Form 4: BioAtla CFO Richard Waldron Reports Share Withholding for Tax Obligations
SEC Form 4 Filing
Richard Waldron, CFO of BioAtla, Inc., reports the withholding of shares to cover income tax obligations related to vesting restricted stock units.
Summary
- On February 15, 2025, BioAtla, Inc. withheld 10,887 shares of common stock from CFO Richard A. Waldron to satisfy income tax and withholding obligations related to the vesting of previously reported restricted stock units.
- The price per share for the withholding was $0.46.
- Following the transaction, Waldron directly owns 233,263 shares of BioAtla, Inc., which includes shares purchased under the Issuer's ESPP Plan.
Sentiment
Score: 5
Explanation: This is a neutral event, reflecting a standard tax obligation and not indicative of positive or negative sentiment regarding the company's performance.
Industry Context
Form 4 filings are standard disclosures required by the SEC when company insiders, like the CFO, have transactions involving the company's securities. This filing indicates a routine transaction related to tax obligations from vested stock units.
Key Dates
| Date | Description |
|---|---|
| 02/15/2025 | Date of share withholding for tax obligations. |
| 02/24/2025 | Date of signature on the Form 4 filing. |
Keywords
Form 4, BioAtla, BCAB, Richard Waldron, CFO, Share Withholding, Tax Obligations, Restricted Stock Units, ESPP
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