Form 4: SuRo Capital Corp. Director Ronald M. Lott Reports Stock Sale

Director Ronald M. Lott sold 10,000 shares of SuRo Capital Corp. (SSSS) at an average price of $5.90 on March 20, 2025.

Summary

• On March 20, 2025, Ronald M. Lott, a director of SuRo Capital Corp. (SSSS), sold 10,000 shares of common stock.
• The sale was executed at a weighted-average price of $5.90 per share, with individual transactions ranging from $5.85 to $5.97.
• Following the transaction, Lott directly owns 29,311 shares of SuRo Capital Corp.
• This total includes restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on June 5, 2024, which vest in full on the earlier of (i) the first anniversary of the award date and (ii) the date of the Company's annual meeting of stockholders that is closest to the first anniversary of the award date.

Sentiment

Score: 5

Explanation: This is a routine disclosure of a stock sale by a company director. It doesn't inherently indicate positive or negative sentiment, but rather provides factual information.

Industry Context

Form 4 filings are a routine part of the US stock market and are required by the SEC to provide transparency into the transactions of company insiders.

Stakeholder Impact

• The sale of shares by a director could be perceived negatively by some shareholders, but the impact is likely minimal given the relatively small number of shares sold.

Key Dates

Keywords

Form 4, SuRo Capital Corp, SSSS, Ronald M. Lott, stock sale, director, beneficial ownership, equity incentive plan