Dominari Holdings INC
Market Movers (8-K)
NASDAQ
Dominari Holdings Inc. has dismissed CBIZ CPAs P.C. and appointed Grassi & Co., CPAs, P.C. as its new independent auditor.
NASDAQ
Dominari Holdings Inc. has entered into agreements to reduce market overhang by incentivizing the exercise and exchange of Series B warrants.
Capital raise
NASDAQ
Dominari Holdings Inc. announced preliminary 2025 financial results, reporting a 487% revenue surge and significant balance sheet strengthening, alongside its first-ever dividend payment.
Capital raise
Better than expected
NASDAQ
Dominari Holdings Inc. has amended the employment agreements for its CEO and President, replacing annual bonuses with performance-based quarterly bonuses and issuing 3 million shares of common stock to each.
NASDAQ
Dominari Holdings Inc. stockholders approved the election of a Class II director, ratified its accounting firm, increased equity plan shares, authorized potential share issuances, and renewed its Rights Agreement at the Annual Meeting.
Capital raise
NASDAQ
Dominari Holdings Inc. announced the date for its 2025 Annual Meeting of Stockholders and revised deadlines for shareholder proposals and director nominations.
Delay expected
Quarterly Earnings (10-Q)
NASDAQ
Dominari Holdings Inc. reported a significant net income for Q3 2025, primarily driven by a substantial unrealized gain from its American Bitcoin Corp. investment, alongside strong revenue growth in its financial services segment.
Capital raise
Better than expected
NASDAQ
Dominari Holdings Inc. announced a significant increase in revenue and a swing to net income for the second quarter of 2025, driven by strong performance in its financial services segment and substantial gains from long-term equity investments.
Better than expected
Capital raise
NASDAQ
Dominari Holdings Inc. reports a substantial increase in revenue for Q1 2025, driven by its financial services segment, but experiences a significant widening of net losses due to increased operating expenses and stock-based compensation.
Worse than expected
Capital raise
NASDAQ
Dominari Holdings saw a significant increase in revenue in Q3 2024 compared to the same period last year, but this was offset by losses in long-term equity investments and notes receivable.
Worse than expected
Capital raise
NASDAQ
Dominari Holdings saw a significant increase in revenue driven by its financial services segment, but ongoing losses persist due to investment valuations and operating expenses.
Worse than expected
Capital raise
NASDAQ
Dominari Holdings saw revenue growth in its financial services segment during Q1 2024, but experienced a net loss due to investment valuation changes.
Worse than expected
Capital raise
Annual Reports (10-K)
NASDAQ
Dominari Holdings Inc. announced a significant revenue surge in 2025 driven by its financial services expansion, despite reporting a larger net loss and identifying material weaknesses in internal controls.
Capital raise
Worse than expected
NASDAQ
Dominari Holdings Inc. reports its 2024 annual results, highlighting a shift in focus towards financial services and strategic initiatives in the AI and data center sectors.
Capital raise
Worse than expected
NASDAQ
10-K: Dominari Holdings Inc. Reports Full Year 2023 Results, Transitioning Focus to Financial Services
Dominari Holdings Inc. reports a net loss of $22.9 million for 2023, marking a shift from biotechnology to financial services with the acquisition of Dominari Securities.
Worse than expected
Capital raise
Insider Trading (Form 4)
NASDAQ
Anthony Hayes, CEO and a Director of Dominari Holdings Inc., reported a transaction in 250,000 shares of common stock on July 27, 2026.
NASDAQ
Dominari Holdings Inc. Chief Financial Officer Tim S. Ledwick was granted 20,000 stock options exercisable in 2027.
NASDAQ
Dominari Holdings Inc. reports the grant of 20,000 stock options to Director Gregory James Blattner.
NASDAQ
Dominari Holdings Inc. reports that Director Brian Keith Parsley was granted 20,000 stock options exercisable in 2027.
