Latest S-1 registration statements
NASDAQ
NCPL
Netcapital INCNetcapital Inc. filed an S-1/A to register the resale of up to 1.88 million shares, while also disclosing a Nasdaq non-compliance notice due to its stock price falling below $1.00.
NYSE
GalaxyEdge Acquisition Corporation, a blank check company, is launching a $100 million initial public offering, but faces significant risks including management conflicts and regulatory uncertainties tied to potential China-based acquisitions.
NYSE
Blue Water Acquisition Corp. IV, a SPAC targeting biotechnology, healthcare, and technology sectors, filed an S-1/A for its initial public offering of 12.5 million units at $10.00 each.
NASDAQ
MiniMed Group, Inc., a global medical technology company specializing in diabetes management, filed an amended S-1 registration statement detailing its initial public offering of 28 million shares and its spin-off from Medtronic, aiming to accelerate growth as an independent entity.
NASDAQ
MOBX
Mobix Labs, INCMobix Labs, an early-stage semiconductor firm, registered 24.1 million shares for resale while reporting significant losses and expressing substantial doubt about its ability to continue as a going concern.
NASDAQ
ClearThink 1 Acquisition Corp. filed an S-1MEF to increase its public offering of Class A ordinary shares by 1.5 million, with each unit now including a right to receive one-fifth of an ordinary share.
Hillhouse Frontier Holdings Inc. filed an S-1/A for its initial public offering of 3.75 million Class A common shares, seeking to raise capital for expansion despite a significant drop in net income and gross profit in 2025.
Brookline Capital Acquisition Corp II filed an S-1/A for a $100 million initial public offering of units, aiming to acquire businesses in the healthcare and defense technology sectors.
NASDAQ
Breeze Acquisition Corp. II, a blank check company, is launching a $125 million initial public offering to seek a business combination in high-growth technology and healthcare sectors.
NASDAQ
Bimergen Energy Corporation filed an S-1MEF to register an additional $3.6 million in securities for its public offering, while its auditor noted a going concern risk.
NASDAQ
Propanc Biopharma, a development-stage cancer treatment company, reported significant losses and a going concern warning, despite recent patent filings and capital raises.
Grayscale Avalanche Trust files an S-1/A amendment detailing its intent to list as an ETF on NASDAQ, outlining its operational structure, conditional staking plans, and significant risk factors.
NASDAQ
Rank One Computing Corporation filed an S-1MEF to register an additional $4.28 million in common stock, expanding its public offering.
Launchpad Streetlight Acquisition Corp filed an amended S-1 registration statement for its $200 million IPO, detailing its SPAC structure, target industries, and management team.
NYSE
APEX Tech Acquisition Inc. filed an S-1/A amendment to update its registration statement, detailing estimated offering expenses and the proposed registration of 11.5 million units for its upcoming public offering.
NASDAQ
Paloma Acquisition Corp I, a newly formed blank check company, filed an S-1/A to raise $150 million in an initial public offering, focusing on business combinations in the gold, silver, and critical minerals sectors.
NASDAQ
BlackRock's iShares Staked Ethereum Trust ETF has filed an amended registration statement, moving closer to a public offering that will track ether's price and generate staking rewards.
NASDAQ
HCW Biologics Inc. is offering up to 7.69 million units, each comprising common stock or pre-funded warrants and common stock warrants, aiming to raise $5 million to fund clinical development and address Nasdaq listing compliance.
Profusa, Inc. files an S-1/A detailing ongoing capital raises through an equity line and convertible notes, recent PPP loan forgiveness, a new Mayo Clinic license, and efforts to address Nasdaq listing deficiencies following a reverse stock split.
NYSE ARCA
Grayscale Sui Trust files Amendment No. 3 to its S-1 registration statement, signaling its intent to rename as Grayscale Sui Staking ETF and list on NYSE Arca, with a focus on SUI holdings and potential staking activities.
NASDAQ
Future Money Acquisition Corporation filed an S-1/A detailing its initial public offering of 10 million units at $10.00 each, targeting AI, Web3, or intelligent manufacturing businesses.
NASDAQ
Figure Technology Solutions, Inc. is offering up to 4.23 million shares of Series A Blockchain Common Stock and Class A Common Stock, alongside a share repurchase program.
OTC.Pink
First Choice Healthcare Solutions, Inc. filed an S-1/A amendment to update exhibits related to its proposed initial public offering of Series D Convertible Preferred Stock and warrants, and a potential resale of common stock by selling stockholders.
QMLS
Qumulusai, INCQumulusAI, a cloud infrastructure company, is shifting focus from blockchain to AI/HPC solutions, preparing for a Nasdaq direct listing following significant acquisitions and a $16 million cash injection.
Profusa, Inc. filed an S-1/A to update accounting consent and correct offering expenses, while detailing significant capital raising activities through convertible notes and an equity line of credit.
NASDAQ
HCW Biologics Inc. filed an exhibits-only amendment to its S-1 registration statement for a proposed public offering of up to $10 million in common stock and pre-funded warrants.
Ocean Capital Acquisition Corporation, a British Virgin Islands-based SPAC with significant ties to China, filed an S-1/A for an initial public offering of 10 million units at $10.00 each, aiming to raise $100 million for a business combination.
OID
Tradewinds Universal has entered into a $10 million Equity Line of Credit agreement with RH2 Equity Partners to fund its diverse business ventures, while facing significant liquidity concerns and increasing net losses.
Profusa, Inc. announces a best-efforts public offering of up to $45 million in units, pre-funded units, and warrants to fund operations and repay debt, while facing significant financial challenges and Nasdaq listing compliance issues.
LDWY
Lendway, INCBloomia Holdings, Inc. is launching a non-transferable rights offering to raise up to $15.5 million through the sale of 3.83 million common shares at $4.05 each, primarily to reduce debt and bolster working capital.