Latest S-1 registration statements
NASDAQ
SNDK
Sandisk CORPSandisk Corporation, recently spun off from Western Digital, has filed an amended S-1 registration statement for a secondary offering of 17 million shares by selling stockholders, while reporting a significant net loss of $1.618 billion for the nine months ended March 28, 2025, primarily due to a $1.8 billion goodwill impairment charge.
NASDAQ
La Rosa Holdings Corp. has filed an amended registration statement for the resale of up to 88 million shares by a selling stockholder, while grappling with significant recurring net losses, negative stockholders' equity, and multiple Nasdaq listing non-compliance issues.
NASDAQ
Cosmos Health Inc. is seeking to raise up to $7.5 million through a new offering of common stock and warrants to address its significant operating losses and substantial doubt about its ability to continue as a going concern, while also facing a Nasdaq minimum bid price non-compliance notice.
YHD
TV Channels Network Inc., a development-stage streaming entertainment company with no current revenue, has filed an S-1/A registration statement for an initial public offering of 3.75 million shares at $4.00 per share, despite auditors raising substantial doubt about its ability to continue as a going concern.
NASDAQ
Capstone Holding Corp. has filed an S-1 registration statement for the resale of up to 5,190,251 shares of common stock by Tumim Stone Capital, LLC, stemming from a new equity line of credit that could provide the company with up to $20 million in gross proceeds for working capital and general corporate purposes.
NYSE
Ategrity Specialty Holdings LLC, a profitable and growing specialty insurance company, has filed an S-1/A registration statement for its initial public offering, aiming to raise approximately $86.2 million by offering 6,666,667 shares at an estimated price range of $14.00 to $16.00 per share.
NASDAQ
NUWE
Nuwellis, INCS-1/A: Nuwellis, Inc. Launches Public Offering Amidst Going Concern Doubts and Nasdaq Compliance Challenges
Nuwellis, Inc., a medical technology company, is launching a public offering of common stock and warrants to raise approximately $4.2 million for working capital and potential acquisition activities, while facing significant financial challenges including accumulated deficits and ongoing Nasdaq listing compliance issues.
OTC.Pink
American Rebel Holdings, Inc. filed an S-1/A registration statement for the resale of up to 4,760,316 shares of common stock by selling stockholders, while the company itself will not receive proceeds from these sales but could gain up to $8.55 million from warrant exercises, amidst ongoing financial losses, material weaknesses in internal controls, and legal challenges.
NASDAQ
Blue Acquisition Corp., a newly formed blank check company, has filed an amended S-1 registration statement for its initial public offering of 17.5 million units at $10.00 each, aiming to acquire a business in sustainable manufacturing, data centers with green energy, or emerging AI/Cybersecurity software.
NASDAQ
Aytu BioPharma, Inc. has filed an S-1 registration statement for a public offering of common stock and prefunded warrants, detailing its strategic pivot to focus on prescription therapeutics, including a new exclusive commercialization agreement for a Major Depressive Disorder treatment, alongside mixed financial results and ongoing patent litigation.
NASDAQ
Moleculin Biotech, Inc. has initiated a 'reasonable best efforts' public offering of up to $10 million in common stock and warrants to fund clinical development, while simultaneously addressing a Nasdaq non-compliance notice regarding its minimum stockholders' equity.
NASDAQ
SHOT
Safety Shot, INCS-1/A: Safety Shot Navigates Financial Challenges and Strategic Acquisitions Amidst Nasdaq Listing Concerns
Safety Shot, Inc. is actively pursuing strategic acquisitions and product development for its Sure Shot dietary supplement, while grappling with significant accumulated deficits, ongoing litigation, and a Nasdaq minimum bid price deficiency.
NASDAQ
S-1/A: Axiom Intelligence Acquisition Corp 1 Files S-1/A for $175M IPO Targeting European Infrastructure
Axiom Intelligence Acquisition Corp 1, a blank check company, filed an S-1/A registration statement for its initial public offering of 17.5 million units at $10.00 per unit, aiming to acquire a business in the European infrastructure sector within 24 months.
NASDAQ
Chime Financial, a leading fintech company, filed an amended S-1 registration statement for its initial public offering, revealing robust revenue growth, a payments-driven business model, and a strategic focus on serving the financial needs of everyday Americans.
NYSE
Voyager Technologies, an innovation-driven defense technology and space solutions company, has filed an S-1/A registration statement for its initial public offering of 11 million Class A common shares, aiming to raise capital for strategic growth initiatives and its ambitious Starlab commercial space station project, despite a history of increasing net losses and substantial future funding requirements.
