Form 4: Director Richard Szuch Acquires SuRo Capital Shares

Director Richard Szuch acquired 3,536 shares of SuRo Capital Corp. common stock via a restricted stock grant.

Summary

• Director Richard Szuch was granted 3,536 shares of common stock on June 10, 2026.
• The shares were issued under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan.
• Following this transaction, the director's total beneficial ownership is 9,303 shares.
• The shares are subject to a vesting schedule tied to the first anniversary of the grant or the next annual meeting.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral, routine disclosure of director compensation and equity alignment.

Positives

• Increased alignment between the director and shareholder interests through equity ownership.

Negatives

• None identified.

Risks

• Vesting is subject to potential acceleration by the Board of Directors in connection with the company's externalization process.

Future Outlook

The shares are scheduled to vest on June 10, 2027, or the date of the annual meeting closest to that date, subject to potential acceleration by the Board.

Industry Context

StockSavvy.ai notes that director equity grants are standard corporate governance practices intended to align leadership incentives with long-term shareholder value, particularly in investment firms like SuRo Capital.

Comparison to Industry Standards

• The grant follows standard equity incentive plan structures common among publicly traded investment companies.
• The vesting period is consistent with typical one-year cliff vesting schedules for non-employee directors.

Corporate Governance

Stakeholder Impact

• Positive alignment of director interests with shareholders.

Next Steps

• Vesting of the 3,536 restricted shares on or before June 10, 2027.

Key Dates

Keywords

SuRo Capital, SSSS, Insider Trading, Form 4, Equity Incentive Plan, Director Ownership