Great Elm Capital CORP

Market Movers (8-K)

NASDAQ
Great Elm Capital Corp. announced its intention to redeem $6.5 million of its 8.50% Notes due 2029 on August 19, 2026.
NASDAQ
Great Elm Capital Corp. has amended its loan agreement with City National Bank to extend its revolving credit facility maturity to June 2029.
NASDAQ
Great Elm Capital Corp. announced the results of its 2026 annual meeting of stockholders, including the election of directors and the ratification of its independent auditor.
NASDAQ
Great Elm Capital Corp. announced the appointment of Jason W. Reese as CEO, effective May 1, 2026, and reported first-quarter 2026 financial results including a 13% quarter-over-quarter growth in Net Investment Income per share.
NASDAQ
Great Elm Capital Corp. has issued a notice to redeem all of its outstanding 5.875% Notes due 2026 on May 27, 2026.
NASDAQ
Great Elm Capital Corp. announced its Q4 and full-year 2025 financial results, including a significant incentive fee waiver, and appointed Jason Reese as Executive Chairman of the Board.
Worse than expected

Quarterly Earnings (10-Q)

NASDAQ
Great Elm Capital Corp. reported a net decrease in net assets of $0.745 million for the first quarter of 2026, impacted by unrealized depreciation on investments.
Capital raise
Worse than expected
NASDAQ
Great Elm Capital Corp. reports mixed Q3 2025 results, with increased investment income offset by significant unrealized depreciation on certain investments and higher interest expenses.
Worse than expected
Capital raise
NASDAQ
Great Elm Capital Corp. reported a significant increase in net investment income and a positive swing in net assets for the six months ended June 30, 2025, driven by higher dividend income and investment portfolio growth.
Capital raise
Better than expected
NASDAQ
Great Elm Capital Corp. announces its financial results for the first quarter ended March 31, 2025, showcasing investment activity and portfolio composition.
Better than expected
NASDAQ
Great Elm Capital Corp. reports its third quarter results, highlighting an increase in portfolio value and changes in investment income.
Worse than expected
NASDAQ
Great Elm Capital Corp. released its 10-Q filing for Q2 2024, detailing investment activities and financial performance.
Worse than expected
Capital raise

Annual Reports (10-K)

NASDAQ
Great Elm Capital Corp.'s 2025 annual report reveals a significant net asset decrease driven by unrealized depreciation and realized losses, despite growth in investment income.
Capital raise
Worse than expected
NASDAQ
Great Elm Capital Corp.'s 10-K filing details its investment portfolio, performance, and strategy for generating income and capital appreciation through debt and equity investments.
NASDAQ
Great Elm Capital Corp.'s 10-K filing details its registered securities, corporate governance, and investment strategies.

Insider Trading (Form 4)

NASDAQ
Great Elm Strategic Partnership I, LLC reported a private sale of 180,000 shares of Great Elm Capital Corp. common stock.
NASDAQ
Great Elm Capital Corp. CEO and President Matthew D. Kaplan acquired 19,650 shares of common stock at a weighted average price of $7.64 per share, increasing his direct beneficial ownership to 142,400 shares.
NASDAQ
Great Elm Strategic Partnership I, LLC, a 10% owner and director, reported planned sales of Great Elm Capital Corp. common stock under a Rule 10b5-1 plan.
NASDAQ
Great Elm Capital Corp.'s CFO, Keri Davis, reported the acquisition of 5,226 shares through equity compensation and stock dividends, alongside the disposal of 2,725 shares for tax settlement.
NASDAQ
Great Elm Capital Corp.'s CCO and Secretary, Adam M. Kleinman, reported the acquisition of equity compensation and stock dividends, alongside a net share settlement of restricted stock.
NASDAQ
Great Elm Capital Corp. CEO Matthew D. Kaplan reported a net acquisition of 29,961 common shares through equity compensation and stock dividends, partially offset by tax-related dispositions.

Proxy Statements (Def-14A)

NASDAQ
Great Elm Capital Corp. announces its 2026 Annual Stockholders Meeting, scheduled for May 29, 2026, to elect directors and ratify auditors, with materials available online.
NASDAQ
Great Elm Capital Corp. has filed a definitive proxy statement with the SEC.
NASDAQ
Great Elm Capital Corp. will hold its 2025 Annual Stockholders Meeting online on May 30, 2025, to vote on the election of a Class III director and the ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm.
NASDAQ
Great Elm Capital Corp. has filed a definitive proxy statement with the SEC.
NASDAQ
Great Elm Capital Corp. sets date for its 2024 Annual Stockholders Meeting, outlining key proposals and voting procedures.

Schedule 13D - Activist Investments

NASDAQ
Northern Right Capital Management and affiliates, led by Matthew A. Drapkin, updated their beneficial ownership in Great Elm Capital Corp. to 6.2% of outstanding common stock.
NASDAQ
Great Elm Group, Inc. reported a revised beneficial ownership of 9.7% in Great Elm Capital Corp. following share grants to employees and recent share issuances.
Capital raise
Worse than expected
NASDAQ
Great Elm Group, Inc. has increased its beneficial ownership in Great Elm Capital Corp. to 11.1% following recent share issuances.
Capital raise
NASDAQ
An investment group led by Matthew A. Drapkin has updated its beneficial ownership in Great Elm Capital Corp. to 7.6%, disclosing a recent transfer of shares between affiliated entities.

Schedule 13G - Passive Investments

NASDAQ
Northern Right Capital Management and affiliated entities report a 3.3% beneficial ownership stake in Great Elm Capital Corp. as of March 31, 2026.
NASDAQ
Northern Right Capital Management and affiliates, including Matthew A. Drapkin, have amended their beneficial ownership filing for Great Elm Capital Corp. to a Schedule 13G, indicating a passive investment stance following Mr. Drapkin's departure from the board.
NASDAQ
Great Elm Strategic Partnership I, LLC has reported an 11.13% beneficial ownership stake in Great Elm Capital Corp., holding 1,558,260 shares of common stock.
NASDAQ
Poor Richard LLC and Managing Member Booker Smith report beneficial ownership of 9.9% of Great Elm Capital Corp.'s common stock.