Latest Schedule 13D activist filings
Ryan Martin has reported acquiring a significant stake in Kustom Entertainment, Inc., indicating a passive investment strategy.
NASDAQ
Junli Yang and Quantum Leap Limited have filed a Schedule 13D, disclosing beneficial ownership of 17.10% of TOP Financial Group Ltd's Class A Ordinary Shares following a warrant exercise.
NYSE
Permian Basin Royalty Trust announces a combination agreement with Blackbeard Holdings, LLC and Greybeard Energy, LLC, forming a new entity, PBT Land and Minerals, Inc.
YHD
Southern Cross Acquisition I Sponsor Corp. and Dong Chen report beneficial ownership of 3,100,300 ordinary shares, representing 21.1% of the outstanding shares, following the company's IPO.
OTC.Pink
SYBX
Synlogic, INCNew Enterprise Associates 14, L.P. and affiliated entities have filed an amendment to their Schedule 13D, detailing their support for Synlogic, Inc.'s merger with Caldera Therapeutics, Inc.
NYSE
Filings reveal significant beneficial ownership changes and recent open market transactions by key stakeholders in Highland Opportunities & Income Fund.
NYSE
BBFIT Investments, associated with Brett Blundy, has sold a significant number of Victoria's Secret shares, reducing their beneficial ownership to 9.8%.
NYSE
CMBT
Cmbtech NVCompagnie Maritime Belge NV has pledged its CMB.TECH NV shares as collateral for a new USD 500 million credit facility, refinancing existing debt and providing new capital for acquisitions.
OTC.Pink
SYBX
Synlogic, INCReporting persons Funicular Funds, LP, Cable Car Capital, LP, and Jacob Ma-Weaver have filed an amendment to their Schedule 13D, detailing their support for Synlogic's merger with Caldera Therapeutics, Inc.
NASDAQ
SCHEDULE: Yarrow Bioscience Stakeholder Update
AI Biotechnology LLC and affiliated entities report a 6.02% stake in Yarrow Bioscience, Inc. following a merger and stock split.
NASDAQ
SCHEDULE: Wearable Devices Ltd. Ownership Update
J.B.D Innovation Ltd. and associated parties report a change in beneficial ownership of Wearable Devices Ltd. shares.
NASDAQ
Van Herk Investments and other shareholders have filed a petition with the Dutch Enterprise Chamber seeking an investigation into ProQR Therapeutics' corporate governance and requesting the appointment of an independent director.
NASDAQ
Siow Kim Lian has disclosed a 12.6% beneficial ownership in JBDI Holdings Ltd Ordinary Shares following a corporate reorganization and stock split.
NASDAQ
Patrick Lim Tze Chong has filed a Schedule 13D detailing his beneficial ownership of 2,497,148 ordinary shares in JBDI Holdings Ltd, representing 12.6% of the class.
NASDAQ
E U Holdings Pte. Ltd., along with individuals Ng Eng Guan and Neo Chin Heng, have disclosed beneficial ownership of 3,947,910 ordinary shares, representing 46.0% of JBDI Holdings Ltd.
NYSE
Sit Investment Associates, Inc. and Sit Fixed Income Advisors II, LLC have filed an amendment to their Schedule 13D, reporting beneficial ownership of 30.1% of Franklin Premier Income Trust's common stock.
NASDAQ
A group of investors has amended their Schedule 13D filing, disclosing their belief that Citizens Community Bancorp's stock is undervalued and indicating discussions about potential board director changes.
NASDAQ
EU Asia Holidays Pte. Ltd. has acquired all shares of Westin Investment Co. Ltd., indirectly controlling 27.9% of Westin Acquisition Corp.
NASDAQ
Bryan Ganz and associated entities have updated their Schedule 13D filing, reflecting changes in beneficial ownership of Byrna Technologies Inc. common stock.
NASDAQ
HoldCo Asset Management, along with affiliated entities and individuals, has reported beneficial ownership of 5.1% of TrustCo Bank Corp NY's common stock, acquired for approximately $31 million.
NASDAQ
IPG Photonics Corporation's Schedule 13D filing reveals adjustments in beneficial ownership among key stakeholders, with Eugene A. Shcherbakov now holding 34.3% of the common stock.
NASDAQ
Research Alliance Corporation III has entered into a Business Combination Agreement to acquire OHB Pediatrics Ltd., with an expected closing in the second half of 2026.
AMEX
SCHEDULE: Gabelli Boosts LGL Group Stake to 34.8%
Marc Gabelli and affiliated entities have increased their beneficial ownership in LGL Group Inc. to 34.8% following a subscription rights offering.
DYNX
Dynamix CORPBulldog Investors, LLP has urged Dynamix Corporation's board to distribute a $50 million termination fee equitably to all shareholders, warning against a 'self-serving' option that would benefit only Class B shareholders.
NASDAQ
David Sobelman converted $120,000 of debt into 162,163 shares of common stock, increasing his beneficial ownership.
AMEX
Uranium Energy Corp. has filed a Schedule 13D, revealing beneficial ownership of 7.7% of Uranium Royalty Corp.'s common stock following a corporate domestication transaction.
OQB
Charles D. Schmalz and Dana Schmalz report beneficial ownership of 100,394 shares, representing 9.9% of EWSB Bancorp, Inc. common stock, acquired through personal funds and a recent subscription offering.
OQB
Kory J. Schneider and Carrie A. Schneider have disclosed a combined beneficial ownership of 9.58% in EWSB Bancorp, Inc. common stock, acquired through personal funds.
OQB
James E. Mangold and Sara Mangold have filed a Schedule 13D, disclosing beneficial ownership of 98,068 shares, representing 9.67% of EWSB Bancorp, Inc. common stock, acquired for investment purposes.
NASDAQ
PCLA
Picocela INCAbout Investment Pte. Ltd. and Jiaming Li have acquired a 67.5% stake in PicoCELA Inc. through a $5 million investment in preferred shares, gaining substantial control and governance rights.