Form 4: Caterpillar Director Gifts 1,000 Shares to Charity

Caterpillar Inc. Director James C. Fish Jr. reported a gift of 1,000 common shares to a Donor Advised Fund.

Summary

• Caterpillar Inc. Director James C. Fish Jr. disposed of 1,000 shares of Common Stock on December 19, 2025.
• The transaction was a gift (transaction code 'G') at a price of $0 per share, representing a donation of ordinary shares to a Donor Advised Fund.
• Following this transaction, James C. Fish Jr. directly beneficially owns 3,475 shares of Common Stock.
• Additionally, 250 shares are indirectly owned by The Nicole M. Fish GST Trust, and another 250 shares are indirectly owned by The Stephanie M. Fish GST Trust.
• The reported beneficial ownership includes adjustments for dividends accrued.

Sentiment

Score: 5

Explanation: The filing reports a routine insider transaction (a gift of shares) which is generally neutral in sentiment from an investment perspective.

Future Outlook

This filing does not contain any forward-looking statements or guidance.

Industry Context

This is a routine insider transaction report and does not provide information related to broader industry trends or competitors.

Related Party Transactions

• 250 shares of Common Stock are indirectly held by The Nicole M. Fish GST Trust.
• 250 shares of Common Stock are indirectly held by The Stephanie M. Fish GST Trust.

Stakeholder Impact

• Shareholders: Minimal impact due to a small disposition by a director relative to the company's overall market capitalization and trading volume.

Key Dates

Keywords

Caterpillar, CAT, Form 4, Insider Transaction, Director, Share Disposition, Gift, Donation