Ellsworth Growth & Income Fund LTD

Market Movers (8-K)

AMEX
Ellsworth Growth and Income Fund Ltd. has amended the statement of preferences for its Series B Cumulative Preferred Shares, adding additional holder put dates.

Insider Trading (Form 4)

AMEX
Director Anthonie C. van Ekris reported the sale of 3,309 common shares of Ellsworth Growth & Income Fund Ltd.
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Saba Capital Management, a 10% owner of Ellsworth Growth & Income Fund, reported sales of ECF common stock totaling 20,663 shares in mid-February 2026.
Worse than expected
AMEX
Saba Capital Management, a 10% owner of Ellsworth Growth & Income Fund Ltd (ECF), reported the sale of 14,110 common shares.
Worse than expected
AMEX
Saba Capital Management, a 10% owner, reported sales of Ellsworth Growth & Income Fund Ltd. common stock totaling 34,042 shares in early February 2026.
Worse than expected
AMEX
James Dinsmore, President and Director of Ellsworth Growth & Income Fund, purchased 200 common shares at $11.60, increasing his direct beneficial ownership.
AMEX
Saba Capital Management, L.P., a 10% owner, reported the purchase of 33,764 shares of Ellsworth Growth & Income Fund Ltd. common stock at $12.15 per share.

Proxy Statements (Def-14A)

AMEX
Ellsworth Growth and Income Fund Ltd. announced its Annual Meeting of Shareholders for May 11, 2026, to elect four Trustees and address other corporate matters.
Delay expected
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Ellsworth Growth and Income Fund Ltd. has filed a definitive proxy statement related to its upcoming shareholder meeting.
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Ellsworth Growth and Income Fund Ltd. announces its Annual Meeting of Shareholders to be held on May 12, 2025, covering the election of trustees and other business matters.
AMEX
The location of the Annual Meeting of Stockholders/Shareholders for Ellsworth Growth and Income Fund Ltd. has been changed to Indian Harbor Yacht Club, Greenwich, CT, while the date and time remain the same.
AMEX
Ellsworth Growth and Income Fund Ltd. has filed a definitive proxy statement related to its upcoming shareholder meeting.
AMEX
Ellsworth Growth and Income Fund Ltd. will hold its Annual Meeting of Shareholders on May 13, 2024, to elect three Trustees and consider other business matters.

Schedule 13D - Activist Investments

AMEX
Saba Capital Management and affiliates have increased their beneficial ownership in Ellsworth Growth and Income Fund Ltd. to 12.29% through recent open market purchases.
AMEX
Several Gabelli-affiliated entities, including Associated Capital Group and Mario J. Gabelli, have significantly reduced their beneficial ownership in Ellsworth Growth & Income Fund Ltd.'s Preferred Shares by exercising a put option, surrendering 420,000 shares.
AMEX
Saba Capital Management, L.P. and its affiliates have significantly increased their beneficial ownership in Ellsworth Growth and Income Fund Ltd., now holding 11.25% of common shares.
Capital raise

Schedule 13G - Passive Investments

AMEX
Wells Fargo & Company has filed a Schedule 13G, reporting beneficial ownership of 931,846 shares, representing 6.8% of Ellsworth Growth and Income's Common Shares of Beneficial Interest.
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Wells Fargo & Company has filed a Schedule 13G, reporting beneficial ownership of 947,639 shares, representing 6.9% of Ellsworth Growth and Income's common shares.
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Wells Fargo & Company has filed an amended Schedule 13G, reporting a 7.0% beneficial ownership stake in Ellsworth Growth and Income.
AMEX
Wells Fargo & Company has filed an Amendment No. 5 to Schedule 13G, reporting beneficial ownership of 6.7% of Ellsworth Growth and Income's Common Shares of Beneficial Interest.
AMEX
Wells Fargo & Company has reported a 6.8% beneficial ownership stake in Ellsworth Growth and Income's Common Shares of Beneficial Interest.
AMEX
Sit Investment Associates, Inc. and its subsidiary Sit Fixed Income Advisors II, LLC have disclosed a passive beneficial ownership of 5.6% in Ellsworth Growth and Income Fund Ltd.'s common stock.