Form 4: Dominari Holdings Inc. Director and 10% Owner Kyle Wool Reports Acquisition of Shares

Kyle Wool, a director, 10% owner, and President of Dominari Holdings Inc., reported the acquisition of 309,118 shares of common stock on December 31, 2024.

Summary

• On December 31, 2024, Kyle Wool, a director, 10% owner, and President of Dominari Holdings Inc., acquired 309,118 shares of the company's common stock.
• The shares were granted by the Compensation Committee of the Issuer's board of directors.
• Following the transaction, Mr. Wool directly owns 670,596 shares and Ms. Yu directly owns 1,241,989 shares, totaling 1,912,585 directly owned shares.
• Mr. Wool also indirectly owns shares through his SEP-IRA (27,750 shares), Rollover IRA (24,000 shares), Catatonk Creek LLC (1,477 shares), Tioga 22 LLC (1,476 shares), and a UTMA account (3,559 shares).
• Ms. Yu indirectly owns shares through her pension (13,750 shares) and Dongam, LLC (1,477 shares).

Sentiment

Score: 6

Explanation: The sentiment is neutral. It's a standard regulatory filing detailing an insider transaction. The acquisition of shares by an insider is generally viewed as a positive sign, but the document itself is simply a factual report.

Positives

• The acquisition of shares by a key insider like Kyle Wool can be seen as a positive signal, indicating confidence in the company's future prospects.

Industry Context

This filing is a routine disclosure required by the SEC for insider transactions. It provides transparency to the market regarding the ownership positions of company insiders.

Stakeholder Impact

• The transaction could have a minor positive impact on shareholder sentiment, as it signals confidence from a key insider.

Key Dates