Aqua Metals, INC

Market Movers (8-K)

NASDAQ
Aqua Metals reported second quarter 2026 results, highlighting progress on its phased commercialization plan for the Headwaters ARC campus and advancing towards revenue generation.
Capital raise
NASDAQ
Aqua Metals reports significant 2025 progress in AquaRefining technology, strategic partnerships, and financial health, positioning for commercial scale.
Capital raise
Worse than expected
NASDAQ
Aqua Metals, Inc. has entered into a term sheet to acquire Lion Energy, LLC, aiming to integrate energy storage products, software, and recycling into a single platform.
Capital raise
NASDAQ
Aqua Metals, Inc. has renewed its At-The-Market (ATM) equity offering program, allowing it to sell up to $50 million in common stock.
Capital raise
NASDAQ
Aqua Metals secures $17.1 million in new funding and advances commercialization of its AquaRefining technology for lithium battery and critical minerals recycling.
Better than expected
Capital raise
NASDAQ
Aqua Metals, Inc. announced a $13 million capital raise through a registered direct offering and concurrent private placement to fund commercialization and strategic growth initiatives.
Capital raise

Quarterly Earnings (10-Q)

NASDAQ
Aqua Metals reports a narrowed net loss for Q2 2026 compared to the prior year, but faces ongoing liquidity challenges and substantial doubt about its ability to continue as a going concern.
Worse than expected
Capital raise
NASDAQ
Aqua Metals reported increased net losses and a going concern warning, despite recent capital raises and strategic shifts towards lithium-ion battery recycling.
Worse than expected
Capital raise
NASDAQ
Aqua Metals reported a wider net loss in Q2 2025, driven by a significant asset impairment, while strategically selling its TRIC facility and securing new financing to advance lithium-ion battery recycling.
Worse than expected
Capital raise
NASDAQ
Aqua Metals' Q1 2025 results reveal a net loss and going concern uncertainty as the company adjusts its lithium recycling strategy and seeks additional funding.
Worse than expected
Capital raise
NASDAQ
Aqua Metals reported a net loss of $17.1 million for the nine months ended September 30, 2024, and faces substantial doubt about its ability to continue as a going concern without additional capital.
Worse than expected
Capital raise
NASDAQ
Aqua Metals reported a net loss of $11.9 million for the first half of 2024 and faces substantial doubt about its ability to continue as a going concern due to insufficient capital resources and funding delays.
Worse than expected
Delay expected
Capital raise

Annual Reports (10-K)

NASDAQ
Aqua Metals, Inc. reported significant losses and a going concern warning in its 2025 annual report, despite advancing its lithium-ion battery recycling technology and pursuing a non-binding acquisition of Lion Energy, LLC.
Worse than expected
Capital raise
NASDAQ
Aqua Metals' 2024 report highlights a strategic shift towards lithium-ion battery recycling and ongoing efforts to secure funding for its commercial-scale Li AquaRefinery.
Delay expected
Worse than expected
Capital raise
NASDAQ
Aqua Metals issues a warrant to Network 1 Financial Services for the purchase of common stock and files its annual 10-K report detailing its business, financials, and future plans.
Worse than expected
Capital raise

Insider Trading (Form 4)

NASDAQ
Aqua Metals, Inc. reports a transaction where Chief Engineering and Operations Officer Benjamin S. Taecker sold shares to cover tax liabilities related to a restricted stock grant.
NASDAQ
Aqua Metals CEO Stephen Cotton reported a transaction involving the sale of company stock to cover tax liabilities related to a vesting event.
NASDAQ
Aqua Metals, Inc. reports that Chief Financial Officer Eric West acquired shares and withheld some to cover tax liabilities related to a restricted stock grant vesting.
NASDAQ
CFO Eric West reported the withholding of 863 shares of Aqua Metals common stock to satisfy tax obligations related to a restricted share grant vesting.
NASDAQ
Chief Engineering and Operating Officer Benjamin S. Taecker disposed of 715 shares of Aqua Metals to satisfy tax obligations.
NASDAQ
Aqua Metals CEO Stephen Cotton disposed of 2,352 shares to satisfy tax obligations related to a restricted stock vesting.

Proxy Statements (Def-14A)

NASDAQ
Aqua Metals, Inc. has scheduled its 2026 Annual Meeting of Stockholders for August 18, 2026, to vote on director elections, stock incentive plan amendments, auditor ratification, and executive compensation.
NASDAQ
Aqua Metals, Inc. is calling its stockholders to an Annual Meeting on July 22, 2025, to vote on critical proposals including a reverse stock split to maintain Nasdaq listing, a potential $10 million common stock issuance, and an increase in shares reserved under its stock incentive plan.
Capital raise
NASDAQ
Aqua Metals is asking stockholders to approve a reverse stock split to maintain its Nasdaq listing and potentially attract a broader range of investors.
NASDAQ
Aqua Metals is asking stockholders to vote on director elections, a stock incentive plan amendment, an increase in authorized shares, auditor ratification, and executive compensation at the upcoming annual meeting.

New Public Companies (S-1)

NASDAQ
Aqua Metals, Inc. filed an S-1 registration statement to allow Lincoln Park Capital Fund, LLC to resell up to 1,000,000 shares of common stock, part of a $10 million purchase agreement.
Capital raise
NASDAQ
Aqua Metals, Inc. has filed an S-1 registration statement to register 2,000,000 shares of common stock for resale by Lincoln Park Capital Fund, LLC, potentially raising up to $10 million for working capital, while facing significant dilution risks and an auditor's warning about its ability to continue as a going concern.
Capital raise
Worse than expected

Schedule 13G - Passive Investments

NASDAQ
Robert W. Baird & Co. and its affiliates have filed an amended Schedule 13G, disclosing a 0.0% beneficial ownership in Aqua Metals, Inc.
NASDAQ
Alex Cushner, an investment adviser, has filed an amended Schedule 13G disclosing beneficial ownership of 11.7% of Aqua Metals, Inc.'s common stock as of December 31, 2024.
NASDAQ
Robert W. Baird & Co. Incorporated and its affiliates have disclosed a passive beneficial ownership of 5.2% in Aqua Metals, Inc.'s common stock as of December 31, 2024.