Bioatla, INC

Market Movers (8-K)

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NASDAQ
BioAtla, Inc. reports on executive retention bonuses and a consulting agreement for its former CMO, with payouts contingent on future capital raising milestones.
Capital raise
NASDAQ
BioAtla, Inc. has been notified of the Nasdaq Listing Council's decision to affirm the delisting of its common stock, with trading suspension expected by August 31, 2026.
Worse than expected
Capital raise
NASDAQ
BioAtla, Inc. held its Annual Meeting of Stockholders on July 16, 2026, where shareholders approved the election of two directors, ratified the appointment of Ernst & Young LLP as independent auditor, and approved executive compensation.
NASDAQ
BioAtla, Inc. has filed a certificate of merger to execute a 1-for-50 reverse stock split effective April 6, 2026.
NASDAQ
BioAtla's stockholders approved a merger and a 1-for-50 reverse stock split, while the company also implemented retention bonuses for key executives following a year without performance bonuses.
Delay expected
Worse than expected
Capital raise
NASDAQ
BioAtla announced a significant workforce reduction and a formal process to explore strategic options amidst Nasdaq delisting review and revised investment plans.
Worse than expected
Capital raise
Delay expected

Quarterly Earnings (10-Q)

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NASDAQ
BioAtla reports Q1 2026 financial results, highlighting a strategic shift, workforce reduction, and a $6.5 million amendment to its Context Therapeutics license agreement.
Delay expected
Capital raise
NASDAQ
BioAtla, a clinical-stage biopharmaceutical company, reported a net loss of $15.8 million for Q3 2025 and $49.8 million for the nine months ended September 30, 2025, with management expressing substantial doubt about its ability to continue as a going concern.
Capital raise
Worse than expected
NASDAQ
BioAtla, a clinical-stage biopharmaceutical company, reported significant losses and a critical cash position, raising substantial doubt about its ability to continue as a going concern, while also facing Nasdaq delisting.
Capital raise
Worse than expected
NASDAQ
BioAtla, Inc. announces its Q1 2025 financial results, highlighting a net loss of $15.3 million and a corporate restructuring including a 30% workforce reduction.
Capital raise
Worse than expected
NASDAQ
BioAtla, Inc. reported a net loss of $10.6 million for the third quarter of 2024, with revenue of $11 million driven by a licensing agreement.
Better than expected
Capital raise
NASDAQ
BioAtla, a clinical-stage biopharmaceutical company, reported a decrease in operating expenses and a net loss for the second quarter of 2024, while maintaining a sufficient cash position to fund operations for at least the next twelve months.
Better than expected

Annual Reports (10-K)

NASDAQ
BioAtla, a clinical-stage biopharmaceutical company, reported substantial net losses and a going concern doubt, leading to a 70% workforce reduction and a formal process to explore strategic options.
Delay expected
Worse than expected
Capital raise
NASDAQ
BioAtla, a clinical-stage biopharmaceutical company, provides an update on its 2024 financial results and ongoing clinical development programs focused on conditionally active biologics (CABs) for solid tumor cancers.
Worse than expected
Capital raise
NASDAQ
BioAtla, Inc. details its common stock structure, preferred stock authorization, and anti-takeover provisions in a recent SEC filing.

Insider Trading (Form 4)

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NASDAQ
Eric Sievers, Chief Medical Officer of BioAtla, Inc., reported a transaction in 134 shares of common stock on August 31, 2026.
NASDAQ
Jay M Short, Chief Executive Officer and a Director of BioAtla, Inc., reported a transaction in 259 shares of common stock on August 31, 2026.
NASDAQ
Christian Vasquez, Chief Financial Officer of BioAtla, Inc., reported a transaction in 71 shares of common stock on August 31, 2026.
NASDAQ
BioAtla CFO Christian Vasquez reported the withholding of common stock shares to satisfy tax obligations following the vesting of restricted stock units.
NASDAQ
BioAtla's Chief Medical Officer, Eric Sievers, was granted 240,000 restricted stock units, increasing his beneficial ownership to 598,705 shares.
NASDAQ
BioAtla, Inc. CEO Jay M. Short, PhD, was granted 430,000 restricted stock units, aligning executive incentives with long-term shareholder value.

Proxy Statements (Def-14A)

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NASDAQ
BioAtla, Inc. has announced its 2026 Annual Meeting of Stockholders, scheduled for July 16, 2026, to be held virtually, with key proposals including director elections and executive compensation.
Delay expected
NASDAQ
BioAtla, Inc. has reconvened its special stockholders meeting on January 26, 2026, to vote on a reverse stock split proposal, following an initial failure to secure sufficient votes.
Worse than expected
Delay expected
Capital raise
NASDAQ
BioAtla, Inc. has adjourned its special stockholder meeting to January 12, 2026, to allow more time for voting on a proposed reverse stock split.
Delay expected
NASDAQ
BioAtla, Inc. calls a Special Meeting to vote on issuing new shares for capital and a reverse stock split to maintain its Nasdaq listing.
Delay expected
Worse than expected
Capital raise
NASDAQ
BioAtla, Inc. has filed a definitive proxy statement with the SEC regarding its upcoming shareholder meeting.
NASDAQ
BioAtla, Inc. will hold its 2025 Annual Meeting of Stockholders virtually on June 18, 2025, to vote on the election of directors, ratification of the independent accounting firm, and executive compensation.

Schedule 13G - Passive Investments

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NASDAQ
OPOKA Investment Fund Co has reduced its beneficial ownership in BioAtla, Inc. to 4.8% of common stock, indicating a passive investment stance.
Worse than expected
NASDAQ
Acorn Bioventures, L.P., Acorn Bioventures 2, L.P., and their affiliates, including Anders Hove, have disclosed a combined beneficial ownership of 8.3% of BioAtla, Inc.'s common stock as a passive investment.
NASDAQ
Highbridge Capital Management, LLC has filed an amended Schedule 13G, disclosing a 7.7% beneficial ownership stake in BioAtla, Inc., primarily through warrants.
NASDAQ
Opoka Investment Fund Co. has disclosed a 6.1% passive ownership stake in BioAtla, Inc., holding 3,547,787 common shares.
NASDAQ
Highbridge Capital Management, LLC has reported a 9.9% beneficial ownership stake in BioAtla, Inc., including shares issuable upon warrant exercise, as of December 31, 2024.
Capital raise
NASDAQ
BioAtla, Inc.'s Co-founder, Chairman, and CEO, Jay M. Short, has filed an amended Schedule 13G, disclosing a beneficial ownership of 6.6% of the company's common stock as of December 31, 2024.