Caterpillar INC Form 4 insider transactions

Caterpillar Inc. Director Susan C. Schwab reported a gift of 990 common shares to a 501(c)(3) Foundation account, reducing her direct beneficial ownership.

Caterpillar Group President Denise C. Johnson reported an intra-plan transfer of 10,944 phantom stock units into her deferred compensation plan, effective November 12, 2025.

Caterpillar Group President Jason Kaiser executed pre-planned sales of common stock following the exercise of employee stock options, as disclosed in a recent SEC Form 4 filing.

Caterpillar Group President Anthony D. Fassino reported exercising stock options and subsequently selling shares, including for tax purposes, under a Rule 10b5-1 plan.

Caterpillar Group President Bob De Lange exercised stock options and subsequently sold a portion of the acquired shares on November 5, 2025.

Caterpillar Inc. Director David MacLennan purchased 300 shares of common stock at $568.86 per share, increasing his direct beneficial ownership.

Caterpillar's Chief Accounting Officer, William E. Schaupp, has filed a Form 4 indicating a future sale of 1,200 shares of common stock.

Caterpillar's CEO, Joseph E. Creed, acquired 29 phantom stock units under the company's deferred compensation plan, increasing his total beneficial ownership to 10,599 units.

Caterpillar Group President Jason Kaiser acquired 14 phantom stock units, increasing his beneficial ownership to 5,178 units.

Caterpillar Group President Denise C. Johnson increased her beneficial ownership of phantom stock units, adding 19 units to her deferred compensation plan.

Caterpillar's Executive Chairman, Donald J Umpleby III, sold 17,166 shares of common stock for approximately $8.67 million under a pre-arranged trading plan.

Caterpillar Inc. Director David MacLennan acquired 37 phantom stock units, equivalent to common stock, as part of his deferred compensation plan.

Caterpillar Group President Jason Kaiser acquired 16 phantom stock units under the company's deferred compensation plan, increasing his beneficial ownership to 5,156 units.

Denise C. Johnson, Group President at Caterpillar Inc., acquired 21 phantom stock units as part of a non-qualified deferred compensation plan.

Caterpillar Inc. CEO Joseph E. Creed acquired 32 phantom stock units, increasing his beneficial ownership to 10,553 units as part of a deferred compensation plan.

Caterpillar's Executive Chairman, Donald J Umpleby III, sold 17,166 shares of common stock for approximately $462.65 per share under a pre-arranged trading plan.

Caterpillar's Executive Chairman, Donald J. Umpleby III, sold 17,168 shares of common stock for approximately $7.08 million under a pre-arranged 10b5-1 plan.

Caterpillar CEO Joseph E. Creed acquired 35 phantom stock units, increasing his beneficial ownership to 10,600 units.

Caterpillar Group President Jason Kaiser acquired 17 phantom stock units as part of the company's deferred compensation plan.

Caterpillar Group President Denise C. Johnson acquired 23 phantom stock units, increasing her beneficial ownership to 21,905 units.

Caterpillar Inc. Director David MacLennan acquired 500 shares of common stock for over $203,000, increasing his beneficial ownership.

Caterpillar Director Susan Schwab reported the sale of 2,324 shares of common stock at $410 per share, executed under a Rule 10b5-1 plan.

Caterpillar Inc. Group President Jason Kaiser executed stock options and sold shares, as detailed in a recent SEC Form 4 filing.

Caterpillar Group President Denise C. Johnson acquired 8,493 phantom stock units valued at $417.12 each, increasing her total holdings to 22,597 units.

Caterpillar Group President Denise C. Johnson acquired 23 phantom stock units, equivalent to common stock, under a pre-arranged deferred compensation plan.

Caterpillar Inc. Group President Jason Kaiser acquired 17 phantom stock units as part of the company's non-qualified deferred compensation plan.

Caterpillar Inc. CEO Joseph E. Creed acquired 35 phantom stock units on July 25, 2025, as part of the company's deferred compensation plan.

Caterpillar Inc.'s Chief Financial Officer, Andrew R. J. Bonfield, exercised a significant number of stock options and subsequently sold shares to cover tax obligations, as detailed in a recent SEC Form 4 filing.

Caterpillar Inc. Director David MacLennan acquired 43 phantom stock units on June 30, 2025, as part of his deferred compensation plan, increasing his total beneficial ownership to 277 units.

Caterpillar Inc. Group President Denise C. Johnson reported the acquisition of 26 phantom stock units, equivalent to common stock, through the company's non-qualified deferred compensation plan, effective June 26, 2025.