Latest S-1 registration statements
Chromocell Therapeutics aims to raise up to $30 million through a committed equity financing facility with Tikkun Capital, as detailed in their S-1 filing.
NYSE ARCA
Grayscale Bitcoin Mini Trust (BTC) is set to launch a public offering of its Shares, aiming to provide investors with a convenient and cost-effective way to gain exposure to Bitcoin.
OTC.Pink
DIH Holding US, Inc. is registering for resale up to 24.1 million shares of its Class A common stock by selling stockholders, along with warrants and shares issuable upon warrant exercises.
Mullen Automotive is registering for resale up to 85 million shares of its common stock, primarily related to the conversion of convertible notes and exercise of warrants by selling stockholders.
NASDAQ
Brand Engagement Network Inc. has filed an S-1 registration statement with the SEC for the resale of up to 8,102,276 shares of common stock, including shares underlying warrants, by existing security holders.
OID
LGMK
Logicmark, INCLogicMark, Inc. files an amendment to its S-1 registration statement for a proposed public offering of units and pre-funded units to raise capital.
OTC.Pink
GETR
Getaround, INCS-1/A: Getaround Files Amendment for S-1 Registration, Eyes Potential $193.1 Million from Warrant Exercises
Getaround, Inc. has filed an amendment to its S-1 registration statement, covering the potential issuance of common stock upon warrant exercises and resale of existing securities by selling securityholders.
NASDAQ
CO2 Energy Transition Corp., a blank check company targeting the carbon capture industry, files an amendment to its S-1 registration statement for a proposed $60 million initial public offering.
NASDAQ
Phio Pharmaceuticals has filed a registration statement for the resale of up to 1,131,468 shares of common stock by selling stockholders, primarily related to warrant exercises.
Thumzup Media Corporation updates its registration statement for an IPO of 1,000,000 shares, aiming for a Nasdaq listing under the symbol TZUP.
NASDAQ
Treasure Global Inc. aims to raise capital through a public offering of common stock and warrants to fund working capital and general corporate purposes.
Cantor Equity Partners, a blank check company, files an amendment to its S-1 registration statement for a $100 million initial public offering of Class A ordinary shares.
AA Mission Acquisition Corp. files an amendment to its Form S-1 registration statement with the SEC, primarily consisting of exhibits.
OTC.Pink
Alternus Clean Energy is registering up to 35,575,274 shares of common stock for resale by selling securityholders, aiming to fulfill contractual obligations and potentially raise capital through warrant exercises.
NDOI
Endo, INCEndo, Inc. amends and restates its non-employee director compensation policy, outlining annual equity and cash retainers effective July 23, 2024, as the company prepares for a possible public listing.
AMEX
Volato Group, Inc. aims to raise capital through a public offering of shares, pre-funded warrants, and common warrants, as detailed in its latest SEC filing.
OQB
Monroe Federal Bancorp prepares for its conversion to stock form with an updated S-1 filing, outlining the terms of its upcoming stock offering.
OTC.Pink
Grom Social Enterprises is set to launch a public offering of units and pre-funded units, alongside a resale of common stock by a selling stockholder.
NASDAQ
Palatin Technologies is registering for the resale of up to 4,849,915 shares of common stock by a selling stockholder following a warrant inducement transaction in June 2024.
NASDAQ
SILO
Silo Pharma, INCSilo Pharma, Inc. has filed an amendment to its S-1 registration statement, aiming to register 1,043,739 shares of common stock for resale, primarily issuable upon the exercise of warrants, with potential proceeds directed towards product development and general corporate purposes.
AMEX
HNR Acquisition Corp files an amendment to its S-1 registration statement for offerings related to public warrants and Class A Common Stock.
OQB
United Health Products, Inc. files an amendment to its S-1 registration statement to include a new exhibit related to accounting firm consent.
Know Labs files an amendment to its S-1 registration statement, primarily to include the consent of its independent registered public accounting firm.
AMEX
S-1/A: Healthy Choice Wellness Corp. Files Amendment No. 5 to Form S-1 for Spin-Off and Public Offering
Healthy Choice Wellness Corp. updates its registration statement for a planned spin-off from Healthier Choices Management Corp. and a concurrent public offering.
NASDAQ
XPON
Expion360 INCExpion360 Inc. is planning a unit offering consisting of common stock or pre-funded warrants, Series A warrants, and Series B warrants.
AMEX
Healthy Choice Wellness Corp. is progressing with its IPO and spin-off from Healthier Choices Management Corp., aiming to list on the NYSE American exchange.
EQV Ventures Acquisition Corp. details the terms of its warrant agreement, outlining the rights and obligations related to warrants issued in its initial public offering.
NovaBay Pharmaceuticals aims to raise approximately $3.16 million through a public offering of common stock and warrants to fund working capital and general corporate purposes.
NASDAQ
LINE
Lineage, INCLineage, Inc. has filed a registration statement to offer an additional 11,364,358 shares of common stock, including shares available through the underwriters' option, following its initial S-11 filing.
OTC.Pink
CNXX
Conx CORPS-1/A: CONX Corp Files Amendment No. 2 to Form S-1, Registers Shares for Warrant Exercise and Resale
CONX Corp has filed an amendment to its Form S-1 registration statement to register shares of Class A common stock issuable upon warrant exercise and for resale by selling securityholders.