Latest S-1 registration statements
NASDAQ
SMTK
Smartkem, INCSmartKem, Inc. has filed a registration statement for the resale of up to 1,567,599 shares of its common stock by selling stockholders, stemming from the exercise of Class B and Class C warrants.
NASDAQ
Proficient Auto Logistics, formed through the combination of five leading companies, files for an IPO to expand its non-union auto transportation and logistics services.
NASDAQ
Creative Media & Community Trust Corporation aims to raise up to $400 million by offering Series A1 Preferred Stock to fund general corporate purposes and strategic acquisitions.
NASDAQ
Hoth Therapeutics is registering for the resale of up to 5,030,000 shares of common stock by selling stockholders, potentially generating $9.49 million in gross proceeds upon warrant exercises.
NASDAQ
AUUD
Auddia INCAuddia Inc. has filed a registration statement for the resale of up to 5,000,000 shares of its common stock by White Lion Capital LLC, aiming to raise up to $5.9 million for general corporate purposes.
NYSE
PACS
Pacs Group, INCPACS Group, Inc. has filed an S-1 amendment to register an additional 2,735,357 shares of common stock, including an underwriter option, representing no more than 20% of the initial offering price.
NASDAQ
Nano Nuclear Energy details the terms of a representatives warrant granted to The Benchmark Company in a recent SEC filing.
OTC.Pink
Sigyn Therapeutics plans a firm commitment public offering of common stock and warrants to fund research and development, aiming for a Nasdaq listing.
NASDAQ
MDAI
Spectral Ai, INCSpectral AI has filed a registration statement for the resale of up to 6,369,937 shares of its common stock by YA II PN, LTD (Yorkville).
NASDAQ
S-1/A: Airship AI Holdings Registers Shares for Resale, Including Those Underlying Warrants and Notes
Airship AI Holdings is registering for resale a significant number of common shares, including those underlying warrants and convertible notes, which could lead to market price volatility.
OQB
CERo Therapeutics is registering for the potential resale of up to 26.6 million shares of its common stock by Keystone Capital Partners and Arena Business Solutions Global SPC II, aiming to raise up to $48.8 million.
AMEX
Unusual Machines has filed a prospectus for the offering and resale of up to 940,719 shares of its common stock by selling stockholders, including Red Cat Holdings.
KDLY
Kindly Md, INCKindly MD formalizes Adam Cox's role as COO with a comprehensive employment agreement detailing compensation, responsibilities, and post-employment obligations.
NASDAQ
Aptevo Therapeutics is launching a public offering of common stock and warrants to raise capital for its clinical programs and general corporate purposes, focusing on advancing its immunotherapy candidates for cancer treatment.
Know Labs has filed an amendment to its Form S-1 registration statement to allow a selling stockholder to resell up to 10,800,000 shares of common stock.
NASDAQ
CO2 Energy Transition Corp., a blank check company targeting the carbon capture industry, files an amendment to its S-1 registration statement for a proposed $60 million initial public offering.
NASDAQ
Serve Robotics is seeking to raise $40 million through a common stock offering, aiming for a Nasdaq listing and further development of its AI-powered delivery robots.
NASDAQ
Lexeo Therapeutics is registering for the resale of up to 6,974,248 shares of its common stock by selling stockholders after a recent private placement.
NASDAQ
S-1/A: Ascent Solar Technologies Eyes $6 Million Raise Through Common Stock and Pre-Funded Warrant Offering
Ascent Solar Technologies aims to raise $6 million by offering common stock and pre-funded warrants, with Dawson James Securities acting as the exclusive placement agent.
Safe and Green Development Corporation has filed a registration statement for the resale of up to 2,854,843 shares of its common stock by selling stockholders, primarily Peak One Opportunity Fund, L.P. and Peak One Investments, LLC.
NASDAQ
Prairie Operating Co. files an amendment to its Form S-1 registration statement, including expert consents and updated company information.
NASDAQ
Vivos Therapeutics has filed a registration statement for the resale of up to 1,737,259 shares of common stock by a selling stockholder, derived from warrants issued in private placements.
NASDAQ
S-1/A: LENZ Therapeutics Files Amendment to S-1 Registration for Resale of Common Stock After Merger
LENZ Therapeutics files an amendment to its S-1 registration statement, covering the resale of 1,297,411 shares of common stock issued in a PIPE financing following its recent merger with Graphite Bio.
OTC.Pink
Invech Holdings, Inc., a public company compliance firm, has filed an amendment to its S-1 registration statement, seeking to register 3.28 million shares of common stock for resale by existing shareholders.
NASDAQ
NTRP
Nexttrip, INCNextTrip, Inc. plans a firm commitment public offering of common stock and warrants to advance its travel technology solutions.
NASDAQ
HWH International Inc. has filed a registration statement for the resale of up to 149,443 shares of its common stock by selling stockholders, primarily related to a debt satisfaction agreement.
AMEX
Calidi Biotherapeutics plans to offer common stock units and pre-funded warrant units, along with associated warrants, aiming to raise capital for working capital and general corporate purposes.
NYSE
S-1/A: Centuri Holdings Files Amendment for $299 Million IPO, Icahn Affiliates to Invest Concurrently
Centuri Holdings, a utility infrastructure services company, has filed an amendment to its Form S-1 registration statement, outlining details for a $299 million initial public offering and a concurrent private placement with Icahn Partners.
NASDAQ
ODYS
Odysightai INCS-1/A: Odysight.ai Files Amendment No. 4 to Form S-1, Registers Resale of 11,046,927 Shares of Common Stock
Odysight.ai has filed an amendment to its Form S-1 registration statement to register the resale of up to 11,046,927 shares of common stock by selling stockholders.
NASDAQ
AIMD
Ainos, INCAinos, Inc. has filed a registration statement for the resale of up to 4,430,732 shares of its common stock by selling stockholders.