Form 4: Dominari Holdings CEO Anthony Hayes Donates 15,000 Shares
SEC Form 4 Filing
CEO Anthony Hayes of Dominari Holdings Inc. reports a charitable donation of 15,000 shares and indirect ownership through a Rollover IRA.
Summary
- On May 5, 2025, Anthony Hayes, CEO of Dominari Holdings Inc., donated 15,000 shares of common stock to charity.
- Hayes received no value for the gifted shares.
- Following the transaction, Hayes directly owns 1,614,566 shares.
- Hayes also indirectly owns 116,248 shares through a Rollover IRA, over which he exercises control.
- Hayes holds Series A and Series B warrants, each for 288,184 shares, exercisable at $3.72 and $4.22 respectively, expiring on February 14, 2030.
Sentiment
Score: 6
Explanation: The document is neutral, simply reporting a transaction. The charitable donation could be seen as slightly positive, but it's primarily an informational filing.
Industry Context
This filing is a routine disclosure of insider transactions, providing transparency to investors regarding the holdings and activities of company executives.
Stakeholder Impact
- The charitable donation has a minimal impact on shareholders.
- The filing provides transparency regarding insider transactions.
Key Dates
| Date | Description |
|---|---|
| 05/05/2025 | Date of charitable gift of 15,000 shares. |
| 05/06/2025 | Date of signature on the Form 4 filing. |
| February 14, 2030 | Expiration date of Series A and Series B warrants. |
Keywords
Dominari Holdings Inc., Anthony Hayes, charitable donation, Form 4, beneficial ownership, shares, warrants, Rollover IRA
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