Clene INC

Market Movers (8-K)

NASDAQ
Clene Inc. has deferred debt payments and received shareholder approval to increase its 2020 Stock Plan by 1 million shares.
Capital raise
NASDAQ
Clene Inc. announced a second amendment to its senior secured convertible promissory notes, extending the maturity date and deferring payments, alongside positive updates on its CNM-Au8 program for ALS, targeting a Q3 2026 NDA submission.
Capital raise
NASDAQ
Clene Inc. has priced an underwritten offering of 1,000,000 shares of common stock at $7.00 per share to raise approximately $6.4 million in net proceeds.
Capital raise
NASDAQ
Clene Inc. announced it will file an accelerated approval New Drug Application (NDA) for its ALS treatment, CNM-Au8, following a successful meeting with the FDA.
NASDAQ
Clene Inc. announced its full year 2025 financial results and provided updates on its CNM-Au8 programs, including an upcoming FDA meeting for ALS accelerated approval pathway.
Better than expected
Capital raise
NASDAQ
Clene Inc. outlines key regulatory and clinical milestones for its lead drug candidate, CNM-Au8, in 2026, alongside an extended operating capital runway.
Capital raise
Better than expected

Quarterly Earnings (10-Q)

NASDAQ
Clene Inc. reports Q1 2026 results, highlighting progress in ALS and MS drug development, while facing ongoing financial challenges and a going concern assessment.
Capital raise
Worse than expected
NASDAQ
Clene Inc. reported a reduced net loss in Q3 2025 and advanced its CNM-Au8 clinical programs for ALS and MS, but faces substantial doubt about its ability to continue as a going concern.
Delay expected
Worse than expected
Capital raise
NASDAQ
Clene Inc. reported a reduced net loss in Q2 2025, while continuing to advance its lead drug candidate CNM-Au8 for ALS and MS, despite ongoing liquidity concerns and internal control weaknesses.
Delay expected
Worse than expected
Capital raise
NASDAQ
Clene Inc. reports a net loss of $751,000 for Q1 2025, provides updates on its clinical programs, and acknowledges substantial doubt about its ability to continue as a going concern.
Worse than expected
Capital raise
NASDAQ
Clene Inc. reported its financial results for the third quarter of 2024, highlighting ongoing clinical trials and a recent capital raise, while also acknowledging substantial doubt about its ability to continue as a going concern.
Worse than expected
Capital raise
NASDAQ
Clene Inc. released its second quarter 2024 financial results, highlighting ongoing clinical trial progress and a recent reverse stock split.
Worse than expected
Capital raise

Annual Reports (10-K)

NASDAQ
Clene Inc. reports strong clinical data for its lead drug candidate CNM-Au8 in ALS, paving the way for an accelerated FDA approval pathway by mid-2026, despite ongoing financial challenges.
Better than expected
Delay expected
Capital raise
NASDAQ
Clene Inc. details its 2024 financial results and provides an update on its regulatory strategy for CNM-Au8, its lead drug candidate for ALS.
Capital raise
NASDAQ
Clene Inc.'s annual 10-K filing provides a comprehensive overview of the company's capital structure, outstanding warrants, and financial position, highlighting its focus on developing novel nanotherapeutics.
Worse than expected
Capital raise

Insider Trading (Form 4)

NASDAQ
Clene Inc. Chief Science Officer Mark Mortenson received a stock option grant for 45,000 shares.
NASDAQ
Clene Inc. reports the grant of 65,000 stock options to President & CEO Robert Etherington.
NASDAQ
Clene Inc. Chief Financial Officer Morgan R. Brown reports the grant of 15,000 stock options with an exercise price of $5.53.
NASDAQ
Director Vallerie McLaughlin was granted stock options for 3,564 shares of Clene Inc. common stock on May 21, 2026.
NASDAQ
Director Arjun Desai was granted 3,658 stock options in Clene Inc. as part of the company's 2020 Stock Plan.
NASDAQ
Director Alison Mosca was granted 4,361 stock options in Clene Inc. as part of the company's 2020 Stock Plan.

Proxy Statements (Def-14A)

NASDAQ
Clene Inc. has filed a definitive proxy statement with the Securities and Exchange Commission.
NASDAQ
Clene Inc. is holding its 2025 Annual Meeting of Stockholders to vote on key proposals including director elections, auditor ratification, executive compensation, and an amendment to the company's stock plan.
Capital raise
NASDAQ
Clene Inc. has filed a definitive proxy statement with the Securities and Exchange Commission.
NASDAQ
Clene Inc. is asking stockholders to vote on proposals including increasing authorized shares, a reverse stock split, director elections, auditor ratification, and executive compensation at its upcoming annual meeting.
Capital raise

Schedule 13G - Passive Investments

NASDAQ
Empery Asset Management, LP, through its managed funds, has acquired a beneficial ownership of 916,532 shares, representing 7.17% of Clene Inc.'s common stock, as of June 30, 2026.
NASDAQ
Investor Chidozie Ugwumba has filed a Schedule 13G reporting a 9.7% beneficial ownership stake in Clene Inc. common stock.
NASDAQ
Alison Mosca has filed an amended Schedule 13G reporting a 13% beneficial ownership stake in Clene Inc. common stock.
Capital raise
NASDAQ
Chidozie Ugwumba has filed an amendment to his Schedule 13G, reporting beneficial ownership of 1,915,650 shares of Clene Inc. common stock.
NASDAQ
Vivo Opportunity Fund Holdings and related entities have filed a Schedule 13G reporting a 9.99% beneficial ownership stake in Clene Inc.
NASDAQ
AWM Investment Company, Inc. has filed an amended Schedule 13G, reporting beneficial ownership of 4.7% of Clene Inc.'s common stock.