Swiss Helvetia Fund, INC Form 4 insider transactions

SWZ Secretary Rajeev Das sells 166 shares at $6.81 via tender offer.

A director of Total Return Securities Fund sold 3,922 shares of common stock to the issuer at $6.81 per share as part of a tender offer.

A 10% owner and director of Total Return Securities Fund (SWZ) reported selling 19,968 shares of common stock for approximately $124,846 under a pre-arranged 10b5-1 plan.

A 10% owner and director of Total Return Securities Fund (SWZ) reported multiple sales of common stock totaling 28,567 shares over several days in December 2025.

CSS LLC/IL, a 10% owner of Total Return Securities Fund (SWZ), reported the sale of 7,000 shares of common stock on December 15, 2025, for approximately $43,600.

A director of Total Return Securities Fund acquired 7,400 shares of common stock through a rights offering and dividend reinvestment plan.

Total Return Securities Fund's President and CEO, Andrew Dakos, acquired 35,064 shares of common stock through a rights offering at $6.07 per share.

Total Return Securities Fund's Secretary, Rajeev P Das, acquired 468 shares of common stock at $6.07 per share through a rights offering.

Phillip Goldstein, a director of Total Return Securities Fund (SWZ), acquired 80,976 shares of common stock through a rights offering at $6.07 per share.

Moritz A. Sell, a director of Total Return Securities Fund, acquired 1,000 shares of common stock, increasing beneficial ownership to 4,400 shares.

Moritz A. Sell, a director of Total Return Securities Fund (SWZ), acquired 1,815 shares of common stock at $6.34 per share through a pre-planned transaction.

Director Gerald Hellerman sold 41 shares of Swiss Helvetia Fund, Inc. at $9.24 per share on April 2, 2025.

Director Phillip Goldstein sold 4,535 shares of Swiss Helvetia Fund, Inc. at a price of $8.45 per share on January 17, 2025.