Aeluma, INC

Market Movers (8-K)

NASDAQ
Aeluma, Inc. has signed a Letter of Intent with the U.S. Department of Commerce for up to $30 million in proposed funding under the CHIPS and Science Act to advance its scalable non-InP substrate technology for AI datacom.
Capital raise
NASDAQ
Aeluma, Inc. has released an investor presentation detailing its advancements in Indium Gallium Arsenide (InGaAs) semiconductor manufacturing for next-generation photonics.
NASDAQ
Aeluma, Inc. announced its third quarter fiscal 2026 financial results, highlighting significant contract wins totaling over $4 million and strategic partnerships to scale quantum dot laser technology.
Worse than expected
Delay expected
NASDAQ
Aeluma, Inc. has entered into a sales agreement with several agents to potentially sell up to $50 million of its common stock through an at-the-market offering.
Capital raise
NASDAQ
Aeluma, Inc. announced its second quarter fiscal 2026 financial results, reporting $1.3 million in revenue and a GAAP net loss of $1.9 million, alongside new contract wins and strategic hires.
Worse than expected
Capital raise
NASDAQ
Aeluma, Inc. announced the results of its 2025 Annual General Meeting, where shareholders re-elected Class I directors and ratified the appointment of independent auditors.

Quarterly Earnings (10-Q)

NASDAQ
Aeluma reports increased revenue and expanded R&D investment while addressing internal control deficiencies in its Q3 2026 10-Q filing.
Capital raise
NASDAQ
Aeluma, Inc. reported increased revenue and a significant cash position following recent public offerings, despite a rise in operating expenses and an ineffective internal control environment.
Capital raise
Worse than expected
NASDAQ
Aeluma, Inc. reported significant revenue growth and a substantial capital raise, alleviating going concern doubts, despite an increased net loss driven by operational expansion.
Capital raise
Worse than expected
NASDAQ
Aeluma Inc. reports increased revenue and a successful public offering in Q3 2025, alleviating going concern doubts.
Capital raise
Better than expected
NASDAQ
Aeluma Inc. reports a significant increase in revenue driven by government contracts, but also a widened net loss for the quarter ended December 31, 2024.
Worse than expected
Capital raise
NASDAQ
Aeluma Inc. saw a significant increase in revenue and a reduction in net losses for the quarter ended September 30, 2024, driven by government contracts and product sales, while also securing a major DARPA contract.
Better than expected
Capital raise

Annual Reports (10-K)

NASDAQ
Aeluma, Inc. reported a significant 408% increase in revenue for fiscal year 2025, driven by government contracts, and successfully raised $12.6 million in net proceeds from a public offering, alleviating prior going concern doubts.
Capital raise
Better than expected
NASDAQ
Aeluma Inc. reports a significant 375% increase in revenue for fiscal year 2024, driven by government contracts and product sales, while also highlighting ongoing losses and the need for additional capital.
Capital raise
Worse than expected

Insider Trading (Form 4)

NASDAQ
Aeluma, Inc. Director and CEO Jonathan Klamkin sold a total of 18,900 shares of common stock on June 1, 2026, under a pre-arranged Rule 10b5-1 trading plan.
NASDAQ
Director Steven Denbaars sold 25,000 shares of Aeluma, Inc. common stock via a pre-arranged Rule 10b5-1 trading plan.
NASDAQ
Aeluma, Inc. CEO Jonathan Klamkin reported a series of stock transfers to a family trust and subsequent sales under a Rule 10b5-1 trading plan.
NASDAQ
Jonathan Klamkin, CEO and Director of Aeluma, Inc., reported the sale of 20,000 common shares for approximately $261,940 under a pre-established Rule 10b5-1 trading plan.
NASDAQ
Aeluma, Inc. CEO Jonathan Klamkin reported the sale of 50,000 shares of common stock on March 4, 2026, executed under a pre-arranged Rule 10b5-1 trading plan.
Worse than expected
NASDAQ
Aeluma, Inc. Director Craig H. Ensley was granted 10,633 shares of common stock as restricted stock units on December 3, 2025, increasing his direct beneficial ownership to 27,300 shares.

Proxy Statements (Def-14A)

NASDAQ
AELUMA, INC. announces its 2025 Annual Meeting of Stockholders to vote on the re-election of Class I directors and the re-appointment of independent auditors.
NASDAQ
Aeluma, Inc. announces its 2025 Annual General Meeting of Shareholders to elect directors and ratify auditors, alongside reporting significant revenue growth and successful capital raises.
Capital raise
Better than expected
NASDAQ
Aeluma Inc. has announced its 2024 Annual General Meeting of Shareholders to be held on January 9, 2025, to vote on the election of a Class III director and the reappointment of its independent auditors.

New Public Companies (S-1)

NASDAQ
Aeluma, Inc. has filed a registration statement to offer an additional $1,300,000 in common stock and underwriter warrants.
Capital raise
NASDAQ
Aeluma, Inc. has filed a pre-effective amendment to its Form S-1 registration statement, primarily related to exhibits and legal opinions concerning the offering of common stock and warrants.
Capital raise
NASDAQ
Aeluma, Inc., a Delaware corporation specializing in optoelectronic and electronic devices, is undertaking a firm commitment underwritten public offering to raise capital and list its common stock on a national exchange.
Capital raise
NASDAQ
Aeluma, Inc. is undertaking a firm commitment underwritten public offering to raise capital for business development, manufacturing advancements, and general corporate purposes, while also seeking a listing on a national exchange.
Capital raise
NASDAQ
Aeluma, Inc. is seeking to raise capital through a public offering and NASDAQ uplisting to expand its business development, advance manufacturing processes, and for general working capital.
Capital raise
Worse than expected

Schedule 13D - Activist Investments

NASDAQ
Former Aeluma, Inc. COO Lee McCarthy has significantly reduced his beneficial ownership in the company, now holding 1.5% of common stock.
Worse than expected

Schedule 13G - Passive Investments

NASDAQ
BlackRock, Inc. has reported beneficial ownership of 5.3% of AELUMA INC's common stock as of June 30, 2026.
NASDAQ
Mark N. Tompkins has filed an exit statement for Aeluma, Inc. after his beneficial ownership dropped below the 5% reporting threshold.
NASDAQ
George Perry and boisei investments llc have disclosed a 5.6% beneficial ownership stake in Aeluma, Inc., holding 1,000,000 shares of common stock.
NASDAQ
Mark N. Tompkins has reported an increased beneficial ownership of 15.99% in Aeluma, Inc.'s common stock, holding 2,856,833 shares.
NASDAQ
AWM Investment Company, Inc. has filed an amended Schedule 13G, disclosing a reduced beneficial ownership of 2.6% in Aeluma, Inc.'s common stock as of May 30, 2025.
NASDAQ
AWM Investment Company, Inc. has reported a beneficial ownership of 5.3% of Aeluma, Inc.'s common stock, totaling 825,000 shares, held across several of its managed funds.