4/A: Aeluma Director Amends Share Sale Disclosure

Aeluma Director Mark N. Tompkins filed an amended Form 4 to correct the number of shares sold in a recent transaction.

Summary

• Mark N. Tompkins, a Director and 10% Owner of Aeluma, Inc. (ALMU), filed a Form 4/A amendment.
• The amendment corrects an error in a previously filed Form 4 dated October 2, 2025, which incorrectly stated the total shares sold.
• The corrected transaction involves the sale of 33,800 shares of Aeluma Common Stock on September 30, 2025.
• The shares were sold at a weighted average price of $16.18, with individual transaction prices ranging from $15.86 to $16.75.
• Following this transaction, Mark N. Tompkins beneficially owns 2,857,033 shares of Aeluma Common Stock.

Sentiment

Score: 5

Explanation: The filing is a factual correction of an insider transaction, which is neutral in sentiment. It neither indicates positive nor negative operational performance or strategic developments for the company.

Future Outlook

The filing does not contain any forward-looking statements or guidance regarding the company's future performance or operations.

Industry Context

This filing is a routine insider transaction disclosure and amendment, providing transparency on a director's share dealings. It does not offer insights into broader industry trends or competitive landscape.

Stakeholder Impact

• Shareholders: Provides updated and accurate information regarding insider ownership and transactions, which can influence investor perception of management's confidence in the company.

Next Steps

• The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the reported ranges upon request to the issuer, any security holder, or the SEC staff.

Key Dates

Keywords

Aeluma Inc, ALMU, Insider Trading, Form 4/A, Share Sale, Director Transaction, Beneficial Ownership