Form 4: B. Riley Securities CEO Andrew Moore Settles Restricted Stock Units

Sentiment:

Insider Transaction Report 4 June 2025 5:00 PM

Andrew Moore, CEO of B. Riley Securities, Inc., settled 7,349 restricted stock units for cash at $3.05 per unit on June 2, 2025, as disclosed in a recent SEC Form 4 filing.

Summary

Andrew Moore, CEO of B. Riley Securities, Inc., reported a transaction involving B. Riley Financial, Inc. common stock.
On June 2, 2025, 7,349 restricted stock units (RSUs) were cash-settled.
Each RSU was settled at $3.05, which was the closing price of B. Riley Financial, Inc. common stock on May 30, 2025.
These RSUs were originally granted on May 24, 2022, under the B. Riley Financial, Inc. 2021 Stock Incentive Plan.
Following this transaction, Andrew Moore directly beneficially owns 324,420 shares of common stock.

Sentiment

Score: 5

Explanation: The transaction is a routine cash settlement of vested restricted stock units, which is a neutral event and does not indicate a significant positive or negative sentiment regarding the company's future prospects.

Positives

The cash settlement of 7,349 restricted stock units indicates that the vesting conditions for these awards were met.

Negatives

No explicit negative implications are detailed in the filing, as the transaction represents a routine cash settlement of vested restricted stock units.

Future Outlook

Industry Context

This Form 4 filing is a standard disclosure of an insider transaction, specifically the cash settlement of restricted stock units for an executive. It does not provide broader industry context or trends.

Stakeholder Impact

This transaction primarily impacts Andrew Moore, the reporting person, by converting his restricted stock units into cash. For shareholders, it represents a routine executive compensation event and does not directly alter the company's operational or financial standing.

Key Dates

Date	Description
2022-05-24	Date restricted stock units (RSUs) were granted under the B. Riley Financial, Inc. 2021 Stock Incentive Plan.
2025-05-30	Closing price per share of common stock ($3.05) used for RSU settlement.
2025-06-02	Date of cash settlement for restricted stock units.
2025-06-04	Date the Form 4 was signed by Andrew Moore.

Recommendation

hold

Keywords

B. Riley Financial, RILY, Andrew Moore, SEC Form 4, Insider Transaction, Restricted Stock Units, RSU, Cash Settlement, Executive Compensation, Stock Incentive Plan

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