Form 4: Dominari Holdings CEO Anthony Hayes Reports Acquisition of Common Stock and Holdings in Rollover IRA
SEC Form 4 Filing
CEO Anthony Hayes reports acquisition of 154,559 shares of Dominari Holdings common stock and indirect holdings through a Rollover IRA.
Summary
- On March 24, 2025, Anthony Hayes, CEO of Dominari Holdings Inc., reported acquiring 154,559 shares of the company's common stock.
- These shares were granted by the Compensation Committee of the Issuer's board of directors.
- Hayes also indirectly holds 116,248 shares through a Rollover IRA, over which he exercises control.
- Hayes also holds Series A and Series B warrants exercisable for 288,184 shares each.
- The Series A Warrants have an exercise price of $3.72 per share, and the Series B Warrants have an exercise price of $4.22 per share; both expire on February 14, 2030.
Sentiment
Score: 6
Explanation: Neutral sentiment. The document primarily reports transactions and holdings, with no explicit positive or negative indicators. The CEO's increased stake could be seen as mildly positive.
Positives
- The acquisition of shares by the CEO could be interpreted as a positive signal, indicating confidence in the company's future prospects.
Industry Context
This filing is a routine disclosure required by the SEC for corporate insiders, providing transparency into their transactions in the company's securities.
Key Dates
| Date | Description |
|---|---|
| 02/2025 | Private placement offering consummated where warrants were purchased at a combined offering price of $3.47. |
| 03/24/2025 | Date of transaction: Reporting person was granted 154,559 shares of common stock. |
| 03/25/2025 | Date of signature. |
| 02/14/2030 | Expiration date for Series A and Series B warrants. |
Keywords
Dominari Holdings, Anthony Hayes, Form 4, Beneficial Ownership, Common Stock, Warrants, Rollover IRA, SEC, DOMH
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