Alt5 Sigma CORP

Market Movers (8-K)

NASDAQ
AI Financial Corporation announced significant enhancements to its liquidity position, leveraging a substantial portion of its WLFI token holdings to mitigate going concern risks and support strategic initiatives.
NASDAQ
ALT5 Sigma Corporation has formalized the appointment of Tony Isaac as CEO, entering into a three-year employment agreement.
NASDAQ
ALT5 Sigma Corporation has entered into a definitive agreement to acquire Block Street Corp. and signed a letter of intent to acquire Decentralized Technologies Inc.
NASDAQ
ALT5 Sigma Corporation announced it has regained full compliance with all Nasdaq listing requirements, resolving issues related to its 10-Q filing, Audit Committee composition, and annual meeting.
Delay expected
NASDAQ
ALT5 Sigma Corporation's stockholders elected seven directors and ratified L J Soldinger Associates, LLC as the independent accounting firm for fiscal 2025 at the Annual Meeting.
NASDAQ
ALT5 Sigma Corporation announced it has regained SEC and Nasdaq compliance, strengthened governance, and launched a new AI-focused business unit, while highlighting a significant discount to its estimated net asset value.
Worse than expected

Quarterly Earnings (10-Q)

NASDAQ
AI Financial Corporation (AIFC) filed its Form 10-Q for the quarter ended March 28, 2026, reporting a substantial net loss driven by unrealized losses on cryptocurrency assets, while its Fintech segment showed improved gross margins.
Capital raise
Worse than expected
NASDAQ
ALT5 Sigma Corporation filed an amendment to its quarterly report, primarily to address a Nasdaq delinquency notice regarding its delayed annual stockholder meeting.
Delay expected
Worse than expected
NASDAQ
ALT5 Sigma Corporation announced significant revenue growth and net income for Q3 2025, primarily fueled by its new WLFI cryptocurrency treasury program and recent Fintech acquisitions, despite increased operating expenses and ongoing legal challenges.
Delay expected
Better than expected
Capital raise
NASDAQ
ALT5 Sigma Corporation reported a significant net loss for Q2 2025 despite revenue growth from recent fintech acquisitions, while announcing a substantial $750 million capital raise and ATM offering.
Worse than expected
Capital raise
NASDAQ
ALT5 Sigma Corporation announces the acquisition of Mswipe, a multi-currency payment card services provider, through a combination of stock, warrants, promissory notes, and a potential earn-out.
NASDAQ
ALT5 Sigma Corporation's Q3 2024 results show a significant revenue increase due to the acquisition of a fintech subsidiary, though the company still faces a net loss.
Worse than expected
Capital raise

Annual Reports (10-K)

NASDAQ
ALT5 Sigma Corporation has filed an amendment to its 2025 Annual Report on Form 10-K, primarily to include its Compensation Recoupment (Clawback) Policy.
NASDAQ
ALT5 Sigma Corporation filed an amendment to its annual report to include a new policy for recovering erroneously awarded executive compensation, ensuring compliance with Nasdaq and SEC rules.
NASDAQ
ALT5 Sigma Corporation's 10-K filing reveals a year of transition, marked by fintech expansion and ongoing efforts to address financial reporting weaknesses.
Capital raise
NASDAQ
ALT5 Sigma Corporation files an amendment to its 2023 annual report to correct misdated exhibits related to Sarbanes-Oxley Act certifications.
NASDAQ
JanOne Inc.'s 10-K filing details its strategic shift to a clinical-stage biopharmaceutical company, highlighted by the acquisition of Soin Therapeutics and the divestiture of its legacy recycling business.
Worse than expected
Capital raise

Insider Trading (Form 4)

NASDAQ
ALT5 Sigma Corp Director David C. Danziger reported acquiring 20,000 shares of common stock through a grant and an open market purchase.
NASDAQ
ALT5 Sigma Corp's CFO, Virland A. Johnson, received 25,000 common shares via RSU vesting and 125,000 warrants as part of the company's 2024 Equity Incentive Plan.
NASDAQ
ALT5 Sigma Corp's Chief Financial Officer, Virland A. Johnson, purchased 3,000 shares of common stock at $3 per share on December 6, 2024.
NASDAQ
ALT5 Sigma Corp's CEO, Peter Tassiopoulos, purchased 5,000 shares of common stock at $2.0555 per share on September 9, 2024.

Proxy Statements (Def-14A)

NASDAQ
ALT5 Sigma Corporation announces its 2025 Annual Meeting of Stockholders for February 27, 2026, to elect directors, ratify auditors, and address other business.
Worse than expected
Capital raise
NASDAQ
ALT5 Sigma Corporation highlights significant advancements in its $WLFI digital asset treasury strategy, including the token's launch on Robinhood and potential Apple Pay integration for USD1.
Better than expected
NASDAQ
ALT5 Sigma Corporation calls a Special Meeting to approve a significant private placement, board appointment, and a tenfold increase in authorized shares.
Capital raise
NASDAQ
ALT5 Sigma Corporation will hold its 2024 Annual Meeting of Stockholders on December 18, 2024, to vote on key proposals including the election of directors, approval of an equity incentive plan, and ratification of the appointment of the independent auditor.

Schedule 13G - Passive Investments

NASDAQ
Investment firm CRCM LP and affiliates report a 9.9% beneficial ownership stake in ALT5 Sigma Corp common stock.
NASDAQ
The Vanguard Group filed an amended Schedule 13G for ALT5 Sigma Corp, reporting 0% beneficial ownership following an internal realignment.
NASDAQ
CRCM LP, CRCM LLC, and Chun R. Ding have jointly reported beneficial ownership of 8.7% of ALT5 Sigma Corp's common stock.
NASDAQ
Jane Street Group, LLC and its affiliates have disclosed a beneficial ownership of 2.8% in ALT5 Sigma Corp's common stock as of December 31, 2025.
NASDAQ
Soul Ventures Holdings Ltd has reported a complete divestment of its beneficial ownership in ALT5 Sigma Corp, now holding 0% of the common stock.
NASDAQ
Jane Street Group, LLC and its affiliates reported a passive beneficial ownership of 5.8% in ALT5 Sigma Corp's common stock.