Latest S-1 registration statements
NASDAQ
D. Boral ARC Acquisition I Corp. filed an S-1/A amendment, primarily detailing the terms and conditions of its public, private placement, and working capital warrants.
NASDAQ
Aether Holdings, Inc. is conducting a public offering of up to 979,431 units to raise approximately $8.8 million, with the substantial majority of proceeds earmarked for a new Bitcoin treasury strategy, despite reporting increasing net losses and declining revenues.
NASDAQ
Invest Green Acquisition Corporation, a blank check company, filed an S-1 registration statement for a $200 million initial public offering to target businesses in renewable energy, sustainable finance, and nuclear energy sectors.
NASDAQ
CING
Cingulate INCCingulate Inc. has entered into a new $25 million committed equity financing agreement with Lincoln Park Capital Fund, LLC, while progressing its lead ADHD drug candidate, CTx-1301, towards an anticipated NDA submission by early August 2025.
NASDAQ
S-1/A: CSLM Digital Asset Acquisition Corp III Files S-1/A for $200M IPO Targeting Frontier Digital Economy
CSLM Digital Asset Acquisition Corp III, a blank check company, filed an amended S-1 registration statement for its initial public offering of 20 million units at $10.00 each, aiming to acquire businesses in the digital asset and new economy sectors within Frontier Growth Markets.
OTC.Pink
Lyra Therapeutics has filed an S-1 registration statement to allow selling securityholders to resell up to 846,744 shares of common stock, following a recent private placement and the announcement of mixed Phase 3 clinical trial results for its lead product candidate, LYR-210.
OQB
Liberty Star Uranium & Metals Corp. has entered into a $10 million equity financing agreement to fund its mineral exploration activities, despite reporting recurring operational losses and a substantial doubt about its ability to continue as a going concern.
AMEX
AIM ImmunoTech Inc. is seeking to raise up to $10 million through a unit offering of common stock and warrants to address a negative stockholders' equity and regain compliance with NYSE American listing standards, following a recent reverse stock split and temporary delisting.
NASDAQ
BIVI
Biovie INCS-1/A: BioVie Inc. Launches $13.5M Public Offering Amidst Clinical Trial Setbacks and Going Concern Warning
BioVie Inc. announced a public offering to raise approximately $13.5 million for working capital, while grappling with significant clinical trial integrity issues, ongoing litigation, and a 'going concern' warning despite reduced net losses.
NYSE
S-1/A: NIQ Global Intelligence Targets IPO Amidst Strong Revenue Growth and AI-Powered Transformation
NIQ Global Intelligence plc, a leading consumer intelligence company, is launching its initial public offering of 50 million ordinary shares, aiming to raise over $1 billion to reduce significant debt, following a strategic transformation and strong organic revenue growth driven by AI and expanded market reach.
CLBZ
Collab Z INCCollab Z Inc. files an S-1 registration statement for an initial public offering of 1,250,000 common shares at an assumed price of $4.00 per share, aiming to fund its AI-enhanced community-based property management platform.
NASDAQ
D. Boral ARC Acquisition I Corp. filed an S-1/A detailing its initial public offering of units, including Class A ordinary shares and redeemable warrants, and outlining significant risks and dilution for public investors.
Hillhouse Frontier Holdings Inc. files for an initial public offering of 1.25 million Class A common shares, seeking capital for expansion and diversification despite recent revenue and profit declines.
NASDAQ
UPXI
Upexi, INCUpexi, Inc., a consumer products brand owner, has announced a significant strategic shift to focus on a Solana-centric digital asset treasury policy, supported by recent capital raises, and is registering over 48 million shares for resale by existing stockholders.
OQB
CERo Therapeutics Holdings, Inc. filed an S-1 registration statement for the potential resale of up to 12.5 million common shares by Keystone Capital Partners, LLC, aiming to secure up to $25 million in gross proceeds to fund its innovative CER-T cell cancer therapies despite ongoing significant losses and going concern doubts.
Safe & Green Holdings Corp. filed an amended S-1 registration statement for the resale of over 20 million shares by a selling stockholder, while navigating multiple Nasdaq delisting notices and securing new financing and acquisitions.
NYSE
Karman Holdings Inc. selling stockholders are offering 20 million shares of common stock, with the company reporting robust revenue and backlog growth, alongside a shift in corporate governance as its largest shareholder, Trive Capital, reduces its stake.
OQB
DPLS
Darkpulse, INCDarkPulse, Inc. has filed an S-1 registration statement to register up to 6 billion shares for an equity financing agreement with GHS Investments LLC, while disclosing significant financial challenges including a going concern doubt, subsidiary liquidation, and ongoing litigations.
NYSE
FIG
Figma, INCFigma, the collaborative design platform, has filed for its initial public offering, showcasing robust revenue growth, expanding product portfolio, and significant investments in AI, despite a recent net loss driven by one-time events.
NYSE
AMBQ
Ambiq Micro, INCAmbiq Micro, a pioneer in ultra-low power semiconductor solutions for edge AI, is seeking to raise approximately $68.8 million through its initial public offering to accelerate product development and expand into new high-growth markets.
NASDAQ
Aether Holdings, a fintech platform, is seeking to raise up to $40 million through a public offering of units and pre-funded units, with the substantial majority of proceeds earmarked for a new, high-risk bitcoin treasury strategy, despite reporting significant revenue declines and increased net losses.
NASDAQ
Drugs Made In America Acquisition II Corp. files S-1 for a $500 million initial public offering to target pharmaceutical industry businesses.
S-1: New Era Helium Faces Going Concern Doubts Amidst Contract Termination and Nasdaq Delisting Threat
New Era Helium Inc. is grappling with significant financial challenges, including a substantial net loss, a working capital deficit, and a Nasdaq delisting notice, compounded by the termination of a key helium sales agreement.
NYSE
McGraw Hill, a leading global education solutions provider, filed an S-1/A for its initial public offering of 24.39 million shares, aiming to raise approximately $466.6 million to repay a portion of its A&E Term Loan Facility, as it continues its digital-first strategy and leverages AI in learning solutions.
NASDAQ
Cantor Equity Partners IV, Inc., a blank check company, is launching an initial public offering of 40 million Class A ordinary shares at $10.00 per share, aiming to raise $400 million for a business combination.
NYSE
Miami International Holdings, Inc. files for an initial public offering on the NYSE, highlighting strong options market growth, strategic acquisitions, and plans for new proprietary products, despite recent net losses.
AMEX
Picard Medical, Inc., developer of the FDA-approved SynCardia Total Artificial Heart, is seeking to raise $17 million in its initial public offering to fund operations and product development, despite a history of substantial operating losses and auditor-raised going concern doubts.
NASDAQ
Aether Holdings, a financial technology platform, is launching a $40 million public offering to fund a new Bitcoin treasury strategy, following recent revenue declines and an initial public offering in April 2025.
Predictive Oncology Inc. has filed an S-1 registration statement to allow for the resale of up to 1.92 million shares by an institutional investor, potentially raising up to $10 million for the company, as it faces Nasdaq delisting for failing to meet listing standards and grapples with substantial doubt about its ability to continue as a going concern.
OQX
Tri-County Financial Group, Inc. has filed an S-1/A registration statement to facilitate the resale of 563,064 common shares by Castle Creek Capital Partners VI, LP, while reporting a slight decrease in Q1 2025 net income despite improved net interest margin and strong capital ratios.