Upland Software, INC

Market Movers (8-K)

NASDAQ
Upland Software announced the appointment of Jennifer Simon as its new Chief Financial Officer, effective August 17, 2026, succeeding Mike Hill.
NASDAQ
Upland Software announced it has regained compliance with Nasdaq's minimum bid price requirement, closing a matter related to its stock's trading value.
NASDAQ
Upland Software announces the retirement of its Chief Financial Officer, Michael D. Hill, effective July 27, 2026, with David Tamez appointed as interim CFO.
NASDAQ
Upland Software, Inc. announced key corporate actions including a reverse stock split and an increase in shares reserved for its equity incentive plan, approved by stockholders at their annual meeting.
NASDAQ
Upland Software reported Q1 2026 revenue of $48.7 million, beating guidance midpoints while navigating a transition period.
NASDAQ
Upland Software, Inc. received a notification from Nasdaq regarding its common stock's closing bid price falling below the $1.00 minimum requirement, triggering a 180-day compliance period.

Quarterly Earnings (10-Q)

NASDAQ
Upland Software reports Q1 2026 revenue of $48.7 million and a net loss of $1.2 million as it navigates a Nasdaq listing deficiency.
NASDAQ
Upland Software reports a 24% revenue decline in Q3 2025 due to strategic divestitures, but sees improved operating income and Adjusted EBITDA.
NASDAQ
Upland Software reported a 23% decrease in second-quarter revenue to $53.4 million, primarily driven by strategic divestitures, while successfully refinancing its senior secured term loan facility to extend maturity to 2031.
Worse than expected
Capital raise
NASDAQ
Upland Software's Q1 2025 revenue decreased by 10% year-over-year, primarily due to declines in subscription revenue from sunset assets and divested businesses.
Worse than expected
NASDAQ
Upland Software's Q3 2024 results show a decrease in revenue and a net loss, impacted by strategic decisions to discontinue certain product offerings and a goodwill impairment.
Worse than expected
NASDAQ
Upland Software has filed an amendment to its Q2 2024 report due to a material weakness identified in its internal controls over financial reporting related to goodwill impairment assessment.
Worse than expected

Annual Reports (10-K)

NASDAQ
Upland Software, Inc. filed an amendment to its 2024 Annual Report on Form 10-K to include a statement on the effectiveness of its disclosure controls and procedures, confirming remediation of a previously identified material weakness.
Better than expected
NASDAQ
Upland Software's 2024 10-K filing reveals a shift towards organic growth, alongside a review of financial performance and risk factors.
Worse than expected
NASDAQ
Upland Software has amended its 2023 annual report to address a material weakness identified in its internal controls over financial reporting related to goodwill impairment assessment.
Worse than expected
NASDAQ
Upland Software's 2023 annual report details its cloud-based software applications, strategic acquisitions, and financial performance, highlighting both challenges and growth opportunities.
Worse than expected
Capital raise

Insider Trading (Form 4)

NASDAQ
Timothy Mattox, a Director of Upland Software, Inc., sold 2,000 shares of common stock on July 31, 2026.
NASDAQ
Upland Software CFO Michael Douglass Hill reported the withholding of 8,931 shares to satisfy tax obligations related to restricted stock unit vesting.
NASDAQ
CEO Sean Nathaniel had 18,605 shares of Upland Software withheld to satisfy tax obligations related to restricted stock unit vesting.
NASDAQ
Upland Software Chief Operating & Product Officer Dan Doman reported the withholding of 29,515 shares to satisfy tax obligations related to RSU vesting.
NASDAQ
Upland Software CEO Sean Nathaniel was granted 500,000 restricted stock units and 133,333 performance-based stock units.
NASDAQ
John McDonald, a Director at Upland Software, Inc., reported transactions involving restricted stock units and performance stock units.

Proxy Statements (Def-14A)

NASDAQ
Upland Software announces its 2026 Annual Meeting, detailing proposals for a reverse stock split, equity plan expansion, and director election.
NASDAQ
Upland Software, Inc. has filed a definitive proxy statement with the Securities and Exchange Commission.
NASDAQ
Upland Software will hold its 2025 Annual Meeting of Stockholders on June 4, 2025, to elect directors, ratify the selection of Ernst & Young LLP, and vote on executive compensation.
Worse than expected
NASDAQ
Upland Software, Inc. has filed a definitive proxy statement with the Securities and Exchange Commission.
NASDAQ
Upland Software is asking stockholders to vote on key proposals including director elections, executive compensation, a new incentive plan, and a tax benefit preservation plan at the upcoming annual meeting.
Worse than expected

Schedule 13G - Passive Investments

NASDAQ
The Vanguard Group has reported a complete divestment of its beneficial ownership in Upland Software Inc. common stock.
Worse than expected
NASDAQ
Jalak Investments B.V. and Petrus van Schaick have increased their beneficial ownership in Upland Software, Inc. to 9.0% of common stock.
NASDAQ
Jalak Investments B.V. and Petrus van Schaick have jointly disclosed a 7.0% beneficial ownership stake in Upland Software, Inc., holding 2,000,000 shares of common stock.
NASDAQ
CastleKnight Master Fund LP and related entities have filed an amended Schedule 13G, disclosing a passive beneficial ownership of 3.7% in Upland Software, Inc. as of December 31, 2024.
NASDAQ
Jalak Investments B.V. and its sole shareholder, Petrus van Schaick, have disclosed a passive beneficial ownership of 5.1% in Upland Software, Inc., totaling 1,442,204 shares.