Saratoga Investment CORP

Market Movers (8-K)

NYSE
Saratoga Investment Corp. announced its fiscal first quarter 2027 financial results, reporting a 1.6% increase in Assets Under Management to $1.126 billion, while Net Asset Value per share decreased to $23.23.
Worse than expected
Capital raise
NYSE
Saratoga Investment Corp. announced its fiscal year and fourth quarter financial results for the period ending February 28, 2026, highlighting a 13.4% increase in Assets Under Management (AUM) and a 9.1% Return on Equity.
Capital raise
NYSE
Saratoga Investment Corp. has entered into a Seventeenth Supplemental Indenture to issue $25 million in aggregate principal amount of 7.25% Notes due 2029, with an option to increase to $50 million.
Capital raise
NYSE
Saratoga Investment Corp. updated its at-the-market equity offering program by migrating it to a new shelf registration statement on Form N-2.
Capital raise
NYSE
Saratoga Investment Corp. announced the issuance of $100 million in 7.50% Notes due 2031, with net proceeds intended to repay existing 4.375% notes due 2026.
Capital raise
Worse than expected
NYSE
Saratoga Investment Corp. announced the pricing of a $100 million aggregate principal amount of 7.50% Notes due 2031, with an option for underwriters to purchase an additional $15 million.
Capital raise

Quarterly Earnings (10-Q)

NYSE
Saratoga Investment Corp. reported a net decrease in net assets of $6.9 million for the first quarter ended May 31, 2026, compared to a net increase of $13.9 million in the prior year period.
Worse than expected
Capital raise
NYSE
Saratoga Investment Corp. reports a net increase in net assets for the third quarter and nine months ended November 30, 2025, despite a decrease in total investment income.
Capital raise
Better than expected
NYSE
Saratoga Investment Corp. reported a significant decrease in net investment income and a slight decline in net asset value per share for the quarter ended August 31, 2025, amidst a challenging interest rate environment.
Worse than expected
Capital raise
NYSE
Saratoga Investment Corp. reported a significant increase in net assets from operations and EPS for the first quarter ended May 31, 2025, driven by realized gains, despite a decrease in total investment income and net investment income.
Better than expected
Capital raise
NYSE
Saratoga Investment Corp. reports a net increase in net assets resulting from operations of $8.8 million for the quarter ended November 30, 2024, a decrease compared to the same period last year.
Worse than expected
Capital raise
NYSE
Saratoga Investment Corp. reports a net increase in net assets resulting from operations of $19.9 million for the six months ended August 31, 2024, alongside a decrease in net asset value per share.
Worse than expected
Capital raise

Annual Reports (10-K)

NYSE
Saratoga Investment Corp.'s annual report reveals a decrease in net asset value per share alongside key financial details for the fiscal year ended February 28, 2025.
Worse than expected
NYSE
Saratoga Investment Corp. announces its fiscal year 2024 results, highlighting a complex financial landscape marked by strategic investments and operational adjustments.
Capital raise
Worse than expected

Insider Trading (Form 4)

NYSE
Christian L Oberbeck, CEO and Director and a Director of Saratoga Investment Corp., reported a transaction in 2,560 shares of common stock on July 22, 2026.
NYSE
Saratoga Investment Corp. CEO Christian L. Oberbeck reported a planned gift of 1,000 shares of common stock to a grandchild under a Rule 10b5-1 plan.
NYSE
Saratoga Investment Corp. CEO Christian L. Oberbeck reported gifting 1,000 shares of common stock to a grandchild.
NYSE
Saratoga Investment Corp. CEO Christian L. Oberbeck reported gifting 13,000 shares of common stock to his children, reducing his direct ownership.
NYSE
Saratoga Investment Corp.'s CEO, Christian L. Oberbeck, transferred 606 common shares to two employees as compensation.
NYSE
Saratoga Investment Corp. CEO Christian L. Oberbeck reported the transfer of 2,252 common shares to an employee as compensation, effective July 31, 2025.

Proxy Statements (Def-14A)

NYSE
Saratoga Investment Corp. announces its 2025 Annual Meeting of Stockholders to be held on September 25, 2025, to elect directors and ratify the independent accounting firm.
NYSE
Saratoga Investment Corp. will hold its 2024 annual meeting of stockholders on September 26, 2024, to elect a director and transact other business.

Schedule 13G - Passive Investments

NYSE
Truist Financial Corporation has filed an amended Schedule 13G for Saratoga Investment Corp.'s Domestic Preferreds, disclosing 0% beneficial ownership as a remediation for a filing that should have been submitted in 2021 after the CUSIP was called.
Delay expected