director Marc Mazur Receives Restricted Stock Grant

SuRo Capital Corp. Director Marc Mazur has acquired 7,812 shares of common stock as a restricted stock grant, aligning his interests with shareholders.

Summary

• Marc Mazur, a Director of SURO CAPITAL CORP. (SSSS), acquired 7,812 shares of common stock on May 28, 2025.
• The acquisition was a restricted stock grant under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan.
• The shares were acquired at a price of $0, indicating a grant rather than a purchase.
• Following this transaction, Marc Mazur beneficially owns a total of 65,414 shares of common stock.
• The granted shares will vest in full on the earlier of May 28, 2026, or the date of the Company's annual meeting of stockholders closest to that first anniversary.

Sentiment

Score: 7

Explanation: The document reports a routine restricted stock grant to a director, which is a positive for aligning interests but does not indicate significant new financial performance or strategic shifts. It's a standard compensation event.

Positives

• The grant of restricted shares to a director aligns management's interests directly with those of the shareholders, as the value of the compensation is tied to the company's stock performance.
• The transaction is part of an existing equity incentive plan, indicating a structured approach to executive and director compensation.

Future Outlook

The restricted shares granted to Director Marc Mazur are set to vest on the earlier of May 28, 2026, or the date of the company's annual meeting of stockholders closest to that date, indicating a future milestone for this compensation.

Industry Context

This Form 4 filing represents a routine insider transaction, specifically a restricted stock grant, which is a common form of non-cash compensation for directors and executives across various industries to incentivize long-term performance and align interests with shareholders.

Corporate Governance

Related Party Transactions

• The acquisition of shares by Director Marc Mazur is an insider transaction, which is a form of related party dealing, specifically a compensation grant under an approved equity plan.

Stakeholder Impact

• Shareholders: The grant aligns the director's financial interests with those of the shareholders, potentially leading to more shareholder-friendly decisions aimed at increasing stock value.
• Employees: While not directly impacting employees, such compensation structures for leadership can set a precedent for performance-based incentives across the organization.

Next Steps

• Vesting of the 7,812 restricted shares on the earlier of May 28, 2026, or the date of the annual meeting closest to that date.

Key Dates

Recommendation

Keywords

SURO CAPITAL CORP, SSSS, Form 4, Insider Transaction, Restricted Stock Grant, Director Compensation, Equity Incentive Plan, Stock Ownership