Form 4: Phillip Goldstein Sells 4,535 Shares of Swiss Helvetia Fund, Inc.

Sentiment:

SEC Form 4 Filing


Director Phillip Goldstein sold 4,535 shares of Swiss Helvetia Fund, Inc. at a price of $8.45 per share on January 17, 2025.

Summary

  • Phillip Goldstein, a director of Swiss Helvetia Fund, Inc., sold 4,535 shares of the company's common stock.
  • The sale occurred on January 17, 2025.
  • The shares were sold at a price of $8.45 per share.
  • Following the transaction, Mr. Goldstein directly owns 12,248 shares of Swiss Helvetia Fund, Inc.

Sentiment

Score: 5

Explanation: The document is a neutral report of an insider transaction, with no indication of positive or negative sentiment.

Industry Context

This is a standard SEC Form 4 filing, which is a routine disclosure of insider transactions. It does not indicate any specific trend in the industry.

Comparison to Industry Standards

  • Form 4 filings are a standard part of regulatory compliance for publicly traded companies.
  • The transaction is typical for a director's sale of shares and does not indicate any unusual activity compared to similar filings from other companies.

Stakeholder Impact

  • The sale of shares by a director may have a minor impact on shareholder sentiment.

Key Dates

DateDescription
01/17/2025Date of the stock sale transaction.
01/20/2025Date the form was signed.

Keywords

Form 4, insider trading, stock sale, Phillip Goldstein, Swiss Helvetia Fund, SWZ, director

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