Insider Trading (Form 4)
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Andrew Dakos, President and CEO of Special Opportunities Fund, Inc., reported transactions involving common stock and convertible preferred stock.
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Phillip Goldstein, a Director and Officer of Special Opportunities Fund, Inc., acquired 5,848 shares of convertible preferred stock.
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Phillip Goldstein, a Director and Officer of Special Opportunities Fund, Inc., acquired additional convertible preferred stock.
Better than expected
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Andrew Dakos, President and Director of Special Opportunities Fund, Inc., sold 4,098 shares of common stock at a weighted average price of $14.6571.
Worse than expected
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Phillip Goldstein, Chairman and Secretary of Special Opportunities Fund, Inc., disposed of 3,000 shares of convertible preferred stock.
Worse than expected
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Phillip Goldstein, a Director and Chairman/Secretary of Special Opportunities Fund, Inc., purchased 3,000 shares of common stock at $13.80 per share on April 4, 2025.
Proxy Statements (Def-14A)
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Special Opportunities Fund, Inc. announced its Annual Meeting of Stockholders on December 11, 2025, to elect six directors and address corporate governance.
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DEFA14A: Activist Investor Seeks Board Seats at Tejon Ranch, Citing Undervaluation and Excessive Spending
Special Opportunities Fund, led by Bulldog Investors, is seeking to elect three nominees to Tejon Ranch's board, arguing the company's stock price doesn't reflect its intrinsic value and criticizing management's spending.
Worse than expected
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Special Opportunities Fund launches a proxy fight to elect three independent directors to Tejon Ranch Co.'s board, aiming to unlock shareholder value after 40 years of stagnation.
Worse than expected
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Special Opportunities Fund, Inc. will hold its annual meeting on December 11, 2024, to elect directors and transact other business.
Schedule 13G - Passive Investments
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Focus Partners Wealth has filed an amendment to its Schedule 13G, reporting a significant reduction in its beneficial ownership of Special Opportunities Fund, Inc.'s 2.75% Convertible Preferred C securities.
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Focus Partners Wealth has filed a Schedule 13G, reporting beneficial ownership of 1,111,521 shares of Special Opportunities Fund, Inc.'s 2.75% Convertible Preferred C, representing 46.5% of the class.
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Focus Partners Wealth has reported a significant passive stake of 12.96% in Special Opportunities Fund, Inc., holding 1,377,246 shares of common stock.
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Focus Partners Wealth has disclosed a significant 48% beneficial ownership stake in the 2.75% Convertible Preferred C shares of Special Opportunities Fund, Inc.
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Kovitz Investment Group Partners, LLC has disclosed a significant 47.9% beneficial ownership stake in Special Opportunities Fund, Inc.'s 2.75% Convertible Preferred C shares.
NYSE
Kovitz Investment Group Partners, LLC has reported a 13.6% beneficial ownership stake in Special Opportunities Fund, Inc. through a Schedule 13G filing.