Latest S-1 registration statements
NASDAQ
Bimergen Energy Corporation, a renewable energy project developer, is advancing its utility-scale Battery Energy Storage System (BESS) and solar projects, securing a $50 million mezzanine financing facility and pursuing a Nasdaq listing.
NASDAQ
NOMA
Nomadar CORPNomadar Corp., the innovation arm of Spanish soccer club Cdiz CF, files an S-1/A for a Nasdaq direct listing, detailing ambitious plans for a multi-purpose event center, high-performance training, stadium events, and a Mgico Gonzlez brand, despite current minimal revenues and significant financial uncertainties.
NASDAQ
Smith Micro Software, Inc. filed an S-1 registration statement for the resale of up to 1.61 million common shares by selling stockholders, potentially raising $1.93 million for the company upon warrant exercise.
OQX
Seneca Bancorp, Inc. is converting from a mutual holding company to a fully public stock holding company, offering shares at $10.00 each to strengthen capital and enhance market liquidity.
PAPA
Papa Medical INCPapa Medical Inc., a pioneering provider of Hemp dosing solutions, filed an S-1/A for its initial public offering of 1.25 million Class A common shares at an estimated US$4 per share, seeking Nasdaq listing.
BRBF
Brb Foods INCBRB Foods Inc. filed an amendment to its S-1 registration statement, updating exhibit information and detailing recent convertible note offerings ahead of its proposed initial public offering.
NASDAQ
MOBX
Mobix Labs, INCMobix Labs, Inc. filed an amended S-1 registration statement to register the resale of up to 15.37 million Class A Common Stock shares by selling stockholders, highlighting ongoing liquidity concerns and recent acquisitions.
NASDAQ
Firefly Aerospace Inc. filed an S-1MEF to register 3.56 million additional common shares for public sale, expanding its prior offering.
NASDAQ
Hall Chadwick Acquisition Corp., a newly formed SPAC, is launching an initial public offering of 18 million units at $10.00 each to target high-growth companies in technology, critical materials, and energy sectors.
NASDAQ
WYFI
Whitefiber, INCWhiteFiber, Inc. has filed to register an additional 1,796,875 ordinary shares, including over-allotment options, for its ongoing public offering.
ECD Automotive Design, a luxury custom car builder, faces significant financial challenges including a going concern warning, Nasdaq delisting threats, and an SEC investigation, despite reporting improved gross margins and strategic growth initiatives.
VLDX
Velo3d, INCVelo3D, a metal 3D printing company, is offering 2.78 million common shares to raise $15.0 million, while facing substantial doubt about its ability to continue as a going concern and reporting significant operating losses.
NASDAQ
Iron Horse Acquisitions Corp. II, a blank check company led by experienced SPAC and media executives, is launching a $200 million initial public offering to pursue business combinations in the media and entertainment industry.
FG Merger III Corp., a blank check company, filed an S-1/A for its initial public offering of 20 million units at $10.00 each, targeting the North American financial services industry.
NASDAQ
Spring Valley Acquisition Corp. III, a blank check company, is launching a $150 million initial public offering to target businesses in the natural resources and decarbonization industries.
NASDAQ
Osprey Bitcoin Trust files an S-1 registration statement with the SEC to list its shares on Cboe BZX Exchange, aiming to convert its OTCQX-traded units into a continuously offered, arbitrage-enabled Bitcoin investment vehicle.
AMEX
Picard Medical, Inc. is pursuing an initial public offering of 4.25 million shares at $3.50-$4.50 per share to fund operations and product development, despite a history of significant net losses and substantial doubt about its ability to continue as a going concern.
NITO
N2off, INCN2OFF, Inc. reports continued operating losses and substantial doubt about its ability to continue as a going concern, while pursuing strategic shifts in agri-food tech and renewable energy, and seeking significant capital through equity agreements.
Nova LifeStyle, Inc. filed an S-1/A amendment to register a continuous offering of up to $9 million in common stock and warrants, while disclosing recent private placements at declining share prices.
NASDAQ
HTFL
Heartflow, INCHeartflow, Inc. files for an initial public offering of 16.67 million shares at $17.00-$18.00 to fund growth in its AI-driven coronary artery disease diagnostic platform.
NASDAQ
Quantumsphere Acquisition Corporation filed an S-1MEF to register an additional 1.38 million units for its public offering, including over-allotment options.
NASDAQ
VEEA
Veea INCVeea Inc. is offering up to $9 million in common stock and warrants to fund operations, despite significant recurring losses and a substantial accumulated deficit.
NASDAQ
CAST
Freecast, INCFreeCast, Inc. files Amendment No. 7 to its S-1 registration statement, detailing its planned Nasdaq Global Market direct listing of 19,777,502 Class A common shares and updated financial results, while acknowledging substantial doubt about its going concern ability.
OQB
Bunker Hill Mining Corp. completed a significant capital restructuring and equity financing totaling approximately $26.7 million, alongside debt conversions and royalty amendments, to fund the restart of its Idaho mine.
NASDAQ
Starry Sea Acquisition Corp filed its fifth amendment to its S-1 registration statement, primarily updating legal opinions and auditor consents for its proposed public offering of up to 5.75 million units.
OQB
Odyssey Health Incorporated filed an S-1 registration statement to allow Mast Hill Fund, L.P. to resell 20 million shares and potentially raise up to $25 million for general corporate purposes.
Freedom Holdings, Inc. (FHLD) files S-1/A, revealing substantial doubt about its ability to continue as a going concern, material financial restatements, and its auditor facing SEC fraud charges.
NASDAQ
Shuttle Pharmaceuticals Holdings, Inc. filed an S-1 registration statement for the resale of 1,180,877 shares of common stock by a selling stockholder, stemming from a recent private placement.
NASDAQ
Maison Solutions Inc. filed an S-1/A to register 14 million shares for resale by a selling stockholder, signaling significant potential dilution and highlighting Nasdaq compliance issues.
NASDAQ
Sunshine Biopharma Inc. filed an S-1 registration statement to allow for the cash exercise of 15.5 million Series B Warrants, potentially raising $32 million, while navigating ongoing Nasdaq listing compliance challenges.