Form 4: Dominari Holdings Inc. Executive Kyle Wool Receives Stock Grant

Kyle Wool, President, Director, and 10% Owner of Dominari Holdings Inc., reports acquisition of 154,559 shares of common stock on June 11, 2024.

Summary

• On June 11, 2024, Kyle Wool, President, Director, and 10% Owner of Dominari Holdings Inc., acquired 154,559 shares of the company's common stock.
• The shares were granted by the Compensation Committee of the Issuer's board of directors.
• Following the transaction, Mr. Wool directly owns 361,478 shares and Ms. Yu directly owns 1,241,989 shares, totaling 1,603,467 directly owned shares.
• Mr. Wool also indirectly owns shares through his SEP-IRA (27,750 shares), Rollover IRA (24,000 shares), Catatonk Creek LLC (1,477 shares), Tioga 22 LLC (1,476 shares), and a UTMA account (3,559 shares).
• Ms. Yu indirectly owns 13,750 shares through her pension and 1,477 shares through Dongam, LLC.

Sentiment

Score: 5

Explanation: The document is a neutral regulatory filing. It doesn't inherently convey positive or negative sentiment, simply reporting a transaction.

Positives

• The stock grant to a key executive could be seen as an incentive to drive company performance.

Industry Context

This filing is a routine disclosure of insider transactions, which are common in publicly traded companies. It provides transparency into the ownership structure and any changes in holdings by key individuals.

Stakeholder Impact

• The change in ownership may be of interest to shareholders, as it reflects the holdings of key company personnel.

Key Dates