NASDAQ
Dominari Holdings Inc. reports the grant of 20,000 stock options to Director Kyle Haug, exercisable starting July 1, 2027.
NASDAQ
Dominari Holdings Inc. reports the grant of 20,000 stock options to COO Christopher Franklin Devall under the 2022 Equity Incentive Plan.
Proxy Statements (Def-14A)
NASDAQ
Dominari Holdings Inc. is calling a Special Meeting of Stockholders on March 4, 2026, to vote on increasing its equity incentive plan share reserve by 10 million shares and clarifying its evergreen provision.
Worse than expected
NASDAQ
Dominari Holdings Inc. calls 2025 Annual Meeting to vote on director, auditor, equity plan increase, potential dilutive share issuance, and Rights Agreement renewal.
Worse than expected
Capital raise
NASDAQ
Dominari Holdings Inc. is asking stockholders to approve an amendment to its 2022 Equity Incentive Plan to increase the number of shares available for issuance and to approve the adjournment of the Special Meeting if necessary.
NASDAQ
Dominari Holdings Inc. has filed a definitive proxy statement with the SEC.
NASDAQ
Dominari Holdings Inc. will host its 2024 Annual Meeting of Stockholders virtually on November 6, 2024, and is seeking stockholder approval for several proposals, including officer exculpation and an exclusive forum provision.
Schedule 13D - Activist Investments
NASDAQ
Dominari Holdings Inc. President and Director Kyle Michael Wool increased his beneficial ownership, along with spouse Soo Yu, to 37.86% of the company's common stock following a grant of 3 million shares.
NASDAQ
Dominari Holdings Inc.'s CEO and Chairman, Anthony Hayes, significantly increased his beneficial ownership to 35.3% following the issuance of 3 million shares from an equity incentive plan.
Better than expected
NASDAQ
SCHEDULE 13D/A: Dominari Holdings CEO Anthony Hayes Updates Beneficial Ownership, Discloses Charitable Share Gift and Recent Equity Grants
Anthony Hayes, CEO and Chairman of Dominari Holdings Inc., filed an updated Schedule 13D revealing a charitable gift of 15,000 shares and detailing his significant beneficial ownership, including recent equity compensation.
NASDAQ
Dominari Holdings Inc. executives Kyle Wool and Soo Yu have significantly increased their beneficial ownership in the company, primarily through a new stock option grant for 5 million shares to Mr. Wool.
NASDAQ
SCHEDULE 13D/A: Dominari Holdings CEO Anthony Hayes Boosts Stake to Over 34% Through New Stock Option
Dominari Holdings Inc. CEO and Chairman Anthony Hayes has significantly increased his beneficial ownership in the company to 34.34% following the acceptance of a new stock option for 5,000,000 shares.
NASDAQ
Key executives Kyle Michael Wool and Soo Yu have significantly increased their beneficial ownership in Dominari Holdings Inc., primarily through recent share grants and prior private placement acquisitions, now holding 16.41% and 16.02% respectively.
Schedule 13G - Passive Investments
NASDAQ
Donald J. Trump Jr. has filed a Schedule 13G, disclosing beneficial ownership of 5.23% of Dominari Holdings Inc. common stock.
NASDAQ
Eric Trump has filed a Schedule 13G, disclosing beneficial ownership of 1,182,276 shares of Dominari Holdings Inc. common stock, representing approximately 5.23% of the outstanding shares.
NASDAQ
Blue Finn Group LLC has reported a beneficial ownership of 5.696% of Dominari Holdings Inc.'s common stock, as detailed in a recent Schedule 13G filing.
NASDAQ
Donald J. Trump Jr. has disclosed a beneficial ownership of 6.71% in Dominari Holdings Inc., holding 966,138 shares of common stock.
Capital raise
NASDAQ
Eric Trump has filed a Schedule 13G, disclosing a 6.71% beneficial ownership stake in Dominari Holdings Inc., holding 966,138 shares of common stock.
Capital raise