Capital Southwest CORP

Market Movers (8-K)

NASDAQ
Capital Southwest Corporation announced the results of its 2026 Annual Meeting, with directors elected and executive compensation approved, while adjourning to vote on a charter amendment to increase authorized shares.
Capital raise
NASDAQ
Capital Southwest Corporation has announced preliminary operating results for its first fiscal quarter ended June 30, 2026, with estimated net investment income per share between $0.57 and $0.59.
NASDAQ
Capital Southwest Corporation announced its quarterly regular and supplemental dividends for the quarter ending September 30, 2026, totaling $0.64 per share.
NASDAQ
Capital Southwest Corporation has amended its equity distribution agreements to increase its at-the-market offering program capacity to $2 billion.
Capital raise
NASDAQ
Capital Southwest Corporation announced preliminary Q4 2026 net investment income estimates ranging from $0.57 to $0.58 per share.
NASDAQ
Capital Southwest Corporation announced its regular monthly dividends and a supplemental dividend for the quarter ending June 30, 2026.

Quarterly Earnings (10-Q)

NASDAQ
Capital Southwest Corporation reports increased investment income and a growing portfolio, while navigating market volatility and managing debt.
Capital raise
NASDAQ
Capital Southwest Corporation reported a significant increase in net investment income and net assets from operations for the quarter and nine months ended December 31, 2025, alongside the formation of a new joint venture.
Capital raise
Better than expected
NASDAQ
Capital Southwest Corporation reported a significant increase in investment income for the six months ended September 30, 2025, driven by portfolio growth.
Delay expected
Better than expected
Capital raise
NASDAQ
Capital Southwest Corporation announced a significant increase in net assets from operations and net investment income for the quarter ended June 30, 2025, driven by strong realized gains.
Better than expected
Capital raise
NASDAQ
Capital Southwest Corporation announces its financial results for the third quarter of fiscal year 2025, highlighting a net investment income of $30.3 million.
Worse than expected
NASDAQ
Capital Southwest Corporation's third quarter filing reveals a portfolio fair value of $1.5 billion, alongside details of investment activity and financial performance.
Worse than expected
Capital raise

Annual Reports (10-K)

NASDAQ
Capital Southwest Corporation has adopted a comprehensive Code of Ethics in accordance with Rule 17j-1 under the Investment Company Act of 1940, outlining standards for its access persons to prevent fraudulent or manipulative practices.
NASDAQ
Capital Southwest Corporation files its annual report on Form 10-K, including the adoption of a new Code of Ethics to prevent fraudulent practices by access persons.
NASDAQ
Capital Southwest Corporation's 10-K filing details its investment portfolio, financial performance, and strategic approach for fiscal year 2024.
Better than expected
Capital raise

Insider Trading (Form 4)

NASDAQ
Ramona Lynn Rogers-Windsor, a Director at Capital Southwest Corp, acquired 210.9615 shares of common stock on June 30, 2026.
NASDAQ
Director Christine Battist acquired 860 shares of Capital Southwest Corp. common stock on June 17, 2026, for $23.23 per share.
NASDAQ
Senior Managing Director and CIO Joshua S. Weinstein reported the vesting of restricted stock and associated tax withholdings.
NASDAQ
Michael Scott Sarner, President and CEO of Capital Southwest Corp, reported transactions involving common stock, including shares withheld for taxes and shares issued under an employee award plan.
NASDAQ
Chris Rehberger, Chief Financial Officer of Capital Southwest Corp, reported transactions involving common stock, including shares withheld for tax payments and shares issued under an employee award plan.
NASDAQ
Director William R. Thomas III executed a net increase in his direct holdings of Capital Southwest Corp through a series of open market transactions.

Proxy Statements (Def-14A)

NASDAQ
Capital Southwest Corporation has filed a definitive proxy statement with the SEC, a standard regulatory step for its upcoming shareholder meeting.
NASDAQ
Capital Southwest Corporation announced its 2025 Annual Meeting of Shareholders, to be held virtually on July 24, 2025, where shareholders will vote on the election of six directors, executive compensation, an amendment to the employee restricted stock plan, and the ratification of its independent accounting firm.
Capital raise
NASDAQ
Capital Southwest Corporation has filed a definitive proxy statement with the SEC.
NASDAQ
Capital Southwest Corporation's upcoming annual meeting will address director elections, executive compensation, and the ratification of the independent accounting firm.