Latest S-1 registration statements
NYSE
GCT Semiconductor Holding, Inc. has filed a registration statement for the resale of up to 10.9 million shares of its common stock by B. Riley Principal Capital II, potentially raising up to $50 million through a committed equity facility.
NASDAQ
Flag Ship Acquisition Corporation aims to raise $60 million through an initial public offering to pursue a merger, acquisition, or similar business combination.
NASDAQ
Perceptive Capital Solutions Corp, a newly formed blank check company with ties to Perceptive Advisors, aims to raise $75 million in an initial public offering targeting the healthcare sector.
NASDAQ
LGVN
Longeveron INCLongeveron has filed an amendment to its Form S-1 registration statement to register the resale of up to 4,967,470 shares of Class A common stock by selling stockholders.
Applied DNA Sciences is seeking to raise up to $10 million through the sale of units, each containing common stock or pre-funded warrants, and Series A and B warrants.
BTS
Fidelity is seeking SEC approval for its Ethereum Fund, an exchange-traded product designed to track the performance of ether.
NASDAQ
HWH International Inc. has filed an amendment to its Form S-1 registration statement to allow selling stockholders to resell up to 149,443 shares of common stock.
S-1: Mullen Automotive Files for Resale of 20 Million Shares Amid Convertible Note and Warrant Issuance
Mullen Automotive is registering for resale up to 20 million shares of its common stock, potentially impacting current shareholders.
NASDAQ
Creative Media & Community Trust Corporation aims to raise up to $400 million by offering Series A1 Preferred Stock to fund general corporate purposes, acquisitions, and investments.
NASDAQ
S-1: Tempus AI Files for IPO, Aiming to Revolutionize Precision Medicine with AI-Powered Diagnostics
Tempus AI, a healthcare technology company, has filed for an initial public offering, seeking to expand its AI-driven precision medicine platform across various disease areas.
Reliance Global Group is registering for resale up to 4,210,528 shares of its common stock issuable upon the exercise of Series G warrants held by a selling securityholder.
NASDAQ
ClearSign Technologies has filed a registration statement for the resale of common stock and warrants previously issued in a private placement concurrent with a public offering.
NYSE
Bowhead Specialty Holdings Inc. has filed an amendment to its S-1 registration statement, outlining details for its upcoming initial public offering of common stock.
OQB
Kaival Brands Innovations Group, Inc. details the terms of a common stock purchase warrant, outlining exercise conditions, price adjustments, and transferability.
AMEX
Kairos Pharma aims to raise capital through an initial public offering to fund clinical trials and further develop its pipeline of cancer therapeutics.
NASDAQ
QT Imaging Holdings, Inc. has filed a registration statement for the issuance of up to 43,795,000 shares of common stock and the resale of up to 17,711,129 shares and 889,364 warrants by selling securityholders following its merger with GigCapital5, Inc.
NASDAQ
reAlpha Tech Corp. files an amendment to its Form S-11 registration statement for a public offering involving up to 1,997,116 shares of common stock and 1,700,884 shares underlying warrants.
NASDAQ
CING
Cingulate INCCingulate Inc. has filed a registration statement for the resale of up to 2,000,000 shares of its common stock by Lincoln Park Capital Fund, LLC.
NASDAQ
Phio Pharmaceuticals aims to raise up to $100 million through a shelf registration, offering various securities to fund clinical development and corporate activities.
NYSE
GCT Semiconductor Holding, Inc. has filed an amendment to its S-1 registration statement, detailing the issuance of common stock upon warrant exercises and the resale of common stock and private placement warrants by selling securityholders.
Safe & Green Holdings Corp. has filed a registration statement for the resale of up to 4,327,793 shares of its common stock by a selling stockholder.
NASDAQ
Rapport Therapeutics, a clinical-stage biopharmaceutical company, has filed for an initial public offering to fund the development of its small molecule medicines for central nervous system disorders.
NASDAQ
Edible Garden AG plans to raise up to $15 million through a public offering of units, each including common stock or a pre-funded warrant, and Class A and Class B warrants.
NASDAQ
QT Imaging Holdings aims to raise capital and provide liquidity for selling securityholders through the registration of up to 43,795,000 shares of common stock and 889,364 warrants.
NASDAQ
Banzai International, Inc. enters into a securities purchase agreement to issue and sell shares of Class A common stock and warrants to identified purchasers.
BTS
S-1/A: Dynamic Shares Trust Files Amendment No. 2 for Dynamic Short Short-Term Volatility Futures ETF
Dynamic Shares Trust files a pre-effective amendment to its Form S-1 registration statement for the Dynamic Short Short-Term Volatility Futures ETF, aiming for public sale commencement.
AMEX
AgEagle Aerial Systems is registering 5.47 million shares of common stock for resale by selling shareholders following recent private placement transactions.
NASDAQ
Waystar Holding Corp. is going public to raise capital for debt repayment and general corporate purposes, seeking to streamline healthcare payments through its cloud-based software.
NASDAQ
Benitec Biopharma is registering for resale 32,871,201 shares of common stock to satisfy registration rights granted in connection with a recent $40 million private placement.
NASDAQ
NioCorp Developments Ltd. has filed an S-1 registration statement for the potential resale of up to 4,834,066 common shares by existing selling shareholders.