Latest S-1 registration statements
Mullen Automotive amends its Rights Agreement to change the governing law and files exhibits related to its S-1 registration statement.
NASDAQ
Capstone Holding Corp. plans to offer 1,250,000 shares of common stock at $4.00 per share in a firm commitment underwritten public offering.
NASDAQ
Scienture Holdings is registering the resale of up to 4.3 million shares of common stock by selling stockholders, aiming to raise up to $50 million through an ELOC Purchase Agreement.
ReShape Lifesciences is undertaking a best-efforts unit offering to raise capital while navigating a pending merger and asset sale.
NASDAQ
Cloudastructure has filed an S-1 registration statement to allow selling stockholders to resell up to 7,865,915 shares of Class A common stock.
NASDAQ
NOMA
Nomadar CORPNomadar Corp, innovation arm of Cdiz CF, seeks to list Class A common stock on Nasdaq via direct listing, registering resale of up to 11,581,218 shares.
NASDAQ
FATN
Fatpipe Inc/utFatPipe, Inc. has filed an amendment to its Form S-1 registration statement, outlining details for its upcoming initial public offering of 740,740 shares of common stock.
NASDAQ
S-1/A: Archimedes Tech SPAC Partners II Co. Aims to Raise $200 Million in IPO Targeting Technology Sector
Archimedes Tech SPAC Partners II Co., a blank check company, is seeking to raise $200 million through an initial public offering to pursue a business combination within the technology industry, focusing on artificial intelligence, cloud services, and automotive technology.
AMEX
Trio Petroleum Corp. aims to secure $8 million via a public offering of common stock and pre-funded warrants, intending to use proceeds for debt repayment, Asphalt Ridge project expansion, and general corporate needs.
NASDAQ
Falcons Beyond Global, Inc. announces a public offering of 8,771,930 shares of Class A Common Stock to support general corporate purposes and growth initiatives.
NASDAQ
TEN Holdings, Inc. files an amendment to its Form S-1 registration statement, primarily to replace the Consent of Independent Registered Public Accounting Firm.
NASDAQ
MBIO
Mustang Bio, INCMustang Bio files for a potential offering of common stock, warrants, and pre-funded warrants to advance its CAR T therapy programs.
NASDAQ
Falcons Beyond Global, Inc. announces a public offering of 8,771,930 shares of Class A common stock to bolster its financial position and fuel future growth initiatives.
OQB
CERo Therapeutics aims to raise capital to advance its clinical programs and for general corporate purposes through a public offering of common stock, pre-funded warrants, and common warrants.
NYSE
Karman Holdings Inc. files an amendment to its S-1 registration statement, outlining details for its initial public offering to raise capital for general corporate purposes.
OQB
BIXT
Bioxytran, INCBioxytran is registering the resale of 18 million common shares by a selling stockholder, TRITON FUNDS LP, following a closing agreement for a maximum principal amount of $1.6 million.
NASDAQ
Adagio Medical Holdings updates its S-1 registration statement to facilitate the resale of up to 67,963,695 shares of common stock by selling stockholders.
NASDAQ
Adagio Medical Holdings updates its S-1 registration statement to reflect executive compensation for the fiscal year ended December 31, 2024, with no additional securities being registered.
NASDAQ
SHOT
Safety Shot, INCSafety Shot, Inc. enters into a secured convertible note agreement with Bigger Capital LLC for $1.75 million to manage debt and facilitate potential equity conversions.
NASDAQ
Microbot Medical is registering for the resale of up to 15.9 million shares of its common stock, which are issuable upon the exercise of outstanding preferred investment options held by selling stockholders.
NASDAQ
GXAI
Gaxosai INCGaxos.ai Inc. has filed an amendment to its registration statement for the resale of up to 3,005,642 shares of common stock by selling stockholders, primarily derived from the exercise of warrants.
Yoshiharu Global Co. is registering for resale up to 1.6 million shares of its Class A common stock by Crom Structured Opportunities Fund I, LP, stemming from a recent equity purchase agreement and convertible note transaction.
NASDAQ
Brag House Holdings amends its S-1 registration statement for an initial public offering, detailing the offering of 1,350,000 shares of common stock and a resale prospectus for selling stockholders.
NASDAQ
SailPoint, a leading identity security provider, is set to launch its initial public offering, aiming to raise $1.2 billion.
NASDAQ
S-1/A: Archimedes Tech SPAC Partners II Co. Files Amendment No. 3 to Form S-1 Registration Statement
Archimedes Tech SPAC Partners II Co. files an amendment to its registration statement, primarily focusing on exhibits and legal aspects related to its upcoming public offering.
NYSE
Northpointe Bancshares, a Michigan-based bank holding company, has filed an amendment to its registration statement for an initial public offering of its common stock.
NYSE
Rithm Acquisition Corp., a newly formed blank check company, has filed an S-1 registration statement for a $200 million initial public offering, with plans to focus on business combinations within the financial services and real estate industries.
NASDAQ
JFB Construction Holdings amends executive employment agreements and files an S-1/A registration statement for its initial public offering, detailing compensation, terms, and company information.
NYSE
Copley Acquisition Corp, a blank check company, is set to launch a $150 million IPO to pursue a business combination in the technology or lifestyle industries, primarily focusing on the Asia Pacific (excluding the PRC) and North American regions.
AMEX
AIM ImmunoTech Inc. announces a proposed offering of up to 49,701,789 units, each containing common stock or a pre-funded warrant, and Class E and F warrants, aiming to raise approximately $10 million for working capital and clinical development.