NYSE
S-1/A: Circle Internet Group Files for IPO, Highlighting Strong Revenue Growth and Stablecoin Dominance
Circle Internet Group, Inc., a leading stablecoin issuer, has filed an S-1/A registration statement for its initial public offering of 32 million Class A common shares, showcasing significant revenue growth driven by its USDC stablecoin and strategic partnerships.
NASDAQ
MNTS
Momentus INCS-1: Momentus Files S-1 for Resale of Shares by Key Lender Amidst Deep Losses and Going Concern Doubts
Momentus Inc. has filed an S-1 registration statement to allow its key lender, J.J. Astor & Co., to resell up to 4.29 million shares of common stock, stemming from a new $1.5 million loan and previous convertible securities, as the company continues to grapple with significant net losses and going concern doubts.
NASDAQ
Crown Reserve Acquisition Corp. I, a newly formed Cayman Islands exempted company, has filed an S-1 registration statement for an initial public offering of 15,000,000 units at $10.00 per unit, aiming to raise $150 million for a business combination primarily in the pharma, medical technology, medical equipment, and healthcare IT industries.
NASDAQ
Quantumsphere Acquisition Corporation, a newly formed blank check company, has filed an S-1 registration statement for an initial public offering of 6 million units at $10.00 each, aiming to raise $60 million for a business combination within 18 months, while disclosing significant risks including potential dilution, conflicts of interest, and regulatory challenges related to its management's ties to China.
FG Merger III Corp., a newly formed blank check company, is launching an initial public offering of 15,000,000 units at $10.00 each to target a business combination in the North American financial services industry.
NASDAQ
SNDK
Sandisk CORPSandisk Corporation, recently spun off from Western Digital, reported an 11% increase in net revenue for the nine months ended March 28, 2025, driven by strong Cloud segment growth, but recorded a substantial $1.8 billion goodwill impairment charge leading to a wider net loss.
OID
American Battery Materials, Inc. has filed an S-1/A registration statement to raise $15 million through a public offering of common stock, aiming to fund its Lisbon Valley Lithium Project and expand mineral rights, despite a history of recurring losses and substantial doubt about its ability to continue as a going concern.
NASDAQ
CapsoVision, Inc., a medical technology company specializing in capsule endoscopy, is seeking to raise approximately $22.83 million in its initial public offering to fund product development and commercial expansion, despite a history of net losses and auditor-raised substantial doubt about its ability to continue as a going concern.
NASDAQ
IMNN
Imunon, INCImunon, a clinical-stage biotechnology company, is registering shares for resale by existing investors following a private placement, while simultaneously grappling with severe financial challenges, including multiple Nasdaq delisting notices and substantial doubt about its ability to continue as a going concern.
NASDAQ
Mangoceuticals, Inc. has filed an S-1 registration statement to allow existing shareholders to resell up to 4,461,718 shares of common stock, while the company continues to report significant net losses and faces a lawsuit from Eli Lilly and Company.
Tvardi Therapeutics, formerly Cara Therapeutics, has completed its reverse merger, establishing itself as a clinical-stage biopharmaceutical company focused on developing novel oral small molecule therapies targeting STAT3 for fibrosis-driven diseases, including idiopathic pulmonary fibrosis and hepatocellular carcinoma.
NASDAQ
Propanc Biopharma, Inc. has filed an amended S-1 registration statement to offer 1,000,000 shares of common stock and allow for the resale of 3,091,500 shares by existing stockholders, as the company grapples with a significantly increased net loss of $54.85 million and substantial doubt about its ability to continue as a going concern.
Functional Brands Inc. has filed an S-1/A amendment for a direct listing on the Nasdaq Capital Market, seeking to raise $8 million through a private placement to address a significant acquisition debt and fund growth, despite reporting recurring losses and a going concern warning from its auditors.
NASDAQ
NUWE
Nuwellis, INCS-1: Nuwellis, Inc. Files S-1 for Public Offering Amidst Going Concern Doubts and Potential Acquisition
Nuwellis, Inc. has filed an S-1 registration statement to offer common stock and warrants, aiming to raise approximately $4.2 million for working capital and potential acquisition activities, despite ongoing operating losses and substantial doubt about its ability to continue as a going concern.
NASDAQ
S-1: Pioneer Acquisition I Corp Launches $220M IPO to Target Healthcare Sector Business Combinations
Pioneer Acquisition I Corp, a newly formed blank check company, is launching a $220 million initial public offering to seek a business combination with a target in the healthcare or healthcare-related industries within 24 months.