4/A: Great Elm Capital Corp. CFO Keri Davis Corrects Stock Acquisition Details in Amended SEC Filing

Keri Davis, CFO of Great Elm Capital Corp., files an amendment to a previous SEC Form 4 to correct the date and amount of common stock acquired as a result of a stock dividend.

Summary

• Keri Davis, CFO of Great Elm Capital Corp., filed an amended SEC Form 4 on September 27, 2024, to correct information regarding a stock acquisition.
• The amendment pertains to the date and amount of common stock acquired as a result of a stock dividend associated with equity compensation that vested on the anniversary of grant dates.
• The original filing was made on September 24, 2024.
• The corrected filing shows that on September 20, 2024, Ms. Davis acquired 647 shares of common stock at $0, bringing her total holdings to 19,179 shares.
• On September 24, 2024, Ms. Davis acquired 213 shares of common stock at $0, bringing her total holdings to 19,392 shares.

Sentiment

Score: 7

Explanation: The document is a routine regulatory filing correcting a minor error, suggesting a neutral to slightly positive sentiment as it reflects attention to detail and compliance.

Industry Context

This filing is a routine disclosure related to executive compensation and stock ownership, common in publicly traded companies.

Key Dates