Velo3d, INC

Market Movers (8-K)

Velo3D, Inc. has entered into registration rights agreements with Arrayed Notes Acquisition Corp. and Thieneman Construction, Inc. following their conversion of senior secured convertible promissory notes.
Velo3D, Inc. has entered into Change in Control Agreements with key executives, including the CEO, CFO, and Chief Revenue Officer, outlining severance benefits in the event of termination following a change in control.
Velo3D, Inc. announced that its stockholders approved an amendment to the 2021 Equity Incentive Plan at the Annual Meeting on June 10, 2026, increasing authorized shares and requiring stockholder approval for option repricing.
Velo3D has entered into a new sales agreement to sell up to $100 million of its common stock through an at-the-market (ATM) offering program.
Capital raise
Velo3D, Inc. announced its first quarter 2026 financial results, showing a 48% year-over-year revenue increase to $13.8 million and achieving positive gross margin.
Capital raise
Velo3D, Inc. has priced a firm commitment underwritten registered direct offering of 3,571,428 shares of common stock at $14.00 per share to raise approximately $50 million in gross proceeds.
Capital raise

Quarterly Earnings (10-Q)

Velo3D reported increased Q3 revenue but continues to face substantial doubt about its ability to continue as a going concern, necessitating further financing.
Capital raise
Worse than expected
Velo3D reported increased revenue but faces substantial doubt about its ability to continue as a going concern due to insufficient liquidity and significant debt obligations.
Worse than expected
Capital raise
Velo3D's Q1 2025 results reveal a net loss and continued concerns about the company's ability to operate as a going concern, despite recent debt and equity transactions.
Worse than expected
Capital raise
Velo3D's Q3 2024 results reveal a significant revenue decline and ongoing financial difficulties, prompting a strategic shift towards cash flow optimization and operational efficiency.
Worse than expected
Delay expected
Capital raise
Velo3D's Q2 2024 results reveal a significant revenue decline and ongoing financial challenges, prompting strategic realignment and raising substantial doubt about the company's ability to continue as a going concern.
Worse than expected
Delay expected
Capital raise
Velo3D's Q1 2024 results show a significant revenue decrease and ongoing financial challenges, prompting strategic realignment and continued efforts to secure additional funding.
Worse than expected
Delay expected
Capital raise

Annual Reports (10-K)

Velo3D reports increased 3D printer and parts revenue in 2025, but faces substantial doubt about its ability to continue as a going concern, necessitating further financing.
Worse than expected
Delay expected
Capital raise
Velo3D's 2024 10-K filing reveals a strategic shift towards optimizing cash flow and customer success amidst ongoing financial uncertainties and material weaknesses in internal controls.
Delay expected
Worse than expected
Capital raise
Velo3D's recent filings reveal a new executive appointment and the company's annual financial performance, while a strategic review process is underway.
Worse than expected
Delay expected
Capital raise

Insider Trading (Form 4)

Velo3D, Inc. reports that CEO Arun Jeldi has been granted stock options with vesting contingent on achieving significant market capitalization milestones.
Velo3D, Inc. reports a Form 4 filing detailing a transaction by Director Stefan Krause.
Velo3D, Inc. reports a Form 4 filing detailing transactions by Director Adrian Keppler, including the acquisition of common stock.
Velo3D, Inc. Director Jason Michael Lloyd acquired 3,188 shares of common stock through the vesting of Restricted Stock Units.
Director Stefan Krause was granted 7,843 restricted stock units as part of Velo3D's equity incentive plan.
Director Adrian Keppler was granted 7,843 restricted stock units as part of Velo3D's 2021 Equity Incentive Plan.

Proxy Statements (Def-14A)

Velo3D, Inc. has announced its 2026 Annual Meeting of Stockholders, scheduled for June 10, 2026, to elect directors, ratify auditors, and vote on executive compensation and an amendment to its 2021 Equity Incentive Plan.
VELO3D, Inc. has announced a postponement of its 2025 annual meeting to June 27, 2025, adding proposals for a reverse stock split to meet exchange listing requirements and an amendment to allow stockholder action by written consent.
Delay expected
Capital raise
Velo3D, Inc. announces its 2025 Annual Meeting of Stockholders to be held on June 24, 2025, outlining key proposals for voting, including the election of directors and ratification of the company's independent auditor.
Velo3D, Inc. will hold its 2025 Annual Meeting of Stockholders virtually on June 24, 2025, to elect directors and ratify the appointment of its independent registered public accounting firm.
Velo3D files a supplement to its proxy statement to correct an error in the description of the voting standard for the reverse stock split proposal.
VELO3D, INC. has filed a definitive proxy statement with the SEC in preparation for its annual general meeting.

New Public Companies (S-1)

Velo3D, Inc. filed an S-1MEF to increase its common stock offering by an additional $2.87 million, bringing the total potential raise to over $20 million.
Capital raise
Better than expected
Velo3D, Inc. filed an S-1/A amendment to its registration statement, primarily to include exhibits for a proposed public offering of common stock.
Delay expected
Capital raise
Velo3D, a metal 3D printing company, is offering 2.78 million common shares to raise $15.0 million, while facing substantial doubt about its ability to continue as a going concern and reporting significant operating losses.
Worse than expected
Delay expected
Capital raise

Schedule 13D - Activist Investments

Bessemer Venture Partners and its affiliates have filed an amendment to their Schedule 13D, reporting that their beneficial ownership in Velo3D, Inc. has fallen below the 5% threshold as of December 24, 2024.
Worse than expected
Khosla Ventures and its affiliated entities have reported a reduction in their beneficial ownership of Velo3D, Inc. common stock to 0.4%, falling below the 5% threshold, primarily due to the Issuer's 2024 financing activities and a 1:35 reverse stock split.
Capital raise
Arrayed Notes Acquisition Corp., an affiliate of Arrayed Additive, Inc., has acquired a 95% beneficial ownership stake in Velo3D, Inc. through a debt-for-equity exchange, leading to the appointment of Arun Jeldi as Velo3D's new Chief Executive Officer and a board member.
Worse than expected
Capital raise

Schedule 13G - Passive Investments

LMR Partners LLP and affiliated entities have amended their Schedule 13G filing to correct beneficial ownership details for Velo3D Inc. common stock following reverse stock splits.
Alyeska Investment Group, L.P. and related parties reported beneficial ownership of 220,938 shares of Velo3D, Inc. common stock via warrants.
LMR Partners LLP and affiliated entities have reported beneficial ownership of approximately 7.0% of Velo3D Inc.'s common stock, primarily through warrants.
AWM Investment Company, Inc. has filed a Schedule 13G reporting a 7.5% beneficial ownership stake in Velo3D, Inc.
AWM Investment Company, Inc. has disclosed a beneficial ownership of 8.7% in Velo3D, Inc., holding over 2.15 million common shares.
AWM Investment Company, Inc. has reported a 6.7% beneficial ownership stake in Velo3D, Inc., holding 1,333,333 shares of common stock.