GECC.NASDAQGreat Elm Capital CORP

Form 4: Great Elm Capital Corp. CFO Keri Davis Reports Stock Transactions

Sentiment:

SEC Form 4 Filing

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Keri Davis, CFO of Great Elm Capital Corp., reports acquisition and disposal of company stock related to equity compensation and stock dividends.

Summary

  • Keri Davis, CFO of Great Elm Capital Corp., filed a Form 4 detailing changes in her beneficial ownership of the company's common stock.
  • On September 20, 2024, Ms. Davis acquired 3,717 shares of common stock as equity compensation, with 929 shares vesting immediately and the remainder vesting annually until September 20, 2027.
  • On September 24, 2024, she acquired 781 shares of common stock due to a stock dividend related to previously vested equity compensation.
  • Following these transactions, Ms. Davis beneficially owns 19,313 shares of Great Elm Capital Corp. common stock.

Sentiment

Score: 5

Explanation: The document is a neutral regulatory filing detailing stock transactions. It doesn't inherently convey positive or negative sentiment.

Industry Context

This filing is a routine disclosure related to executive compensation and stock ownership, which is common for publicly traded companies.

Stakeholder Impact

  • The transactions may have a minor impact on shareholders due to the change in ownership, but it is unlikely to be significant.

Key Dates

DateDescription
09/20/2024Grant date of 3,717 shares of common stock as equity compensation, with 929 shares vesting immediately.
09/24/2024Acquisition of 781 shares of common stock due to a stock dividend.
09/24/2024Date of Form 4 filing.
September 20, 2027Final vesting date for the remaining equity compensation shares.

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